Sections
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240.9j-1
§ 240.9j-1 Prohibition against fraud, manipulation, or deception in connection with security-based swaps. -
240.10a-1 - 240.10a-2
§§ 240.10a-1-240.10a-2 [Reserved] -
240.10b-1
§ 240.10b-1 Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration. -
240.10b-2
§ 240.10b-2 [Reserved] -
240.10b-3
§ 240.10b-3 Employment of manipulative and deceptive devices by brokers or dealers. -
240.10b-4
§ 240.10b-4 [Reserved] -
240.10b-5
§ 240.10b-5 Employment of manipulative and deceptive devices. -
240.10b-6 - 240.10b-8
§§ 240.10b-6-240.10b-8 [Reserved] -
240.10b-9
§ 240.10b-9 Prohibited representations in connection with certain offerings. -
240.10b-10
§ 240.10b-10 Confirmation of transactions. -
240.10b-13
§ 240.10b-13 [Reserved] -
240.10b-16
§ 240.10b-16 Disclosure of credit terms in margin transactions. -
240.10b-17
§ 240.10b-17 Untimely announcements of record dates. -
240.10b-18
§ 240.10b-18 Purchases of certain equity securities by the issuer and others. -
240.10b-21
§ 240.10b-21 Deception in connection with a seller's ability or intent to deliver securities on the date delivery is due. -
240.10b5-1
§ 240.10b5-1 Trading “on the basis of” material nonpublic information in insider trading cases. -
240.10b5-2
§ 240.10b5-2 Duties of trust or confidence in misappropriation insider trading cases. -
240.10c-1a
§ 240.10c-1a Securities lending transparency.