Sections
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240.21F-1
§ 240.21F-1 General. -
240.21F-2
§ 240.21F-2 Whistleblower status, award eligibility, confidentiality, and retaliation protections. -
240.21F-3
§ 240.21F-3 Payment of awards. -
240.21F-4
§ 240.21F-4 Other definitions. -
240.21F-5
§ 240.21F-5 Amount of award. -
240.21F-6
§ 240.21F-6 Criteria for determining amount of award. -
240.21F-7
§ 240.21F-7 Confidentiality of submissions. -
240.21F-8
§ 240.21F-8 Eligibility and forms. -
240.21F-9
§ 240.21F-9 Procedures for submitting original information. -
240.21F-10
§ 240.21F-10 Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000. -
240.21F-11
§ 240.21F-11 Procedures for determining awards based upon a related action. -
240.21F-12
§ 240.21F-12 Materials that may form the basis of an award determination and that may comprise the record on appeal. -
240.21F-13
§ 240.21F-13 Appeals. -
240.21F-14
§ 240.21F-14 Procedures applicable to the payment of awards. -
240.21F-15
§ 240.21F-15 No amnesty. -
240.21F-16
§ 240.21F-16 Awards to whistleblowers who engage in culpable conduct. -
240.21F-17
§ 240.21F-17 Staff communications with individuals reporting possible securities law violations. -
240.21F-18
§ 240.21F-18 Summary disposition.