Sections
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240.3b-1
§ 240.3b-1 Definition of “listed”. -
240.3b-2
§ 240.3b-2 Definition of “officer”. -
240.3b-3
§ 240.3b-3 [Reserved] -
240.3b-4
§ 240.3b-4 Definition of “foreign government,” “foreign issuer” and “foreign private issuer”. -
240.3b-5
§ 240.3b-5 Non-exempt securities issued under governmental obligations. -
240.3b-6
§ 240.3b-6 Liability for certain statements by issuers. -
240.3b-7
§ 240.3b-7 Definition of “executive officer”. -
240.3b-8
§ 240.3b-8 Definitions of “Qualified OTC Market Maker, Qualified Third Market Maker” and “Qualified Block Positioner”. -
240.3b-9 - 240.3b-10
§§ 240.3b-9-240.3b-10 [Reserved] -
240.3b-11
§ 240.3b-11 Definitions relating to limited partnership roll-up transactions for purposes of sections 6(b)(9), 14(h) and 15A(b)(12)-(13). -
240.3b-12
§ 240.3b-12 Definition of OTC derivatives dealer. -
240.3b-13
§ 240.3b-13 Definition of eligible OTC derivative instrument. -
240.3b-14
§ 240.3b-14 Definition of cash management securities activities. -
240.3b-15
§ 240.3b-15 Definition of ancillary portfolio management securities activities. -
240.3b-16
§ 240.3b-16 Definitions of terms used in Section 3(a)(1) of the Act. -
240.3b-17
§ 240.3b-17 [Reserved] -
240.3b-18
§ 240.3b-18 Definitions of terms used in Section 3(a)(5) of the Act. -
240.3b-19
§ 240.3b-19 Definition of “issuer” in section 3(a)(8) of the Act in relation to asset-backed securities.