Title 7

PART 4290 SUBPART I

Subpart I - Financing of Enterprises by RBICs

• 7 U.S.C. 1989 and 2009cc et seq.
• 69 FR 32202, June 8, 2004, unless otherwise noted.

7:15.1.17.2.9.9.95	SUBJGRP 95	Determining Eligibility of an Enterprise for RBIC Financing
7:15.1.17.2.9.9.95.1	SECTION 4290.700	4290.700 Requirements concerning types of enterprises to receive financing.
7:15.1.17.2.9.9.95.2	SECTION 4290.720	4290.720 Enterprises that may be ineligible for Financing.
7:15.1.17.2.9.9.95.3	SECTION 4290.730	4290.730 Financings which constitute conflicts of interest.
7:15.1.17.2.9.9.95.4	SECTION 4290.740	4290.740 Portfolio diversification (“overline” limitation).
7:15.1.17.2.9.9.95.5	SECTION 4290.760	4290.760 How a change in size or activity of a Portfolio Concern affects the RBIC and the Portfolio Concern.
7:15.1.17.2.9.9.96	SUBJGRP 96	Structuring RBIC Financing of Eligible Enterprises - Types of Financings
7:15.1.17.2.9.9.96.6	SECTION 4290.800	4290.800 Financings in the form of Equity Securities.
7:15.1.17.2.9.9.96.7	SECTION 4290.810	4290.810 Financings in the form of Loans.
7:15.1.17.2.9.9.96.8	SECTION 4290.815	4290.815 Financings in the form of Debt Securities.
7:15.1.17.2.9.9.96.9	SECTION 4290.820	4290.820 Financings in the form of guarantees.
7:15.1.17.2.9.9.96.10	SECTION 4290.825	4290.825 Purchasing securities from an underwriter or other third party.
7:15.1.17.2.9.9.96.11	SECTION 4290.830	4290.830 Minimum term of Financing.
7:15.1.17.2.9.9.96.12	SECTION 4290.835	4290.835 Exceptions to minimum term of Financing.
7:15.1.17.2.9.9.96.13	SECTION 4290.840	4290.840 Maximum term of Financing.
7:15.1.17.2.9.9.96.14	SECTION 4290.845	4290.845 Maximum rate of amortization on Loans and Debt Securities.
7:15.1.17.2.9.9.96.15	SECTION 4290.850	4290.850 Restrictions on redemption of Equity Securities.
7:15.1.17.2.9.9.96.16	SECTION 4290.860	4290.860 Financing fees and expense reimbursements a RBIC may receive from an Enterprise.
7:15.1.17.2.9.9.96.17	SECTION 4290.880	4290.880 Assets acquired in liquidation of Portfolio securities.
7:15.1.17.2.9.9.97	SUBJGRP 97	Limitations on Disposition of Assets
7:15.1.17.2.9.9.97.18	SECTION 4290.885	4290.885 Disposition of assets to RBIC's Associates or to competitors of Portfolio Concerns.
7:15.1.17.2.9.9.97.19	SECTION 4290.900	4290.900 Management fees for services provided to an Enterprise by RBIC or its Associate.

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