Title 17

PART 200 SUBPART A

Subpart A - Organization and Program Management Authority:15 U.S.C. 77c, 77o, 77s, 77z-3, 77sss, 78d, 78d-1, 78d-2, 78o-4, 78w, 78ll(d), 78mm, 80a-37, 80b-11, 7202, and 7211 et seq., unless otherwise noted.

Section 200.16a is also issued under Sec. 989B of Pub. L. 111-203 (2010), 124 Stat. 1376; and 5 U.S.C. App. (Inspector General Act of 1978) Sec. 8G.

Sections 200.27 and 200.30-6 are also issued under 15 U.S.C. 77e, 77f, 77g, 77h, 77j, 77q, 77u, 78e, 78g, 78h, 78i, 78k, 78m, 78o, 78o-4, 78q, 78q-1, 78t-1, 78u, 77hhh, 77uuu, 80a-41, 80b-5, and 80b-9.

Section 200.30-1 is also issued under 15 U.S.C. 77f, 77g, 77h, 77j, 78c(b) 78l, 78m, 78n, 78o(d).

Section 200.30-3 is also issued under 15 U.S.C. 78b, 78d, 78f, 78k-1, 78q, 78s, and 78eee.

Section 200.30-5 is also issued under 15 U.S.C. 77f, 77g, 77h, 77j, 78c(b), 78l, 78m, 78n, 78o(d), 80a-8, 80a-20, 80a-24, 80a-29, 80b-3, 80b-4.

Section 240.15l-1 is also issued under Pub. L. 111-203, sec. 913, 124 Stat. 1376, 1827 (2010).

Source:27 FR 12712, Dec. 22, 1962, unless otherwise noted.

17:3.0.1.1.1.1.2SUBJGRP 2
General Organization
17:3.0.1.1.1.1.2.1SECTION 200.1
   200.1 General statement and statutory authority.
17:3.0.1.1.1.1.2.2SECTION 200.2
   200.2 Statutory functions.
17:3.0.1.1.1.1.2.3SECTION 200.10
   200.10 The Commission.
17:3.0.1.1.1.1.2.4SECTION 200.11
   200.11 Headquarters Office - Regional Office relationships.
17:3.0.1.1.1.1.2.5SECTION 200.12
   200.12 Functional responsibilities.
17:3.0.1.1.1.1.2.6SECTION 200.13
   200.13 Chief Operating Officer.
17:3.0.1.1.1.1.2.7SECTION 200.13a
   200.13a The Secretary of the Commission.
17:3.0.1.1.1.1.2.8SECTION 200.13b
   200.13b Director of the Office of Public Affairs.
17:3.0.1.1.1.1.2.9SECTION 200.14
   200.14 Office of Administrative Law Judges.
17:3.0.1.1.1.1.2.10SECTION 200.15
   200.15 Office of International Affairs.
17:3.0.1.1.1.1.2.11SECTION 200.16
   200.16 [Reserved]
17:3.0.1.1.1.1.2.12SECTION 200.16a
   200.16a Inspector General.
17:3.0.1.1.1.1.2.13SECTION 200.17
   200.17 [Reserved]
17:3.0.1.1.1.1.2.14SECTION 200.18
   200.18 Director of Division of Corporation Finance.
17:3.0.1.1.1.1.2.15SECTION 200.19a
   200.19a Director of the Division of Trading and Markets.
17:3.0.1.1.1.1.2.16SECTION 200.19b
   200.19b Director of the Division of Enforcement.
17:3.0.1.1.1.1.2.17SECTION 200.19c
   200.19c Director of the Division of Examinations.
17:3.0.1.1.1.1.2.18SECTION 200.19d
   200.19d Director of the Office of Municipal Securities.
17:3.0.1.1.1.1.2.19SECTION 200.19e
   200.19e Director of the Office of Credit Ratings.
17:3.0.1.1.1.1.2.20SECTION 200.20a
   200.20a [Reserved]
17:3.0.1.1.1.1.2.21SECTION 200.20b
   200.20b Director of Division of Investment Management.
17:3.0.1.1.1.1.2.22SECTION 200.21
   200.21 The General Counsel.
17:3.0.1.1.1.1.2.23SECTION 200.21a
   200.21a The Ethics Counsel.
17:3.0.1.1.1.1.2.24SECTION 200.22
   200.22 The Chief Accountant.
17:3.0.1.1.1.1.2.25SECTION 200.23a
   200.23a Director of the Division of Economic and Risk Analysis and Chief Economist.
17:3.0.1.1.1.1.2.26SECTION 200.23b
   200.23b [Reserved]
17:3.0.1.1.1.1.2.27SECTION 200.24
   200.24 Office of Financial Management.
17:3.0.1.1.1.1.2.28SECTION 200.24a
   200.24a Director of the Office of Investor Education and Advocacy.
17:3.0.1.1.1.1.2.29SECTION 200.25-200.26
   200.25-200.26 [Reserved]
17:3.0.1.1.1.1.2.30SECTION 200.26a
   200.26a Office of Information Technology.
17:3.0.1.1.1.1.2.31SECTION 200.27
   200.27 The Regional Directors.
17:3.0.1.1.1.1.2.32SECTION 200.28
   200.28 Issuance of instructions.
17:3.0.1.1.1.1.2.33SECTION 200.29
   200.29 Rules.
17:3.0.1.1.1.1.2.34SECTION 200.30-1
   200.30-1 Delegation of authority to Director of Division of Corporation Finance.
17:3.0.1.1.1.1.2.35SECTION 200.30-2
   200.30-2 Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist.
17:3.0.1.1.1.1.2.36SECTION 200.30-3
   200.30-3 Delegation of authority to Director of Division of Trading and Markets.
17:3.0.1.1.1.1.2.37SECTION 200.30-3a
   200.30-3a Delegation of authority to Director of the Office of Municipal Securities.
17:3.0.1.1.1.1.2.38SECTION 200.30-3b
   200.30-3b Delegation of authority to Director of the Office of Credit Ratings.
17:3.0.1.1.1.1.2.39SECTION 200.30-4
   200.30-4 Delegation of authority to Director of Division of Enforcement.
17:3.0.1.1.1.1.2.40SECTION 200.30-5
   200.30-5 Delegation of authority to Director of Division of Investment Management.
17:3.0.1.1.1.1.2.41SECTION 200.30-6
   200.30-6 Delegation of authority to Regional Directors.
17:3.0.1.1.1.1.2.42SECTION 200.30-7
   200.30-7 Delegation of authority to Secretary of the Commission.
17:3.0.1.1.1.1.2.43SECTION 200.30-8
   200.30-8 [Reserved]
17:3.0.1.1.1.1.2.44SECTION 200.30-9
   200.30-9 Delegation of authority to hearing officers.
17:3.0.1.1.1.1.2.45SECTION 200.30-10
   200.30-10 Delegation of authority to Chief Administrative Law Judge.
17:3.0.1.1.1.1.2.46SECTION 200.30-11
   200.30-11 Delegation of authority to the Chief Accountant.
17:3.0.1.1.1.1.2.47SECTION 200.30-12
   200.30-12 [Reserved]
17:3.0.1.1.1.1.2.48SECTION 200.30-13
   200.30-13 Delegation of authority to Chief Financial Officer.
17:3.0.1.1.1.1.2.49SECTION 200.30-14
   200.30-14 Delegation of authority to the General Counsel.
17:3.0.1.1.1.1.2.50SECTION 200.30-15
   200.30-15 Delegation of authority to Chief Operating Officer.
17:3.0.1.1.1.1.2.51SECTION 200.30-16
   200.30-16 [Reserved]
17:3.0.1.1.1.1.2.52SECTION 200.30-17
   200.30-17 Delegation of authority to Director of Office of International Affairs.
17:3.0.1.1.1.1.2.53SECTION 200.30-18
   200.30-18 Delegation of authority to Director of the Division of Examinations.
17:3.0.1.1.1.1.2.54SECTION 200.30-19
   200.30-19 Delegation of authority to Director of the EDGAR Business Office.