Title 7

PART 4290 SUBPART J

Subpart J - Financial Assistance for RBICs (Leverage)

• 7 U.S.C. 1989 and 2009cc et seq.
• 69 FR 32202, June 8, 2004, unless otherwise noted.

7:15.1.17.2.9.10.98	SUBJGRP 98	General Information About Obtaining Leverage
7:15.1.17.2.9.10.98.1	SECTION 4290.1100	4290.1100 Type of Leverage and application procedures.
7:15.1.17.2.9.10.98.2	SECTION 4290.1120	4290.1120 General eligibility requirements for Leverage.
7:15.1.17.2.9.10.98.3	SECTION 4290.1130	4290.1130 Leverage fees payable by RBIC.
7:15.1.17.2.9.10.98.4	SECTION 4290.1140	4290.1140 RBIC's acceptance of remedies under § 4290.1810.
7:15.1.17.2.9.10.99	SUBJGRP 99	Maximum Amount of Leverage for Which a RBIC Is Eligible
7:15.1.17.2.9.10.99.5	SECTION 4290.1150	4290.1150 Maximum amount of Leverage for a RBIC.
7:15.1.17.2.9.10.100	SUBJGRP 100	Conditional Commitments To Reserve Leverage for a RBIC
7:15.1.17.2.9.10.100.6	SECTION 4290.1200	4290.1200 Leverage commitment to a RBIC - application procedure, amount, and term.
7:15.1.17.2.9.10.100.7	SECTION 4290.1220	4290.1220 Requirement for RBIC to file financial statements at the time of request for a draw.
7:15.1.17.2.9.10.100.8	SECTION 4290.1230	4290.1230 Draw-downs by RBIC under Leverage commitment.
7:15.1.17.2.9.10.100.9	SECTION 4290.1240	4290.1240 Funding of RBIC's draw request through sale to third-party.
7:15.1.17.2.9.10.101	SUBJGRP 101	Distributions by RBICs With Outstanding Leverage
7:15.1.17.2.9.10.101.10	SECTION 4290.1500	4290.1500 Restrictions on distributions to RBIC investors while RBIC has outstanding Leverage.
7:15.1.17.2.9.10.102	SUBJGRP 102	Funding Leverage by Use of Guaranteed Trust Certificates (“TCs”)
7:15.1.17.2.9.10.102.11	SECTION 4290.1600	4290.1600 Agency's authority to issue and guarantee Trust Certificates.
7:15.1.17.2.9.10.102.12	SECTION 4290.1610	4290.1610 Effect of prepayment or early redemption of Leverage on a Trust Certificate.
7:15.1.17.2.9.10.102.13	SECTION 4290.1620	4290.1620 Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
7:15.1.17.2.9.10.102.14	SECTION 4290.1630	4290.1630 Regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
7:15.1.17.2.9.10.102.15	SECTION 4290.1640	4290.1640 Agency's access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.
7:15.1.17.2.9.10.103	SUBJGRP 103	Miscellaneous
7:15.1.17.2.9.10.103.16	SECTION 4290.1700	4290.1700 Agency's transfer of interest in a RBIC's Leverage security.
7:15.1.17.2.9.10.103.17	SECTION 4290.1710	4290.1710 Agency's authority to collect or compromise claims.
7:15.1.17.2.9.10.103.18	SECTION 4290.1720	4290.1720 Characteristics of Agency's guarantee.

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