Title 49

PART 240

Part 240 - Qualification And Certification Of Locomotive Engineers

PART 240 - QUALIFICATION AND CERTIFICATION OF LOCOMOTIVE ENGINEERS Authority:44 U.S.C. 3501 et seq.; 49 U.S.C. 20103, 20107, 20135, 20138, 20162, 20163, 21301, 21304, 21311; 28 U.S.C. 2461, note; and 49 CFR 1.89. Source:56 FR 28254, June 19, 1991, unless otherwise noted.

• Authority: 44 U.S.C. 3501 et seq.; 49 U.S.C. 20103, 20107, 20135, 20138, 20162, 20163, 21301, 21304, 21311; 28 U.S.C. 2461, note; and 49 CFR 1.89.
• Source: 56 FR 28254, June 19, 1991, unless otherwise noted.

49:4.1.1.1.34.1	SUBPART A	Subpart A - General
49:4.1.1.1.34.1.137.1	SECTION 240.1	240.1 Purpose and scope.
49:4.1.1.1.34.1.137.2	SECTION 240.3	240.3 Application and responsibility for compliance.
49:4.1.1.1.34.1.137.3	SECTION 240.5	240.5 Effect and construction.
49:4.1.1.1.34.1.137.4	SECTION 240.7	240.7 Definitions.
49:4.1.1.1.34.1.137.5	SECTION 240.9	240.9 Waivers.
49:4.1.1.1.34.1.137.6	SECTION 240.11	240.11 Penalties and consequences for noncompliance.
49:4.1.1.1.34.1.137.7	SECTION 240.13	240.13 Information collection requirements.
49:4.1.1.1.34.2	SUBPART B	Subpart B - Component Elements of the Certification Process
49:4.1.1.1.34.2.137.1	SECTION 240.101	240.101 Certification program required.
49:4.1.1.1.34.2.137.2	SECTION 240.103	240.103 Approval of design of individual railroad programs by FRA.
49:4.1.1.1.34.2.137.3	SECTION 240.104	240.104 Criteria for determining whether movement of roadway maintenance equipment or a dual purpose vehicle requires a certified locomotive engineer.
49:4.1.1.1.34.2.137.4	SECTION 240.105	240.105 Criteria for selection of designated supervisors of locomotive engineers.
49:4.1.1.1.34.2.137.5	SECTION 240.107	240.107 Types of service.
49:4.1.1.1.34.2.137.6	SECTION 240.109	240.109 General criteria for eligibility based on prior safety conduct.
49:4.1.1.1.34.2.137.7	SECTION 240.111	240.111 Individual's duty to furnish data on prior safety conduct as motor vehicle operator.
49:4.1.1.1.34.2.137.8	SECTION 240.113	240.113 Individual's duty to furnish data on prior safety conduct as an employee of a different railroad.
49:4.1.1.1.34.2.137.9	SECTION 240.115	240.115 Criteria for consideration of prior safety conduct as a motor vehicle operator.
49:4.1.1.1.34.2.137.10	SECTION 240.117	240.117 Criteria for consideration of operating rules compliance data.
49:4.1.1.1.34.2.137.11	SECTION 240.119	240.119 Criteria for consideration of data on substance abuse disorders and alcohol/drug rules compliance.
49:4.1.1.1.34.2.137.12	SECTION 240.121	240.121 Criteria for vision and hearing acuity data.
49:4.1.1.1.34.2.137.13	SECTION 240.123	240.123 Training.
49:4.1.1.1.34.2.137.14	SECTION 240.125	240.125 Knowledge testing.
49:4.1.1.1.34.2.137.15	SECTION 240.127	240.127 Criteria for examining skill performance.
49:4.1.1.1.34.2.137.16	SECTION 240.129	240.129 Criteria for monitoring operational performance of certified engineers.
49:4.1.1.1.34.3	SUBPART C	Subpart C - Implementation of the Certification Process
49:4.1.1.1.34.3.137.1	SECTION 240.201	240.201 Implementation.
49:4.1.1.1.34.3.137.2	SECTION 240.203	240.203 Determinations required as a prerequisite to certification.
49:4.1.1.1.34.3.137.3	SECTION 240.205	240.205 Procedures for determining eligibility based on prior safety conduct.
49:4.1.1.1.34.3.137.4	SECTION 240.207	240.207 Procedures for making the determination on vision and hearing acuity.
49:4.1.1.1.34.3.137.5	SECTION 240.209	240.209 Procedures for making the determination on knowledge.
49:4.1.1.1.34.3.137.6	SECTION 240.211	240.211 Procedures for making the determination on performance skills.
49:4.1.1.1.34.3.137.7	SECTION 240.213	240.213 Procedures for making the determination on completion of training program.
49:4.1.1.1.34.3.137.8	SECTION 240.215	240.215 Retaining information supporting determinations.
49:4.1.1.1.34.3.137.9	SECTION 240.217	240.217 Time limitations for making determinations.
49:4.1.1.1.34.3.137.10	SECTION 240.219	240.219 Denial of certification.
49:4.1.1.1.34.3.137.11	SECTION 240.221	240.221 Identification of qualified persons.
49:4.1.1.1.34.3.137.12	SECTION 240.223	240.223 Criteria for the certificate.
49:4.1.1.1.34.3.137.13	SECTION 240.225	240.225 Reliance on qualification determinations made by other railroads.
49:4.1.1.1.34.3.137.14	SECTION 240.227	240.227 Reliance on qualification requirements of other countries.
49:4.1.1.1.34.3.137.15	SECTION 240.229	240.229 Requirements for joint operations territory.
49:4.1.1.1.34.3.137.16	SECTION 240.231	240.231 Requirements for locomotive engineers unfamiliar with physical characteristics in other than joint operations.
49:4.1.1.1.34.4	SUBPART D	Subpart D - Administration of the Certification Program
49:4.1.1.1.34.4.137.1	SECTION 240.301	240.301 Replacement of certificates.
49:4.1.1.1.34.4.137.2	SECTION 240.303	240.303 Operational monitoring requirements.
49:4.1.1.1.34.4.137.3	SECTION 240.305	240.305 Prohibited conduct.
49:4.1.1.1.34.4.137.4	SECTION 240.307	240.307 Revocation of certification.
49:4.1.1.1.34.4.137.5	SECTION 240.308	240.308 Multiple certifications.
49:4.1.1.1.34.4.137.6	SECTION 240.309	240.309 Railroad oversight responsibilities.
49:4.1.1.1.34.5	SUBPART E	Subpart E - Dispute Resolution Procedures
49:4.1.1.1.34.5.137.1	SECTION 240.401	240.401 Review board established.
49:4.1.1.1.34.5.137.2	SECTION 240.403	240.403 Petition requirements.
49:4.1.1.1.34.5.137.3	SECTION 240.405	240.405 Processing certification review petitions.
49:4.1.1.1.34.5.137.4	SECTION 240.407	240.407 Request for a hearing.
49:4.1.1.1.34.5.137.5	SECTION 240.409	240.409 Hearings.
49:4.1.1.1.34.5.137.6	SECTION 240.411	240.411 Appeals.
49:4.1.1.1.34.6	SUBPART 0
49:4.1.1.1.34.7.137.1.93	APPENDIX Appendix A	Appendix A to Part 240 [Reserved]
49:4.1.1.1.34.7.137.1.94	APPENDIX Appendix B	Appendix B to Part 240 - Procedures for Submission and Approval of Locomotive Engineer Qualification Programs
49:4.1.1.1.34.7.137.1.95	APPENDIX Appendix C	Appendix C to Part 240 - Procedures for Obtaining and Evaluating Motor Vehicle Driving Record Data
49:4.1.1.1.34.7.137.1.96	APPENDIX Appendix D	Appendix D to Part 240 - Identification of State Agencies That Perform National Driver Register Checks
49:4.1.1.1.34.7.137.1.97	APPENDIX Appendix E	Appendix E to Part 240 - Recommended Procedures for Conducting Skill Performance Tests
49:4.1.1.1.34.7.137.1.98	APPENDIX Appendix F	Appendix F to Part 240 - Medical Standards Guidelines
49:4.1.1.1.34.7.137.1.99	APPENDIX Appendix G	Appendix G to Part 240 - Application of Revocable Events

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