Title 17
PART 200 SUBPART F
Subpart F - Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees Authority: 15 U.S.C. 77s, 77sss, 78w, 80a-37, 80b-11, and 7202; and 5 U.S.C. 557.
- Authority:
17:3.0.1.1.1.6.3.1 | SECTION 200.110 | 200.110 Purpose. | |
17:3.0.1.1.1.6.3.2 | SECTION 200.111 | 200.111 Prohibitions; application; definitions. | |
17:3.0.1.1.1.6.3.3 | SECTION 200.112 | 200.112 Duties of recipient; notice to participants. | |
17:3.0.1.1.1.6.3.4 | SECTION 200.113 | 200.113 Opportunity to respond; interception. | |
17:3.0.1.1.1.6.3.5 | SECTION 200.114 | 200.114 Sanctions. |