Title 29

CHAPTER XXV SUBCHAP G

Subchapter G - Administration And Enforcement Under The Employee Retirement Income Security Act Of 1974

29:9.1.3.7.7PART 2560
PART 2560 - RULES AND REGULATIONS FOR ADMINISTRATION AND ENFORCEMENT
29:9.1.3.7.7.0.10.1SECTION 2560.502-1
     2560.502-1 Requests for enforcement pursuant to section 502(b)(2).
29:9.1.3.7.7.0.10.2SECTION 2560.502c-2
     2560.502c-2 Civil penalties under section 502(c)(2).
29:9.1.3.7.7.0.10.3SECTION 2560.502c-4
     2560.502c-4 Civil penalties under section 502(c)(4).
29:9.1.3.7.7.0.10.4SECTION 2560.502c-5
     2560.502c-5 Civil penalties under section 502(c)(5).
29:9.1.3.7.7.0.10.5SECTION 2560.502c-6
     2560.502c-6 Civil penalties under section 502(c)(6).
29:9.1.3.7.7.0.10.6SECTION 2560.502c-7
     2560.502c-7 Civil penalties under section 502(c)(7).
29:9.1.3.7.7.0.10.7SECTION 2560.502c-8
     2560.502c-8 Civil penalties under section 502(c)(8).
29:9.1.3.7.7.0.10.8SECTION 2560.502i-1
     2560.502i-1 Civil penalties under section 502(i).
29:9.1.3.7.7.0.10.9SECTION 2560.503-1
     2560.503-1 Claims procedure.
29:9.1.3.7.7.0.10.11SECTION 2560.521-1
     2560.521-1 Cease and desist and seizure orders under section 521.
29:9.1.3.7.7.0.10.12SECTION 2560.521-2
     2560.521-2 Disclosure of order and proceedings.
29:9.1.3.7.7.0.10.13SECTION 2560.521-3
     2560.521-3 Effect on other enforcement authority.
29:9.1.3.7.7.0.10.14SECTION 2560.521-4
     2560.521-4 Cross-reference.
29:9.1.3.7.8PART 2570
PART 2570 - PROCEDURAL REGULATIONS UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT
29:9.1.3.7.8.1SUBPART A
Subpart A - Procedures for the Assessment of Civil Sanctions Under ERISA Section 502(i)
29:9.1.3.7.8.1.10.1SECTION 2570.1
     2570.1 Scope of rules.
29:9.1.3.7.8.1.10.2SECTION 2570.2
     2570.2 Definitions.
29:9.1.3.7.8.1.10.3SECTION 2570.3
     2570.3 Service: Copies of documents and pleadings.
29:9.1.3.7.8.1.10.4SECTION 2570.4
     2570.4 Parties.
29:9.1.3.7.8.1.10.5SECTION 2570.5
     2570.5 Consequences of default.
29:9.1.3.7.8.1.10.6SECTION 2570.6
     2570.6 Consent order or settlement.
29:9.1.3.7.8.1.10.7SECTION 2570.7
     2570.7 Scope of discovery.
29:9.1.3.7.8.1.10.8SECTION 2570.8
     2570.8 Summary decision.
29:9.1.3.7.8.1.10.9SECTION 2570.9
     2570.9 Decision of the administrative law judge.
29:9.1.3.7.8.1.10.10SECTION 2570.10
     2570.10 Review by the Secretary.
29:9.1.3.7.8.1.10.11SECTION 2570.11
     2570.11 Scope of review.
29:9.1.3.7.8.1.10.12SECTION 2570.12
     2570.12 Procedures for review by the Secretary.
29:9.1.3.7.8.2SUBPART B
Subpart B - Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications
29:9.1.3.7.8.2.10.1SECTION 2570.30
     2570.30 Scope of rules.
29:9.1.3.7.8.2.10.2SECTION 2570.31
     2570.31 Definitions.
29:9.1.3.7.8.2.10.3SECTION 2570.32
     2570.32 Persons who may apply for exemptions.
29:9.1.3.7.8.2.10.4SECTION 2570.33
     2570.33 Applications the Department will not ordinarily consider.
29:9.1.3.7.8.2.10.5SECTION 2570.34
     2570.34 Information to be included in every exemption application.
29:9.1.3.7.8.2.10.6SECTION 2570.35
     2570.35 Information to be included in applications for individual exemptions only.
29:9.1.3.7.8.2.10.7SECTION 2570.36
     2570.36 Where to file an application.
29:9.1.3.7.8.2.10.8SECTION 2570.37
     2570.37 Duty to amend and supplement exemption applications.
29:9.1.3.7.8.2.10.9SECTION 2570.38
     2570.38 Tentative denial letters.
29:9.1.3.7.8.2.10.10SECTION 2570.39
     2570.39 Opportunities to submit additional information.
29:9.1.3.7.8.2.10.11SECTION 2570.40
     2570.40 Conferences.
29:9.1.3.7.8.2.10.12SECTION 2570.41
     2570.41 Final denial letters.
29:9.1.3.7.8.2.10.13SECTION 2570.42
     2570.42 Notice of proposed exemption.
29:9.1.3.7.8.2.10.14SECTION 2570.43
     2570.43 Notification of interested persons by applicant.
29:9.1.3.7.8.2.10.15SECTION 2570.44
     2570.44 Withdrawal of exemption applications.
29:9.1.3.7.8.2.10.16SECTION 2570.45
     2570.45 Requests for reconsideration.
29:9.1.3.7.8.2.10.17SECTION 2570.46
     2570.46 Hearings in opposition to exemptions from restrictions on fiduciary self-dealing.
29:9.1.3.7.8.2.10.18SECTION 2570.47
     2570.47 Other hearings.
29:9.1.3.7.8.2.10.19SECTION 2570.48
     2570.48 Decision to grant exemptions.
29:9.1.3.7.8.2.10.20SECTION 2570.49
     2570.49 Limits on the effect of exemptions.
29:9.1.3.7.8.2.10.21SECTION 2570.50
     2570.50 Revocation or modification of exemptions.
29:9.1.3.7.8.2.10.22SECTION 2570.51
     2570.51 Public inspection and copies.
29:9.1.3.7.8.2.10.23SECTION 2570.52
     2570.52 Effective date.
29:9.1.3.7.8.3SUBPART C
Subpart C - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(2)
29:9.1.3.7.8.3.10.1SECTION 2570.60
     2570.60 Scope of rules.
29:9.1.3.7.8.3.10.2SECTION 2570.61
     2570.61 Definitions.
29:9.1.3.7.8.3.10.3SECTION 2570.62
     2570.62 Service: Copies of documents and pleadings.
29:9.1.3.7.8.3.10.4SECTION 2570.63
     2570.63 Parties, how designated.
29:9.1.3.7.8.3.10.5SECTION 2570.64
     2570.64 Consequences of default.
29:9.1.3.7.8.3.10.6SECTION 2570.65
     2570.65 Consent order or settlement.
29:9.1.3.7.8.3.10.7SECTION 2570.66
     2570.66 Scope of discovery.
29:9.1.3.7.8.3.10.8SECTION 2570.67
     2570.67 Summary decision.
29:9.1.3.7.8.3.10.9SECTION 2570.68
     2570.68 Decision of the administrative law judge.
29:9.1.3.7.8.3.10.10SECTION 2570.69
     2570.69 Review by the Secretary.
29:9.1.3.7.8.3.10.11SECTION 2570.70
     2570.70 Scope of review.
29:9.1.3.7.8.3.10.12SECTION 2570.71
     2570.71 Procedures for review by the Secretary.
29:9.1.3.7.8.4SUBPART D
Subpart D - Procedure for the Assessment of Civil Penalties Under ERISA Section 502(l)
29:9.1.3.7.8.4.10.1SECTION 2570.80
     2570.80 Scope of rules.
29:9.1.3.7.8.4.10.2SECTION 2570.81
     2570.81 In general.
29:9.1.3.7.8.4.10.3SECTION 2570.82
     2570.82 Definitions.
29:9.1.3.7.8.4.10.4SECTION 2570.83
     2570.83 Assessment of civil penalty.
29:9.1.3.7.8.4.10.5SECTION 2570.84
     2570.84 Payment of civil penalty.
29:9.1.3.7.8.4.10.6SECTION 2570.85
     2570.85 Waiver or reduction of civil penalty.
29:9.1.3.7.8.4.10.7SECTION 2570.86
     2570.86 Reduction of penalty by other penalty assessments.
29:9.1.3.7.8.4.10.8SECTION 2570.87
     2570.87 Revision of assessment.
29:9.1.3.7.8.4.10.9SECTION 2570.88
     2570.88 Effective date.
29:9.1.3.7.8.5SUBPART E
Subpart E - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(5)
29:9.1.3.7.8.5.10.1SECTION 2570.90
     2570.90 Scope of rules.
29:9.1.3.7.8.5.10.2SECTION 2570.91
     2570.91 Definitions.
29:9.1.3.7.8.5.10.3SECTION 2570.92
     2570.92 Service: Copies of documents and pleadings.
29:9.1.3.7.8.5.10.4SECTION 2570.93
     2570.93 Parties, how designated.
29:9.1.3.7.8.5.10.5SECTION 2570.94
     2570.94 Consequences of default.
29:9.1.3.7.8.5.10.6SECTION 2570.95
     2570.95 Consent order or settlement.
29:9.1.3.7.8.5.10.7SECTION 2570.96
     2570.96 Scope of discovery.
29:9.1.3.7.8.5.10.8SECTION 2570.97
     2570.97 Summary decision.
29:9.1.3.7.8.5.10.9SECTION 2570.98
     2570.98 Decision of the administrative law judge.
29:9.1.3.7.8.5.10.10SECTION 2570.99
     2570.99 Review by the Secretary.
29:9.1.3.7.8.5.10.11SECTION 2570.100
     2570.100 Scope of review.
29:9.1.3.7.8.5.10.12SECTION 2570.101
     2570.101 Procedures for review by the Secretary.
29:9.1.3.7.8.6SUBPART F
Subpart F - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(6)
29:9.1.3.7.8.6.10.1SECTION 2570.110
     2570.110 Scope of rules.
29:9.1.3.7.8.6.10.2SECTION 2570.111
     2570.111 Definitions.
29:9.1.3.7.8.6.10.3SECTION 2570.112
     2570.112 Service: Copies of documents and pleadings.
29:9.1.3.7.8.6.10.4SECTION 2570.113
     2570.113 Parties, how designated.
29:9.1.3.7.8.6.10.5SECTION 2570.114
     2570.114 Consequences of default.
29:9.1.3.7.8.6.10.6SECTION 2570.115
     2570.115 Consent order or settlement.
29:9.1.3.7.8.6.10.7SECTION 2570.116
     2570.116 Scope of discovery.
29:9.1.3.7.8.6.10.8SECTION 2570.117
     2570.117 Summary decision.
29:9.1.3.7.8.6.10.9SECTION 2570.118
     2570.118 Decision of the administrative law judge.
29:9.1.3.7.8.6.10.10SECTION 2570.119
     2570.119 Review by the Secretary.
29:9.1.3.7.8.6.10.11SECTION 2570.120
     2570.120 Scope of review.
29:9.1.3.7.8.6.10.12SECTION 2570.121
     2570.121 Procedures for review by the Secretary.
29:9.1.3.7.8.7SUBPART G
Subpart G - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(7)
29:9.1.3.7.8.7.10.1SECTION 2570.130
     2570.130 Scope of rules.
29:9.1.3.7.8.7.10.2SECTION 2570.131
     2570.131 Definitions.
29:9.1.3.7.8.7.10.3SECTION 2570.132
     2570.132 Service: Copies of documents and pleadings.
29:9.1.3.7.8.7.10.4SECTION 2570.133
     2570.133 Parties, how designated.
29:9.1.3.7.8.7.10.5SECTION 2570.134
     2570.134 Consequences of default.
29:9.1.3.7.8.7.10.6SECTION 2570.135
     2570.135 Consent order or settlement.
29:9.1.3.7.8.7.10.7SECTION 2570.136
     2570.136 Scope of discovery.
29:9.1.3.7.8.7.10.8SECTION 2570.137
     2570.137 Summary decision.
29:9.1.3.7.8.7.10.9SECTION 2570.138
     2570.138 Decision of the administrative law judge.
29:9.1.3.7.8.7.10.10SECTION 2570.139
     2570.139 Review by the Secretary.
29:9.1.3.7.8.7.10.11SECTION 2570.140
     2570.140 Scope of review.
29:9.1.3.7.8.7.10.12SECTION 2570.141
     2570.141 Procedures for review by the Secretary.
29:9.1.3.7.8.8SUBPART H
Subpart H - Procedures for Issuance of Findings Under ERISA Sec. 3(40)
29:9.1.3.7.8.8.10.1SECTION 2570.150
     2570.150 Scope of rules.
29:9.1.3.7.8.8.10.2SECTION 2570.151
     2570.151 In general.
29:9.1.3.7.8.8.10.3SECTION 2570.152
     2570.152 Definitions.
29:9.1.3.7.8.8.10.4SECTION 2570.153
     2570.153 Parties.
29:9.1.3.7.8.8.10.5SECTION 2570.154
     2570.154 Filing and contents of petition.
29:9.1.3.7.8.8.10.6SECTION 2570.155
     2570.155 Service.
29:9.1.3.7.8.8.10.7SECTION 2570.156
     2570.156 Expedited proceedings.
29:9.1.3.7.8.8.10.8SECTION 2570.157
     2570.157 Allocation of burden of proof.
29:9.1.3.7.8.8.10.9SECTION 2570.158
     2570.158 Decision of the Administrative Law Judge.
29:9.1.3.7.8.8.10.10SECTION 2570.159
     2570.159 Review by the Secretary.
29:9.1.3.7.8.9SUBPART I
Subpart I - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(8)
29:9.1.3.7.8.9.10.1SECTION 2570.160
     2570.160 Scope of rules.
29:9.1.3.7.8.9.10.2SECTION 2570.161
     2570.161 Definitions.
29:9.1.3.7.8.9.10.3SECTION 2570.162
     2570.162 Service: Copies of documents and pleadings.
29:9.1.3.7.8.9.10.4SECTION 2570.163
     2570.163 Parties, how designated.
29:9.1.3.7.8.9.10.5SECTION 2570.164
     2570.164 Consequences of default.
29:9.1.3.7.8.9.10.6SECTION 2570.165
     2570.165 Consent order or settlement.
29:9.1.3.7.8.9.10.7SECTION 2570.166
     2570.166 Scope of discovery.
29:9.1.3.7.8.9.10.8SECTION 2570.167
     2570.167 Summary decision.
29:9.1.3.7.8.9.10.9SECTION 2570.168
     2570.168 Decision of the administrative law judge.
29:9.1.3.7.8.9.10.10SECTION 2570.169
     2570.169 Review by the Secretary.
29:9.1.3.7.8.9.10.11SECTION 2570.170
     2570.170 Scope of review.
29:9.1.3.7.8.9.10.12SECTION 2570.171
     2570.171 Procedures for review by the Secretary.
29:9.1.3.7.9PART 2571
PART 2571 - PROCEDURAL REGULATIONS FOR ADMINISTRATION AND ENFORCEMENT UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT
29:9.1.3.7.9.1SUBPART A
Subpart A - Procedures for Administrative Hearings on the Issuance of Cease and Desist Orders Under ERISA Section 521 - Multiple Employer Welfare Arrangements
29:9.1.3.7.9.1.10.1SECTION 2571.1
     2571.1 Scope of rules.
29:9.1.3.7.9.1.10.2SECTION 2571.2
     2571.2 Definitions.
29:9.1.3.7.9.1.10.3SECTION 2571.3
     2571.3 Service: copies of documents and pleadings.
29:9.1.3.7.9.1.10.4SECTION 2571.4
     2571.4 Parties.
29:9.1.3.7.9.1.10.5SECTION 2571.5
     2571.5 Consequences of default.
29:9.1.3.7.9.1.10.6SECTION 2571.6
     2571.6 Consent order or settlement.
29:9.1.3.7.9.1.10.7SECTION 2571.7
     2571.7 Scope of discovery.
29:9.1.3.7.9.1.10.8SECTION 2571.8
     2571.8 Summary decision.
29:9.1.3.7.9.1.10.9SECTION 2571.9
     2571.9 Decision of the administrative law judge.
29:9.1.3.7.9.1.10.10SECTION 2571.10
     2571.10 Review by the Secretary.
29:9.1.3.7.9.1.10.11SECTION 2571.11
     2571.11 Scope of review by the Secretary.
29:9.1.3.7.9.1.10.12SECTION 2571.12
     2571.12 Procedures for review by the Secretary.
29:9.1.3.7.9.1.10.13SECTION 2571.13
     2571.13 Effective date.
29:9.1.3.7.9.2SUBPART B
Subpart B [Reserved]
29:9.1.3.7.10PART 2575
PART 2575 - ADJUSTMENT OF CIVIL PENALTIES UNDER ERISA TITLE I
29:9.1.3.7.10.1SUBPART A
Subpart A - Adjustment of Civil Penalties Under ERISA Title I
29:9.1.3.7.10.1.10.1SECTION 2575.1
     2575.1 In general.
29:9.1.3.7.10.1.10.2SECTION 2575.2
     2575.2 Catch-up adjustments to civil monetary penalties.
29:9.1.3.7.10.1.10.3SECTION 2575.3
     2575.3 Subsequent adjustments to civil monetary penalties.
29:9.1.3.7.10.1.10.4SECTION 2575.502c-1
     2575.502c-1 Adjusted civil penalty under section 502(c)(1).
29:9.1.3.7.10.1.10.5SECTION 2575.502c-3
     2575.502c-3 Adjusted civil penalty under section 502(c)(3).
29:9.1.3.7.10.2SUBPART B
Subparts B-D [Reserved]
29:9.1.3.7.11PART 2578
PART 2578 - RULES AND REGULATIONS FOR ABANDONED PLANS
29:9.1.3.7.11.0.10.1SECTION 2578.1
     2578.1 Termination of abandoned individual account plans.