Subpart B—Forms Pertaining to Exemptions

Sections

• 239.90
  § 239.90 Form 1-A, offering statement under Regulation A.
• 239.91
  § 239.91 Form 1-K.
• 239.92
  § 239.92 Form 1-SA.
• 239.93
  § 239.93 Form 1-U.
• 239.94
  § 239.94 Form 1-Z.
• 239.95-239.143
  §§ 239.95-239.143 [Reserved]
• 239.144
  § 239.144 Form 144, for notice of proposed sale of securities pursuant to § 230.144 of this chapter.
• 239.145-239.199
  §§ 239.145-239.199 [Reserved]
• 239.200
  § 239.200 Form 1-E, notification under Regulation E.
• 239.201
  § 239.201 Form 2-E, report of sales pursuant to Rule 609 of Regulation E.
• 239.202-239.300
  §§ 239.202-239.300 [Reserved]
• 239.500
  § 239.500 Form D, notice of sales of securities under Regulation D and section 4(a)(5) of the Securities Act of 1933.
• 239.701
  § 239.701 [Reserved]
• 239.800
  § 239.800 Form CB, report of sales of securities in connection with an exchange offer or a rights offering.
• 239.900
  § 239.900 Form C.