Title 17

PART 23 SUBPART H

Subpart H - Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities Source:77 FR 9822, Feb. 17, 2012, unless otherwise noted.

• 7 U.S.C. 1a, 2, 6, 6a, 6b, 6b-1, 6c, 6p, 6r, 6s, 6t, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21.
• Source: 77 FR 2628, Jan. 19, 2012, unless otherwise noted.

17:1.0.1.1.22.5.7.1	SECTION 23.400	23.400 Scope.
17:1.0.1.1.22.5.7.2	SECTION 23.401	23.401 Definitions.
17:1.0.1.1.22.5.7.3	SECTION 23.402	23.402 General provisions.
17:1.0.1.1.22.5.7.4	SECTION 23.403-23.409	23.403-23.409 [Reserved]
17:1.0.1.1.22.5.7.5	SECTION 23.410	23.410 Prohibition on fraud, manipulation, and other abusive practices.
17:1.0.1.1.22.5.7.6	SECTION 23.411-23.429	23.411-23.429 [Reserved]
17:1.0.1.1.22.5.7.7	SECTION 23.430	23.430 Verification of counterparty eligibility.
17:1.0.1.1.22.5.7.8	SECTION 23.431	23.431 Disclosures of material information.
17:1.0.1.1.22.5.7.9	SECTION 23.432	23.432 Clearing disclosures.
17:1.0.1.1.22.5.7.10	SECTION 23.433	23.433 Communications - fair dealing.
17:1.0.1.1.22.5.7.11	SECTION 23.434	23.434 Recommendations to counterparties - institutional suitability.
17:1.0.1.1.22.5.7.12	SECTION 23.435-23.439	23.435-23.439 [Reserved]
17:1.0.1.1.22.5.7.13	SECTION 23.440	23.440 Requirements for swap dealers acting as advisors to Special Entities.
17:1.0.1.1.22.5.7.14	SECTION 23.441-23.449	23.441-23.449 [Reserved]
17:1.0.1.1.22.5.7.15	SECTION 23.450	23.450 Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.
17:1.0.1.1.22.5.7.16	SECTION 23.451	23.451 Political contributions by certain swap dealers.
17:1.0.1.1.22.5.7.17.20	APPENDIX Appendix A	Appendix A to Subpart H of Part 23 - Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities

---