Regulation E—Exemption for Securities of Small Business Investment Companies

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 230
8. ›
9. Subject Group Regulation E—Exemption for Securities of Small Business Investment Companies

Sections

• 230.601
  § 230.601 Definitions of terms used in §§ 230.601 to 230.610a.
• 230.602
  § 230.602 Securities exempted.
• 230.603
  § 230.603 Amount of securities exempted.
• 230.604
  § 230.604 Filing of notification on Form 1-E.
• 230.605
  § 230.605 Filing and use of the offering circular.
• 230.606
  § 230.606 Offering not in excess of $100,000.
• 230.607
  § 230.607 Sales material to be filed.
• 230.608
  § 230.608 Prohibition of certain statements.
• 230.609
  § 230.609 Reports of sales hereunder.
• 230.610
  § 230.610 Suspension of exemption.
• 230.610a
  § 230.610a Schedule A: Contents of offering circular for small business investment companies; Schedule B: Contents of offering circular for business development companies.
• 230.651-230.656
  §§ 230.651-230.656 [Reserved]
• 230.701
  § 230.701 Exemption for offers and sales of securities pursuant to certain compensatory benefit plans and contracts relating to compensation.
• 230.702(T)-230.703(T)
  §§ 230.702(T)-230.703(T) [Reserved]