Rules Regarding Disgorgement and Penalty Payments

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 201
8. ›
9. Subpart D
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11. Subject Group Rules Regarding Disgorgement and Penalty Payments

Sections

• 201.600
  § 201.600 Interest on sums disgorged.
• 201.601
  § 201.601 Prompt payment of disgorgement, interest and penalties.
• 201.610-201.614
  §§ 201.610-201.614 [Reserved]
• 201.620
  § 201.620 [Reserved]
• 201.630
  § 201.630 Inability to pay disgorgement, interest or penalties.
• 201.700
  § 201.700 Initiation of proceedings for SRO proposed rule changes and for proposed NMS plans and plan amendments.
• 201.701
  § 201.701 Issuance of order.