Daily eCFR

§ 38.700 Core Principle 13.

17 CFR 38.700

Citation17 CFR 38.700

CorpusDaily eCFR

Displayed edition2026-09-18

Last updated2026-09-18

§ 38.700 Core Principle 13.

The board of trade shall establish and enforce disciplinary procedures that authorize the board of trade to discipline, suspend, or expel members or market participants that violate the rules of the board of trade, or similar methods for performing the same functions, including delegation of the functions to third parties.

Authority7 U.S.C. 1a, 2, 6, 6a, 6c, 6d, 6e, 6f, 6g, 6i, 6j, 6k, 6l, 6m, 6n, 7, 7a-2, 7b, 7b-1, 7b-3, 8, 9, 15, and 21, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.

Source66 FR 42277, Aug. 10, 2001, unless otherwise noted.