Title 13

PART 108 SUBPART H

Subpart H - Recordkeeping, Reporting, and Examination Requirements for NMVC Companies

13:1.0.1.1.8.8.98SUBJGRP 98
Recordkeeping Requirements for NMVC Companies
13:1.0.1.1.8.8.98.1SECTION 108.600
   108.600 General requirement for NMVC Company to maintain and preserve records.
13:1.0.1.1.8.8.98.2SECTION 108.610
   108.610 Required certifications for Loans and Investments.
13:1.0.1.1.8.8.98.3SECTION 108.620
   108.620 Requirements to obtain information from Portfolio Concerns.
13:1.0.1.1.8.8.99SUBJGRP 99
Reporting Requirements for NMVC Companies
13:1.0.1.1.8.8.99.4SECTION 108.630
   108.630 Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468).
13:1.0.1.1.8.8.99.5SECTION 108.640
   108.640 Requirement to file portfolio financing reports (SBA Form 1031).
13:1.0.1.1.8.8.99.6SECTION 108.650
   108.650 Requirement to report portfolio valuations to SBA.
13:1.0.1.1.8.8.99.7SECTION 108.660
   108.660 Other items required to be filed by NMVC Company with SBA.
13:1.0.1.1.8.8.99.8SECTION 108.680
   108.680 Reporting changes in NMVC Company not subject to prior SBA approval.
13:1.0.1.1.8.8.100SUBJGRP 100
Examinations of NMVC Companies by SBA for Regulatory Compliance
13:1.0.1.1.8.8.100.9SECTION 108.690
   108.690 Examinations.
13:1.0.1.1.8.8.100.10SECTION 108.691
   108.691 Responsibilities of NMVC Company during examination.
13:1.0.1.1.8.8.100.11SECTION 108.692
   108.692 Examination fees.