Subpart H—Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter I
6. ›
7. Part 23
8. ›
9. Subpart H

Contents

• 23.400
  § 23.400 Scope.
• 23.401
  § 23.401 Definitions.
• 23.402
  § 23.402 General provisions.
• 23.403-23.409
  §§ 23.403-23.409 [Reserved]
• 23.410
  § 23.410 Prohibition on fraud, manipulation, and other abusive practices.
• 23.411-23.429
  §§ 23.411-23.429 [Reserved]
• 23.430
  § 23.430 Verification of counterparty eligibility.
• 23.431
  § 23.431 Disclosures of material information.
• 23.432
  § 23.432 Clearing disclosures.
• 23.433
  § 23.433 Communications—fair dealing.
• 23.434
  § 23.434 Recommendations to counterparties—institutional suitability.
• 23.435-23.439
  §§ 23.435-23.439 [Reserved]
• 23.440
  § 23.440 Requirements for swap dealers acting as advisors to Special Entities.
• 23.441-23.449
  §§ 23.441-23.449 [Reserved]
• 23.450
  § 23.450 Requirements for swap entities acting as counterparties to Special Entities.
• 23.451
  § 23.451 Political contributions by certain swap dealers.
• Appendix A to Subpart H of Part 23
  Appendix A to Subpart H of Part 23— Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities