Daily eCFR

Subpart K—Form for Registration of, and Reporting by Securities Information Processors

Form for Registration of, and Reporting by Securities Information Processors

ContainsSections 249.1001–249.1002

CorpusDaily eCFR

Displayed edition2026-07-20

Last updated2026-07-20

Subpart K—Form for Registration of, and Reporting by Securities Information Processors

Sections

249.1001
§ 249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
249.1002
§ 249.1002 Form CC, for application for registration as a competing consolidator or to amend such an application or registration.