Title 17

PART 23 SUBPART E

Subpart E - Capital and Margin Requirements for Swap Dealers and Major Swap Participants Source:81 FR 695, Jan. 6, 2016, unless otherwise noted.

• 7 U.S.C. 1a, 2, 6, 6a, 6b, 6b-1, 6c, 6p, 6r, 6s, 6t, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21.
• Source: 77 FR 2628, Jan. 19, 2012, unless otherwise noted.

17:1.0.1.1.22.3.7.1	SECTION 23.100	23.100 Definitions applicable to capital requirements.
17:1.0.1.1.22.3.7.2	SECTION 23.101	23.101 Minimum financial requirements for swap dealers and major swap participants.
17:1.0.1.1.22.3.7.3	SECTION 23.102	23.102 Calculation of market risk exposure requirement and credit risk exposure requirement using internal models
17:1.0.1.1.22.3.7.4	SECTION 23.103	23.103 Calculation of market risk exposure requirement and credit risk requirement when models are not approved.
17:1.0.1.1.22.3.7.5	SECTION 23.104	23.104 Equity Withdrawal Restrictions.
17:1.0.1.1.22.3.7.6	SECTION 23.105	23.105 Financial recordkeeping, reporting and notification requirements for swap dealers and major swap participants.
17:1.0.1.1.22.3.7.7	SECTION 23.106	23.106 Substituted compliance for swap dealer's and major swap participant's capital and financial reporting.
17:1.0.1.1.22.3.7.8	SECTION 23.107-23.149	23.107-23.149 [Reserved]
17:1.0.1.1.22.3.7.9	SECTION 23.150	23.150 Scope.
17:1.0.1.1.22.3.7.10	SECTION 23.151	23.151 Definitions applicable to margin requirements.
17:1.0.1.1.22.3.7.11	SECTION 23.152	23.152 Collection and posting of initial margin.
17:1.0.1.1.22.3.7.12	SECTION 23.153	23.153 Collection and posting of variation margin.
17:1.0.1.1.22.3.7.13	SECTION 23.154	23.154 Calculation of initial margin.
17:1.0.1.1.22.3.7.14	SECTION 23.155	23.155 Calculation of variation margin.
17:1.0.1.1.22.3.7.15	SECTION 23.156	23.156 Forms of margin.
17:1.0.1.1.22.3.7.16	SECTION 23.157	23.157 Custodial arrangements.
17:1.0.1.1.22.3.7.17	SECTION 23.158	23.158 Margin documentation.
17:1.0.1.1.22.3.7.18	SECTION 23.159	23.159 Special rules for affiliates.
17:1.0.1.1.22.3.7.19	SECTION 23.160	23.160 Cross-border application.
17:1.0.1.1.22.3.7.20	SECTION 23.161	23.161 Compliance dates.
17:1.0.1.1.22.3.7.21	SECTION 23.162-23.199	23.162-23.199 [Reserved]
17:1.0.1.1.22.3.7.22.17	APPENDIX Appendix A	Appendix A to Subpart E of Part 23 - Application for Internal Models To Compute Market Risk Exposure Requirement and Credit Risk Exposure Requirement
17:1.0.1.1.22.3.7.22.18	APPENDIX Appendix B	Appendix B to Subpart E of Part 23 - Swap Dealer and Major Swap Participant Position Information
17:1.0.1.1.22.3.7.22.19	APPENDIX Appendix C	Appendix C to Subpart E of Part 23 - Financial Reports and Specific Position Information for Swap Dealers and Major Swap Participants Subject to the Capital Requirements of a Prudential Regulator

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