Title 17

PART 23 SUBPART J

Subpart J - Duties of Swap Dealers and Major Swap Participants Source:77 FR 20205, Apr. 3, 2012, unless otherwise noted.

17:1.0.1.1.22.7.7.1SECTION 23.600
   23.600 Risk Management Program for swap dealers and major swap participants.
17:1.0.1.1.22.7.7.2SECTION 23.601
   23.601 Monitoring of position limits.
17:1.0.1.1.22.7.7.3SECTION 23.602
   23.602 Diligent supervision.
17:1.0.1.1.22.7.7.4SECTION 23.603
   23.603 Business continuity and disaster recovery.
17:1.0.1.1.22.7.7.5SECTION 23.604
   23.604 [Reserved]
17:1.0.1.1.22.7.7.6SECTION 23.605
   23.605 Conflicts of interest policies and procedures.
17:1.0.1.1.22.7.7.7SECTION 23.606
   23.606 General information: availability for disclosure and inspection.
17:1.0.1.1.22.7.7.8SECTION 23.607
   23.607 Antitrust considerations.
17:1.0.1.1.22.7.7.9SECTION 23.608
   23.608 Restrictions on counterparty clearing relationships.
17:1.0.1.1.22.7.7.10SECTION 23.609
   23.609 Clearing member risk management.
17:1.0.1.1.22.7.7.11SECTION 23.610
   23.610 Clearing member acceptance for clearing.
17:1.0.1.1.22.7.7.12SECTION 23.611
   23.611 Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.