Regulation D—Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 230
8. ›
9. Subject Group Regulation D—Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933

Sections

• 230.500
  § 230.500 Use of Regulation D.
• 230.501
  § 230.501 Definitions and terms used in Regulation D.
• 230.502
  § 230.502 General conditions to be met.
• 230.503
  § 230.503 Filing of notice of sales.
• 230.504
  § 230.504 Exemption for limited offerings and sales of securities not exceeding $10,000,000.
• 230.505
  § 230.505 [Reserved]
• 230.506
  § 230.506 Exemption for limited offers and sales without regard to dollar amount of offering.
• 230.507
  § 230.507 Disqualifying provision relating to exemptions under §§ 230.504 and 230.506.
• 230.508
  § 230.508 Insignificant deviations from a term, condition or requirement of Regulation D.