Registration and Exemption of Exchanges

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 240
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9. Subpart A
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11. Subject Group Registration and Exemption of Exchanges

Sections

• 240.6a-1
  § 240.6a-1 Application for registration as a national securities exchange or exemption from registration based on limited volume.
• 240.6a-2
  § 240.6a-2 Amendments to application.
• 240.6a-3
  § 240.6a-3 Supplemental material to be filed by exchanges.
• 240.6a-4
  § 240.6a-4 Notice of registration under Section 6(g) of the Act, amendment to such notice, and supplemental materials to be filed by exchanges registered under Section 6(g) of the Act.
• 240.6h-1
  § 240.6h-1 Settlement and regulatory halt requirements for security futures products.
• 240.6h-2
  § 240.6h-2 Security future based on note, bond, debenture, or evidence of indebtedness.
• 240.7c2-1
  § 240.7c2-1 [Reserved]