CFR›Title 17›Chapter II›Part 240›Subpart A›Subject Group Reports of Directors, Officers, and Principal Shareholders›17 CFR 240.16a-10 Citation17 CFR 240.16a-10CorpusDaily eCFRDisplayed edition2026-04-24Last updated2026-04-24 § 240.16a-10 Exemptions under section 16(a).Except as provided in § 240.16a-6, any transaction exempted from the requirements of section 16(a) of the Act, insofar as it is otherwise subject to the provisions of section 16(b), shall be likewise exempt from section 16(b) of the Act. Previous 240.16a-9 § 240.16a-9 Stock splits, stock dividends, and pro rata rights. Next 240.16a-11 § 240.16a-11 Dividend or interest reinvestment plans.
§ 240.16a-10 Exemptions under section 16(a).Except as provided in § 240.16a-6, any transaction exempted from the requirements of section 16(a) of the Act, insofar as it is otherwise subject to the provisions of section 16(b), shall be likewise exempt from section 16(b) of the Act.