Manipulative and Deceptive Devices and Contrivances

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 240
8. ›
9. Subpart A
10. ›
11. Subject Group Manipulative and Deceptive Devices and Contrivances

Sections

• 240.9j-1
  § 240.9j-1 Prohibition against fraud, manipulation, or deception in connection with security-based swaps.
• 240.10a-1 - 240.10a-2
  §§ 240.10a-1-240.10a-2 [Reserved]
• 240.10b-1
  § 240.10b-1 Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration.
• 240.10b-2
  § 240.10b-2 [Reserved]
• 240.10b-3
  § 240.10b-3 Employment of manipulative and deceptive devices by brokers or dealers.
• 240.10b-4
  § 240.10b-4 [Reserved]
• 240.10b-5
  § 240.10b-5 Employment of manipulative and deceptive devices.
• 240.10b-6 - 240.10b-8
  §§ 240.10b-6-240.10b-8 [Reserved]
• 240.10b-9
  § 240.10b-9 Prohibited representations in connection with certain offerings.
• 240.10b-10
  § 240.10b-10 Confirmation of transactions.
• 240.10b-13
  § 240.10b-13 [Reserved]
• 240.10b-16
  § 240.10b-16 Disclosure of credit terms in margin transactions.
• 240.10b-17
  § 240.10b-17 Untimely announcements of record dates.
• 240.10b-18
  § 240.10b-18 Purchases of certain equity securities by the issuer and others.
• 240.10b-21
  § 240.10b-21 Deception in connection with a seller's ability or intent to deliver securities on the date delivery is due.
• 240.10b5-1
  § 240.10b5-1 Trading “on the basis of” material nonpublic information in insider trading cases.
• 240.10b5-2
  § 240.10b5-2 Duties of trust or confidence in misappropriation insider trading cases.
• 240.10c-1a
  § 240.10c-1a Securities lending transparency.