Subpart D—Enforcement Procedures

Sections

Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.

• 5.53
  § 5.53 General.
• 5.55
  § 5.55 Enforcement attorney responsibilities.
• 5.57
  § 5.57 Definitions.
• 5.59
  § 5.59 Enforcement policy generally.
• 5.61
  § 5.61 Investigative functions.
• 5.63
  § 5.63 Clear legal foundation.
• 5.65
  § 5.65 Proper exercise of prosecutorial and enforcement discretion.
• 5.67
  § 5.67 Duty to review for legal sufficiency.
• 5.69
  § 5.69 Fair notice.
• 5.71
  § 5.71 Separation of functions.
• 5.73
  § 5.73 Avoiding bias.
• 5.75
  § 5.75 Representation of regulated parties.
• 5.77
  § 5.77 Formal enforcement adjudications.
• 5.79
  § 5.79 Informal enforcement adjudications.
• 5.81
  § 5.81 The hearing record.
• 5.83
  § 5.83 Contacts with the public.
• 5.85
  § 5.85 Duty to disclose exculpatory evidence.
• 5.87
  § 5.87 Use of guidance documents in administrative enforcement cases.
• 5.89
  § 5.89 Alternative Dispute Resolution (ADR).
• 5.91
  § 5.91 Duty to adjudicate proceedings promptly.
• 5.93
  § 5.93 Termination of investigation.
• 5.95
  § 5.95 Initiation of additional investigations.
• 5.97
  § 5.97 Agency decisions.
• 5.99
  § 5.99 Settlements.
• 5.101
  § 5.101 OGC approval required for certain settlement terms.
• 5.103
  § 5.103 Basis for civil penalties and disclosures thereof.
• 5.105
  § 5.105 Publication of decisions.
• 5.107
  § 5.107 Coordination with the Office of Inspector General on criminal matters.
• 5.109
  § 5.109 Standard operating procedures.
• 5.111
  § 5.111 Cooperative information sharing.
• 5.113
  § 5.113 Small Business Regulatory Enforcement Fairness Act (SBREFA).
• 5.115
  § 5.115 Referral of matters for judicial enforcement.
• 5.117
  § 5.117 Publicly available decisional quality and efficiency metrics.
• 5.119
  § 5.119 Enforcement rights.