CFR›Title 17›Chapter II›Part 240›Subject Group Exemption of Certain OTC Derivatives Dealers ContainsSection 240.15a-1CorpusDaily eCFRDisplayed edition2026-11-06Last updated2026-11-06 Sections 240.15a-1 § 240.15a-1 Securities activities of OTC derivatives dealers. Previous Exemption of Certain Issuers From Section 15(<span class="standard">d</span>) of the Act Exemption of Certain Issuers From Section 15(<span class="standard">d</span>) of the Act Next Exemption of Certain Securities From Section 15(<span class="standard">a</span>) Exemption of Certain Securities From Section 15(<span class="standard">a</span>)