Title 31

PART 306

Part 306 - General Regulations Governing U.s. Securities

PART 306 - GENERAL REGULATIONS GOVERNING U.S. SECURITIES Authority:31 U.S.C. Chapter 31; 5 U.S.C. 301; 12 U.S.C. 391. Source:38 FR 7078, Mar. 15, 1973, unless otherwise noted.

31:2.1.1.1.25.1SUBPART A
Subpart A - General Information
31:2.1.1.1.25.1.5.1SECTION 306.0
   306.0 Applicability of regulations.
31:2.1.1.1.25.1.5.2SECTION 306.1
   306.1 Official agencies.
31:2.1.1.1.25.1.5.3SECTION 306.2
   306.2 Definitions of words and terms as used in these regulations.
31:2.1.1.1.25.1.5.4SECTION 306.3
   306.3 Transportation charges and risks in the shipment of securities.
31:2.1.1.1.25.2SUBPART B
Subpart B - Registration
31:2.1.1.1.25.2.5.1SECTION 306.10
   306.10 General.
31:2.1.1.1.25.2.5.2SECTION 306.11
   306.11 Forms of registration for transferable securities.
31:2.1.1.1.25.2.5.3SECTION 306.12
   306.12 Errors in registration.
31:2.1.1.1.25.2.5.4SECTION 306.13
   306.13 Nontransferable securities.
31:2.1.1.1.25.3SUBPART C
Subpart C - Transfers, Exchanges and Reissues
31:2.1.1.1.25.3.5.1SECTION 306.15
   306.15 Transfers and exchanges of securities - closed periods.
31:2.1.1.1.25.3.5.2SECTION 306.16
   306.16 Exchanges of registered securities.
31:2.1.1.1.25.3.5.3SECTION 306.17
   306.17 Exchanges of registered securities for coupon securities.
31:2.1.1.1.25.3.5.4SECTION 306.18
   306.18 Exchanges of coupon securities for registered securities.
31:2.1.1.1.25.3.5.5SECTION 306.19
   306.19 Denominational exchanges of coupon securities.
31:2.1.1.1.25.3.5.6SECTION 306.20
   306.20 Reissue of registered transferable securities.
31:2.1.1.1.25.3.5.7SECTION 306.21
   306.21 Reissue of nontransferable securities.
31:2.1.1.1.25.3.5.8SECTION 306.22
   306.22 Exchange of Treasury Bonds, Investment Series B-1975-80.
31:2.1.1.1.25.3.5.9SECTION 306.23
   306.23 Securities eligible to be held in the Legacy Treasury Direct® Book-entry Securities System.
31:2.1.1.1.25.3.5.10SECTION 306.24
   306.24 Collection of fees on definitive securities.
31:2.1.1.1.25.4SUBPART D
Subpart D - Redemption or Payment
31:2.1.1.1.25.4.5.1SECTION 306.25
   306.25 Presentation and surrender.
31:2.1.1.1.25.4.5.2SECTION 306.26
   306.26 Redemption of registered securities at maturity, upon prior call, or for prerefunding or advance refunding.
31:2.1.1.1.25.4.5.3SECTION 306.27
   306.27 Redemption of bearer securities at maturity, upon prior call, or for advance refunding or prerefunding.
31:2.1.1.1.25.5SUBPART E
Subpart E - Interest
31:2.1.1.1.25.5.5.1SECTION 306.35
   306.35 Computation of interest.
31:2.1.1.1.25.5.5.2SECTION 306.36
   306.36 Termination of interest.
31:2.1.1.1.25.5.5.3SECTION 306.37
   306.37 Interest on registered securities.
31:2.1.1.1.25.5.5.4SECTION 306.38
   306.38 Interest on bearer securities.
31:2.1.1.1.25.5.5.5.5APPENDIX
   Appendix to Subpart E of Part 306 - Interest - Computation of Interest on Treasury Bonds, Treasury Notes, and Treasury Certificates of Indebtedness, and Computation of Discount on Treasury Bills - Interest Tables
31:2.1.1.1.25.6SUBPART F
Subpart F - Assignments of Registered Securities - General
31:2.1.1.1.25.6.5.1SECTION 306.40
   306.40 Execution of assignments.
31:2.1.1.1.25.6.5.2SECTION 306.41
   306.41 Form of assignment.
31:2.1.1.1.25.6.5.3SECTION 306.42
   306.42 Alterations and erasures.
31:2.1.1.1.25.6.5.4SECTION 306.43
   306.43 Voidance of assignments.
31:2.1.1.1.25.6.5.5SECTION 306.44
   306.44 Discrepancies in names.
31:2.1.1.1.25.6.5.6SECTION 306.45
   306.45 Certifying individuals.
31:2.1.1.1.25.7SUBPART G
Subpart G - Assignments by or in Behalf of Individuals
31:2.1.1.1.25.7.5.1SECTION 306.55
   306.55 Signatures, minor errors and change of name.
31:2.1.1.1.25.7.5.2SECTION 306.56
   306.56 Assignment of securities registered in the names of or assigned to two or more persons.
31:2.1.1.1.25.7.5.3SECTION 306.57
   306.57 Minors and incompetents.
31:2.1.1.1.25.7.5.4SECTION 306.58
   306.58 Nontransferable securities.
31:2.1.1.1.25.8SUBPART H
Subpart H - Assignments in Behalf of Estates of Deceased Owners
31:2.1.1.1.25.8.5.1SECTION 306.65
   306.65 Decedent's estate.
31:2.1.1.1.25.8.5.2SECTION 306.66-306.67
   306.66-306.67 [Reserved]
31:2.1.1.1.25.8.5.3SECTION 306.68
   306.68 Nontransferable securities.
31:2.1.1.1.25.9SUBPART I
Subpart I - Assignments by or in Behalf of Trustees and Similar Fiduciaries
31:2.1.1.1.25.9.5.1SECTION 306.75
   306.75 Individual fiduciaries.
31:2.1.1.1.25.9.5.2SECTION 306.76
   306.76 Fiduciaries acting as a unit.
31:2.1.1.1.25.9.5.3SECTION 306.77
   306.77 Corepresentatives and fiduciaries.
31:2.1.1.1.25.9.5.4SECTION 306.78
   306.78 Nontransferable securities.
31:2.1.1.1.25.10SUBPART J
Subpart J - Assignments in Behalf of Private or Public Organizations
31:2.1.1.1.25.10.5.1SECTION 306.85
   306.85 Private corporations and unincorporated associations (including nominees).
31:2.1.1.1.25.10.5.2SECTION 306.86
   306.86 Change of name and succession of private organizations.
31:2.1.1.1.25.10.5.3SECTION 306.87
   306.87 Partnerships (including nominee partnerships).
31:2.1.1.1.25.10.5.4SECTION 306.88
   306.88 Political entities and public corporations.
31:2.1.1.1.25.10.5.5SECTION 306.89
   306.89 Public officers.
31:2.1.1.1.25.10.5.6SECTION 306.90
   306.90 Nontransferable securities.
31:2.1.1.1.25.11SUBPART K
Subpart K - Attorneys in Fact
31:2.1.1.1.25.11.5.1SECTION 306.95
   306.95 Attorneys in fact.
31:2.1.1.1.25.11.5.2SECTION 306.96
   306.96 Nontransferable securities.
31:2.1.1.1.25.12SUBPART L
Subpart L - Transfer Through Judicial Proceedings
31:2.1.1.1.25.12.5.1SECTION 306.100
   306.100 Transferable securities.
31:2.1.1.1.25.12.5.2SECTION 306.101
   306.101 Evidence required.
31:2.1.1.1.25.12.5.3SECTION 306.102
   306.102 Nontransferable securities.
31:2.1.1.1.25.13SUBPART M
Subpart M - Requests for Suspension of Transactions
31:2.1.1.1.25.13.5.1SECTION 306.105
   306.105 Requests for suspension of transactions in registered securities.
31:2.1.1.1.25.13.5.2SECTION 306.106
   306.106 Requests for suspension of transactions in bearer securities.
31:2.1.1.1.25.14SUBPART N
Subpart N - Relief for Loss, Theft, Destruction, Mutilation, or Defacement of Securities
31:2.1.1.1.25.14.5.1SECTION 306.110
   306.110 Statutory authority and requirements.
31:2.1.1.1.25.14.5.2SECTION 306.111
   306.111 Procedure for applying for relief.
31:2.1.1.1.25.14.5.3SECTION 306.112
   306.112 Type of relief granted.
31:2.1.1.1.25.14.5.4SECTION 306.113
   306.113 Cases not requiring bonds of indemnity.
31:2.1.1.1.25.15SUBPART O
Subpart O - Book-Entry Procedure
31:2.1.1.1.25.15.5.1SECTION 306.115
   306.115 Definition of terms.
31:2.1.1.1.25.15.5.2SECTION 306.116
   306.116 Scope and effect of book-entry procedure.
31:2.1.1.1.25.15.5.3SECTION 306.117
   306.117 Withdrawal of eligible book-entry Treasury securities for conversion to registered form.
31:2.1.1.1.25.16SUBPART P
Subpart P - Miscellaneous Provisions
31:2.1.1.1.25.16.5.1SECTION 306.125
   306.125 Additional requirements.
31:2.1.1.1.25.16.5.2SECTION 306.126
   306.126 Waiver of regulations.
31:2.1.1.1.25.16.5.3SECTION 306.127
   306.127 Preservation of existing rights.
31:2.1.1.1.25.16.5.4SECTION 306.128
   306.128 Supplements, amendments or revisions.