Regulation 13D-G

Sections

• § 240.13d-1
  § 240.13d-1 Filing of Schedules 13D and 13G.
• § 240.13d-2
  § 240.13d-2 Filing of amendments to Schedules 13D or 13G.
• § 240.13d-3
  § 240.13d-3 Determination of beneficial owner.
• § 240.13d-4
  § 240.13d-4 Disclaimer of beneficial ownership.
• § 240.13d-5
  § 240.13d-5 Acquisition of beneficial ownership.
• § 240.13d-6
  § 240.13d-6 Exemption of certain acquisitions.
• § 240.13d-7
  § 240.13d-7 [Reserved]
• § 240.13d-101
  § 240.13d-101 Schedule 13D—Information to be included in statements filed pursuant to § 240.13d-1(a) and amendments thereto filed pursuant to § 240.13d-2(a).
• § 240.13d-102
  § 240.13d-102 Schedule 13G—Information to be included in statements filed pursuant to § 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to § 240.13d-2.
• § 240.13e-1
  § 240.13e-1 Purchase of securities by the issuer during a third-party tender offer.
• § 240.13e-2
  § 240.13e-2 [Reserved]
• § 240.13e-3
  § 240.13e-3 Going private transactions by certain issuers or their affiliates.
• § 240.13e-4
  § 240.13e-4 Tender offers by issuers.
• § 240.13e-100
  § 240.13e-100 Schedule 13E-3, Transaction statement under section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 (§ 240.13e-3) thereunder.
• § 240.13e-101
  § 240.13e-101 [Reserved]
• § 240.13e-102
  § 240.13e-102 Schedule 13E-4F. Tender offer statement pursuant to section 13(e) (1) of the Securities Exchange Act of 1934 and § 240.13e-4 thereunder.
• § 240.13f-1
  § 240.13f-1 Reporting by institutional investment managers of information with respect to accounts over which they exercise investment discretion.
• § 240.13f-2
  § 240.13f-2 Reporting by institutional investment managers regarding gross short position and activity information.
• § 240.13h-1
  § 240.13h-1 Large trader reporting.
• § 240.13k-1
  § 240.13k-1 Foreign bank exemption from the insider lending prohibition under section 13(k).
• § 240.13n-1
  § 240.13n-1 Registration of security-based swap data repository.
• § 240.13n-2
  § 240.13n-2 Withdrawal from registration; revocation and cancellation.
• § 240.13n-3
  § 240.13n-3 Registration of successor to registered security-based swap data repository.
• § 240.13n-4
  § 240.13n-4 Duties and core principles of security-based swap data repository.
• § 240.13n-5
  § 240.13n-5 Data collection and maintenance.
• § 240.13n-6
  § 240.13n-6 Automated systems.
• § 240.13n-7
  § 240.13n-7 Recordkeeping of security-based swap data repository.
• § 240.13n-8
  § 240.13n-8 Reports to be provided to the Commission.
• § 240.13n-9
  § 240.13n-9 Privacy requirements of security-based swap data repository.
• § 240.13n-10
  § 240.13n-10 Disclosure requirements of security-based swap data repository.
• § 240.13n-11
  § 240.13n-11 Chief compliance officer of security-based swap data repository; compliance reports and financial reports.
• § 240.13n-12
  § 240.13n-12 Exemption from requirements governing security-based swap data repositories for certain non-U.S. persons.
• § 240.13p-1
  § 240.13p-1 Requirement of report regarding disclosure of registrant's supply chain information regarding conflict minerals.
• § 240.13q-1
  § 240.13q-1 Disclosure of payments made by resource extraction issuers.