Subpart A—General Requirements

1. CFR
2. ›
3. Title 49
4. ›
5. Subtitle B
6. ›
7. Chapter III
8. ›
9. Part 371
10. ›
11. Subpart A

Sections

Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.

• 371.1
  § 371.1 Applicability.
• 371.2
  § 371.2 Definitions.
• 371.3
  § 371.3 Records to be kept by brokers.
• 371.7
  § 371.7 Misrepresentation.
• 371.9
  § 371.9 Rebating and compensation.
• 371.10
  § 371.10 Duties and obligations of brokers.
• 371.13
  § 371.13 Accounting.