Registration of Government Securities Brokers and Government Securities Dealers

Sections

• 240.15Ca1-1
  § 240.15Ca1-1 Notice of government securities broker-dealer activities.
• 240.15Ca2-1
  § 240.15Ca2-1 Application for registration as a government securities broker or government securities dealer.
• 240.15Ca2-2
  § 240.15Ca2-2 [Reserved]
• 240.15Ca2-3
  § 240.15Ca2-3 Registration of successor to registered government securities broker or government securities dealer.
• 240.15Ca2-4
  § 240.15Ca2-4 Registration of fiduciaries.
• 240.15Ca2-5
  § 240.15Ca2-5 Consent to service of process to be furnished by non-resident government securities brokers or government securities dealers and by non-resident general partners or managing agents of government securities brokers or government securities dealers.
• 240.15Cc1-1
  § 240.15Cc1-1 Withdrawal from registration of government securities brokers or government securities dealers.