Title 17

PART 38 SUBPART L

Subpart L - Financial Integrity of Transactions Source:77 FR 36700, June 19, 2012, unless otherwise noted.

• 7 U.S.C. 1a, 2, 6, 6a, 6c, 6d, 6e, 6f, 6g, 6i, 6j, 6k, 6l, 6m, 6n, 7, 7a-2, 7b, 7b-1, 7b-3, 8, 9, 15, and 21, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.
• Source: 66 FR 42277, Aug. 10, 2001, unless otherwise noted.

17:1.0.1.1.31.12.7.1	SECTION 38.600	38.600 Core Principle 11.
17:1.0.1.1.31.12.7.2	SECTION 38.601	38.601 Mandatory clearing.
17:1.0.1.1.31.12.7.3	SECTION 38.602	38.602 General financial integrity.
17:1.0.1.1.31.12.7.4	SECTION 38.603	38.603 Protection of customer funds.
17:1.0.1.1.31.12.7.5	SECTION 38.604	38.604 Financial surveillance.
17:1.0.1.1.31.12.7.6	SECTION 38.605	38.605 Requirements for financial surveillance program.
17:1.0.1.1.31.12.7.7	SECTION 38.606	38.606 Financial regulatory services provided by a third party.
17:1.0.1.1.31.12.7.8	SECTION 38.607	38.607 Direct access.

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