Title 40

PART 1039

Part 1039 - Control Of Emissions From New And In-use Nonroad Compression-ignition Engines

PART 1039 - CONTROL OF EMISSIONS FROM NEW AND IN-USE NONROAD COMPRESSION-IGNITION ENGINES Authority:42 U.S.C. 7401-7671q. Source:69 FR 39213, June 29, 2004, unless otherwise noted.

40:36.0.1.1.7.1SUBPART A
Subpart A - Overview and Applicability
40:36.0.1.1.7.1.1.1SECTION 1042.1
   1042.1 Applicability.
40:36.0.1.1.7.1.1.2SECTION 1042.2
   1042.2 Who is responsible for compliance
40:36.0.1.1.7.1.1.3SECTION 1042.5
   1042.5 Exclusions.
40:36.0.1.1.7.1.1.4SECTION 1042.10
   1042.10 Organization of this part.
40:36.0.1.1.7.1.1.5SECTION 1042.15
   1042.15 Do any other regulation parts apply to me
40:36.0.1.1.7.1.1.6SECTION 1042.30
   1042.30 Submission of information.
40:36.0.1.1.7.1.4.1SECTION 1039.1
   1039.1 Does this part apply for my engines
40:36.0.1.1.7.1.4.2SECTION 1039.2
   1039.2 Who is responsible for compliance
40:36.0.1.1.7.1.4.3SECTION 1039.5
   1039.5 Which engines are excluded from this part's requirements
40:36.0.1.1.7.1.4.4SECTION 1039.10
   1039.10 How is this part organized
40:36.0.1.1.7.1.4.5SECTION 1039.15
   1039.15 Do any other regulation parts apply to me
40:36.0.1.1.7.1.4.6SECTION 1039.20
   1039.20 What requirements from this part apply to excluded stationary engines
40:36.0.1.1.7.1.4.7SECTION 1039.30
   1039.30 Submission of information.
40:36.0.1.1.7.2SUBPART B
Subpart B - Emission Standards and Related Requirements
40:36.0.1.1.7.2.1.1SECTION 1042.101
   1042.101 Exhaust emission standards for Category 1 and Category 2 engines.
40:36.0.1.1.7.2.1.2SECTION 1042.104
   1042.104 Exhaust emission standards for Category 3 engines.
40:36.0.1.1.7.2.1.3SECTION 1042.107
   1042.107 Evaporative emission standards.
40:36.0.1.1.7.2.1.4SECTION 1042.110
   1042.110 Recording reductant use and other diagnostic functions.
40:36.0.1.1.7.2.1.5SECTION 1042.115
   1042.115 Other requirements.
40:36.0.1.1.7.2.1.6SECTION 1042.120
   1042.120 Emission-related warranty requirements.
40:36.0.1.1.7.2.1.7SECTION 1042.125
   1042.125 Maintenance instructions.
40:36.0.1.1.7.2.1.8SECTION 1042.130
   1042.130 Installation instructions for vessel manufacturers.
40:36.0.1.1.7.2.1.9SECTION 1042.135
   1042.135 Labeling.
40:36.0.1.1.7.2.1.10SECTION 1042.140
   1042.140 Maximum engine power, displacement, power density, and maximum in-use engine speed.
40:36.0.1.1.7.2.1.11SECTION 1042.145
   1042.145 Interim provisions.
40:36.0.1.1.7.2.4.1SECTION 1039.101
   1039.101 What exhaust emission standards must my engines meet after the 2014 model year
40:36.0.1.1.7.2.4.2SECTION 1039.102
   1039.102 What exhaust emission standards and phase-in allowances apply for my engines in model year 2014 and earlier
40:36.0.1.1.7.2.4.3SECTION 1039.104
   1039.104 Are there interim provisions that apply only for a limited time
40:36.0.1.1.7.2.4.4SECTION 1039.105
   1039.105 What smoke standards must my engines meet
40:36.0.1.1.7.2.4.5SECTION 1039.107
   1039.107 What evaporative emission standards and requirements apply
40:36.0.1.1.7.2.4.6SECTION 1039.110
   1039.110 Recording reductant use and other diagnostic functions.
40:36.0.1.1.7.2.4.7SECTION 1039.115
   1039.115 What other requirements apply
40:36.0.1.1.7.2.4.8SECTION 1039.120
   1039.120 What emission-related warranty requirements apply to me
40:36.0.1.1.7.2.4.9SECTION 1039.125
   1039.125 What maintenance instructions must I give to buyers
40:36.0.1.1.7.2.4.10SECTION 1039.130
   1039.130 What installation instructions must I give to equipment manufacturers
40:36.0.1.1.7.2.4.11SECTION 1039.135
   1039.135 How must I label and identify the engines I produce
40:36.0.1.1.7.2.4.12SECTION 1039.140
   1039.140 What is my engine's maximum engine power
40:36.0.1.1.7.3SUBPART C
Subpart C - Certifying Engine Families
40:36.0.1.1.7.3.1.1SECTION 1042.201
   1042.201 General requirements for obtaining a certificate of conformity.
40:36.0.1.1.7.3.1.2SECTION 1042.205
   1042.205 Application requirements.
40:36.0.1.1.7.3.1.3SECTION 1042.210
   1042.210 Preliminary approval.
40:36.0.1.1.7.3.1.4SECTION 1042.220
   1042.220 Amending maintenance instructions.
40:36.0.1.1.7.3.1.5SECTION 1042.225
   1042.225 Amending applications for certification.
40:36.0.1.1.7.3.1.6SECTION 1042.230
   1042.230 Engine families.
40:36.0.1.1.7.3.1.7SECTION 1042.235
   1042.235 Emission testing related to certification.
40:36.0.1.1.7.3.1.8SECTION 1042.240
   1042.240 Demonstrating compliance with exhaust emission standards.
40:36.0.1.1.7.3.1.9SECTION 1042.245
   1042.245 Deterioration factors.
40:36.0.1.1.7.3.1.10SECTION 1042.250
   1042.250 Recordkeeping and reporting.
40:36.0.1.1.7.3.1.11SECTION 1042.255
   1042.255 EPA decisions.
40:36.0.1.1.7.3.4.1SECTION 1039.201
   1039.201 What are the general requirements for obtaining a certificate of conformity
40:36.0.1.1.7.3.4.2SECTION 1039.205
   1039.205 What must I include in my application
40:36.0.1.1.7.3.4.3SECTION 1039.210
   1039.210 May I get preliminary approval before I complete my application
40:36.0.1.1.7.3.4.4SECTION 1039.220
   1039.220 How do I amend my maintenance instructions
40:36.0.1.1.7.3.4.5SECTION 1039.225
   1039.225 How do I amend my application for certification
40:36.0.1.1.7.3.4.6SECTION 1039.230
   1039.230 How do I select engine families
40:36.0.1.1.7.3.4.7SECTION 1039.235
   1039.235 What testing requirements apply for certification
40:36.0.1.1.7.3.4.8SECTION 1039.240
   1039.240 How do I demonstrate that my engine family complies with exhaust emission standards
40:36.0.1.1.7.3.4.9SECTION 1039.245
   1039.245 How do I determine deterioration factors from exhaust durability testing
40:36.0.1.1.7.3.4.10SECTION 1039.250
   1039.250 What records must I keep and what reports must I send to EPA
40:36.0.1.1.7.3.4.11SECTION 1039.255
   1039.255 What decisions may EPA make regarding my certificate of conformity
40:36.0.1.1.7.4SUBPART D
Subpart D [Reserved]
40:36.0.1.1.7.4.1.1SECTION 1042.301
   1042.301 General provisions.
40:36.0.1.1.7.4.1.2SECTION 1042.302
   1042.302 Applicability of this subpart for Category 3 engines.
40:36.0.1.1.7.4.1.3SECTION 1042.305
   1042.305 Preparing and testing production-line engines.
40:36.0.1.1.7.4.1.4SECTION 1042.310
   1042.310 Engine selection for Category 1 and Category 2 engines.
40:36.0.1.1.7.4.1.5SECTION 1042.315
   1042.315 Determining compliance.
40:36.0.1.1.7.4.1.6SECTION 1042.320
   1042.320 What happens if one of my production-line engines fails to meet emission standards
40:36.0.1.1.7.4.1.7SECTION 1042.325
   1042.325 What happens if an engine family fails the production-line testing requirements
40:36.0.1.1.7.4.1.8SECTION 1042.330
   1042.330 Selling engines from an engine family with a suspended certificate of conformity.
40:36.0.1.1.7.4.1.9SECTION 1042.335
   1042.335 Reinstating suspended certificates.
40:36.0.1.1.7.4.1.10SECTION 1042.340
   1042.340 When may EPA revoke my certificate under this subpart and how may I sell these engines again
40:36.0.1.1.7.4.1.11SECTION 1042.345
   1042.345 Reporting.
40:36.0.1.1.7.4.1.12SECTION 1042.350
   1042.350 Recordkeeping.
40:36.0.1.1.7.5SUBPART E
Subpart E - In-Use Testing
40:36.0.1.1.7.5.1.1SECTION 1042.401
   1042.401 General Provisions.
40:36.0.1.1.7.5.4.1SECTION 1039.401
   1039.401 General provisions.
40:36.0.1.1.7.6SUBPART F
Subpart F - Test Procedures
40:36.0.1.1.7.6.1.1SECTION 1042.501
   1042.501 How do I run a valid emission test
40:36.0.1.1.7.6.1.2SECTION 1042.505
   1042.505 Testing engines using discrete-mode or ramped-modal duty cycles.
40:36.0.1.1.7.6.1.3SECTION 1042.515
   1042.515 Test procedures related to not-to-exceed standards.
40:36.0.1.1.7.6.1.4SECTION 1042.520
   1042.520 What testing must I perform to establish deterioration factors
40:36.0.1.1.7.6.1.5SECTION 1042.525
   1042.525 How do I adjust emission levels to account for infrequently regenerating aftertreatment devices
40:36.0.1.1.7.6.4.1SECTION 1039.501
   1039.501 How do I run a valid emission test
40:36.0.1.1.7.6.4.2SECTION 1039.505
   1039.505 How do I test engines using steady-state duty cycles, including ramped-modal testing
40:36.0.1.1.7.6.4.3SECTION 1039.510
   1039.510 Which duty cycles do I use for transient testing
40:36.0.1.1.7.6.4.4SECTION 1039.515
   1039.515 What are the test procedures related to not-to-exceed standards
40:36.0.1.1.7.6.4.5SECTION 1039.520
   1039.520 What testing must I perform to establish deterioration factors
40:36.0.1.1.7.6.4.6SECTION 1039.525
   1039.525 How do I adjust emission levels to account for infrequently regenerating aftertreatment devices
40:36.0.1.1.7.7SUBPART G
Subpart G - Special Compliance Provisions
40:36.0.1.1.7.7.1.1SECTION 1042.601
   1042.601 General compliance provisions for marine engines and vessels.
40:36.0.1.1.7.7.1.2SECTION 1042.605
   1042.605 Dressing engines already certified to other standards for nonroad or heavy-duty highway engines for marine use.
40:36.0.1.1.7.7.1.3SECTION 1042.610
   1042.610 Certifying auxiliary marine engines to land-based standards.
40:36.0.1.1.7.7.1.4SECTION 1042.615
   1042.615 Replacement engine exemption.
40:36.0.1.1.7.7.1.5SECTION 1042.620
   1042.620 Engines used solely for competition.
40:36.0.1.1.7.7.1.6SECTION 1042.625
   1042.625 Special provisions for engines used in emergency applications.
40:36.0.1.1.7.7.1.7SECTION 1042.630
   1042.630 Personal-use exemption.
40:36.0.1.1.7.7.1.8SECTION 1042.635
   1042.635 National security exemption.
40:36.0.1.1.7.7.1.9SECTION 1042.650
   1042.650 Exemptions for migratory vessels and auxiliary engines on Category 3 vessels.
40:36.0.1.1.7.7.1.10SECTION 1042.655
   1042.655 Special certification provisions for Category 3 engines with aftertreatment.
40:36.0.1.1.7.7.1.11SECTION 1042.660
   1042.660 Requirements for vessel manufacturers, owners, and operators.
40:36.0.1.1.7.7.1.12SECTION 1042.670
   1042.670 Special provisions for gas turbine engines.
40:36.0.1.1.7.7.4.1SECTION 1039.601
   1039.601 What compliance provisions apply
40:36.0.1.1.7.7.4.2SECTION 1039.605
   1039.605 What provisions apply to engines certified under the motor-vehicle program
40:36.0.1.1.7.7.4.3SECTION 1039.610
   1039.610 What provisions apply to vehicles certified under the motor-vehicle program
40:36.0.1.1.7.7.4.4SECTION 1039.615
   1039.615 What special provisions apply to engines using noncommercial fuels
40:36.0.1.1.7.7.4.5SECTION 1039.620
   1039.620 What are the provisions for exempting engines used solely for competition
40:36.0.1.1.7.7.4.6SECTION 1039.625
   1039.625 What requirements apply under the program for equipment-manufacturer flexibility
40:36.0.1.1.7.7.4.7SECTION 1039.626
   1039.626 What special provisions apply to equipment imported under the equipment-manufacturer flexibility program
40:36.0.1.1.7.7.4.8SECTION 1039.627
   1039.627 What are the incentives for equipment manufacturers to use cleaner engines
40:36.0.1.1.7.7.4.9SECTION 1039.630
   1039.630 What are the economic hardship provisions for equipment manufacturers
40:36.0.1.1.7.7.4.10SECTION 1039.635
   1039.635 What are the hardship provisions for engine manufacturers
40:36.0.1.1.7.7.4.11SECTION 1039.645
   1039.645 What special provisions apply to engines used for transportation refrigeration units
40:36.0.1.1.7.7.4.12SECTION 1039.650
   1039.650 [Reserved]
40:36.0.1.1.7.7.4.13SECTION 1039.655
   1039.655 What special provisions apply to engines sold in Guam, American Samoa, or the Commonwealth of the Northern Mariana Islands
40:36.0.1.1.7.7.4.14SECTION 1039.665
   1039.665 Special provisions for use of engines in emergency situations.
40:36.0.1.1.7.7.4.15SECTION 1039.670
   1039.670 Approval of an emergency equipment field modification (EEFM).
40:36.0.1.1.7.7.4.16SECTION 1039.699
   1039.699 Emission standards and certification requirements for auxiliary power units for highway tractors.
40:36.0.1.1.7.8SUBPART H
Subpart H - Averaging, Banking, and Trading for Certification
40:36.0.1.1.7.8.1.1SECTION 1042.701
   1042.701 General provisions.
40:36.0.1.1.7.8.1.2SECTION 1042.705
   1042.705 Generating and calculating emission credits.
40:36.0.1.1.7.8.1.3SECTION 1042.710
   1042.710 Averaging emission credits.
40:36.0.1.1.7.8.1.4SECTION 1042.715
   1042.715 Banking emission credits.
40:36.0.1.1.7.8.1.5SECTION 1042.720
   1042.720 Trading emission credits.
40:36.0.1.1.7.8.1.6SECTION 1042.725
   1042.725 Information required for the application for certification.
40:36.0.1.1.7.8.1.7SECTION 1042.730
   1042.730 ABT reports.
40:36.0.1.1.7.8.1.8SECTION 1042.735
   1042.735 Recordkeeping.
40:36.0.1.1.7.8.1.9SECTION 1042.745
   1042.745 Noncompliance.
40:36.0.1.1.7.8.4.1SECTION 1039.701
   1039.701 General provisions.
40:36.0.1.1.7.8.4.2SECTION 1039.705
   1039.705 How do I generate and calculate emission credits
40:36.0.1.1.7.8.4.3SECTION 1039.710
   1039.710 How do I average emission credits
40:36.0.1.1.7.8.4.4SECTION 1039.715
   1039.715 How do I bank emission credits
40:36.0.1.1.7.8.4.5SECTION 1039.720
   1039.720 How do I trade emission credits
40:36.0.1.1.7.8.4.6SECTION 1039.725
   1039.725 What must I include in my application for certification
40:36.0.1.1.7.8.4.7SECTION 1039.730
   1039.730 What ABT reports must I send to EPA
40:36.0.1.1.7.8.4.8SECTION 1039.735
   1039.735 What records must I keep
40:36.0.1.1.7.8.4.9SECTION 1039.740
   1039.740 What restrictions apply for using emission credits
40:36.0.1.1.7.8.4.10SECTION 1039.745
   1039.745 What can happen if I do not comply with the provisions of this subpart
40:36.0.1.1.7.9SUBPART I
Subpart I - Definitions and Other Reference Information
40:36.0.1.1.7.9.1.1SECTION 1042.801
   1042.801 General provisions.
40:36.0.1.1.7.9.1.2SECTION 1042.810
   1042.810 Requirements for owner/operators and installers during remanufacture.
40:36.0.1.1.7.9.1.3SECTION 1042.815
   1042.815 Demonstrating availability.
40:36.0.1.1.7.9.1.4SECTION 1042.820
   1042.820 Emission standards and required emission reductions for remanufactured engines.
40:36.0.1.1.7.9.1.5SECTION 1042.825
   1042.825 Baseline determination.
40:36.0.1.1.7.9.1.6SECTION 1042.830
   1042.830 Labeling.
40:36.0.1.1.7.9.1.7SECTION 1042.835
   1042.835 Certification of remanufactured engines.
40:36.0.1.1.7.9.1.8SECTION 1042.836
   1042.836 Marine certification of locomotive remanufacturing systems.
40:36.0.1.1.7.9.1.9SECTION 1042.840
   1042.840 Application requirements for remanufactured engines.
40:36.0.1.1.7.9.1.10SECTION 1042.845
   1042.845 Remanufactured engine families.
40:36.0.1.1.7.9.1.11SECTION 1042.850
   1042.850 Exemptions and hardship relief.
40:36.0.1.1.7.9.4.1SECTION 1039.801
   1039.801 What definitions apply to this part
40:36.0.1.1.7.9.4.2SECTION 1039.805
   1039.805 What symbols, acronyms, and abbreviations does this part use
40:36.0.1.1.7.9.4.3SECTION 1039.815
   1039.815 What provisions apply to confidential information
40:36.0.1.1.7.9.4.4SECTION 1039.820
   1039.820 How do I request a hearing
40:36.0.1.1.7.9.4.5SECTION 1039.825
   1039.825 What reporting and recordkeeping requirements apply under this part
40:36.0.1.1.7.9.4.6.8APPENDIX Appendix I
   Appendix I to Part 1039 [Reserved]
40:36.0.1.1.7.9.4.6.9APPENDIX Appendix II
   Appendix II to Part 1039 - Steady-State Duty Cycles
40:36.0.1.1.7.9.4.6.10APPENDIX Appendix V
   Appendix V to Part 1039 [Reserved]
40:36.0.1.1.7.9.4.6.11APPENDIX Appendix VI
   Appendix VI to Part 1039 - Nonroad Compression-ignition Composite Transient Cycle
40:36.0.1.1.7.10SUBPART J
Subpart J - Definitions and Other Reference Information
40:36.0.1.1.7.10.1.1SECTION 1042.901
   1042.901 Definitions.
40:36.0.1.1.7.10.1.2SECTION 1042.905
   1042.905 Symbols, acronyms, and abbreviations.
40:36.0.1.1.7.10.1.3SECTION 1042.910
   1042.910 Incorporation by reference.
40:36.0.1.1.7.10.1.4SECTION 1042.915
   1042.915 Confidential information.
40:36.0.1.1.7.10.1.5SECTION 1042.920
   1042.920 Hearings.
40:36.0.1.1.7.10.1.6SECTION 1042.925
   1042.925 Reporting and recordkeeping requirements.
40:36.0.1.1.7.10.1.7.12APPENDIX Appendix I
   Appendix I to Part 1042 - Summary of Previous Emission Standards
40:36.0.1.1.7.10.1.7.13APPENDIX Appendix II
   Appendix II to Part 1042 - Steady-State Duty Cycles
40:36.0.1.1.7.10.1.7.14APPENDIX Appendix III
   Appendix III to Part 1042 - Not-to-Exceed Zones