Sections
Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.
-
201.500
§ 201.500 Expedited consideration of proceedings. -
201.510
§ 201.510 Temporary cease-and-desist orders: Application process. -
201.511
§ 201.511 Temporary cease-and-desist orders: Notice; procedures for hearing. -
201.512
§ 201.512 Temporary cease-and-desist orders: Issuance after notice and opportunity for hearing. -
201.513
§ 201.513 Temporary cease-and-desist orders: Issuance without prior notice and opportunity for hearing. -
201.514
§ 201.514 Temporary cease-and-desist orders: Judicial review; duration. -
201.520
§ 201.520 Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Application. -
201.521
§ 201.521 Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Notice and opportunity for hearing on application. -
201.522
§ 201.522 Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Issuance and review of order. -
201.523
§ 201.523 [Reserved] -
201.524
§ 201.524 Suspension of registrations: Duration. -
201.530
§ 201.530 Initial decision on permanent order: Timing for submitting proposed findings and preparation of decision. -
201.531
§ 201.531 Initial decision on permanent order: Effect on temporary order. -
201.540
§ 201.540 Appeal and Commission review of initial decision making a temporary order permanent. -
201.550
§ 201.550 Summary suspensions pursuant to Exchange Act Section 12(k)(1)(A).