CFR›Title 17›Chapter II›Part 240›Subject Group Certification by Exchanges and Effectiveness of Registration ContainsSections 240.12d1-1–240.12d1-6CorpusDaily eCFRDisplayed edition2026-05-12Last updated2026-05-12 Sections 240.12d1-1 § 240.12d1-1 Registration effective as to class or series. 240.12d1-2 § 240.12d1-2 Effectiveness of registration. 240.12d1-3 § 240.12d1-3 Requirements as to certification. 240.12d1-4 § 240.12d1-4 Date of receipt of certification by Commission. 240.12d1-5 § 240.12d1-5 Operation of certification on subsequent amendments. 240.12d1-6 § 240.12d1-6 Withdrawal of certification. Previous Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants Next Exemption of Certain Issuers From Section 15(<span class="standard">d</span>) of the Act Exemption of Certain Issuers From Section 15(<span class="standard">d</span>) of the Act