CFR›Title 17›Chapter II›Part 240›Subpart A›Subject Group Exemption of Certain OTC Derivatives Dealers ContainsSection 240.15a-1CorpusDaily eCFRDisplayed edition2026-05-08Last updated2026-05-08 Sections 240.15a-1 § 240.15a-1 Securities activities of OTC derivatives dealers. Previous Exemption of Certain Issuers From Section 15(<span class="standard">d</span>) of the Act Exemption of Certain Issuers From Section 15(<span class="standard">d</span>) of the Act Next Exemption of Certain Securities From Section 11(<span class="standard">d</span>)(1) Exemption of Certain Securities From Section 11(<span class="standard">d</span>)(1)