Subpart B—Functions
Sections
Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.
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140.10
§ 140.10 The Commission. -
140.11
§ 140.11 Emergency action by the senior Commissioner available. -
140.12
§ 140.12 Disposition of business by seriatim Commission consideration. -
140.13
§ 140.13 Vacancy in position of Chairman. -
140.14
§ 140.14 Delegation of authority to the Secretary of the Commission. -
140.20
§ 140.20 Designation of senior official to oversee Commission use of national security information. -
140.21
§ 140.21 Definitions. -
140.22
§ 140.22 Procedures. -
140.23
§ 140.23 General access requirements. -
140.24
§ 140.24 Control and accountability procedures. -
140.61
§ 140.61 [Reserved] -
140.72
§ 140.72 Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization. -
140.73
§ 140.73 Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities. -
140.74
§ 140.74 Delegation of authority to issue special calls for Series 03 Reports. -
140.75
§ 140.75 Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Market Participants Division. -
140.76
§ 140.76 Delegation of authority to disclose information in a receivership or bankruptcy proceeding. -
140.77
§ 140.77 Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete. -
140.80
§ 140.80 Disclosure of information pursuant to a subpoena or summons. -
140.81
§ 140.81 [Reserved] -
140.91
§ 140.91 Delegation of authority to the Director of the Division of Clearing and Risk and to the Market Participants Division. -
140.92
§ 140.92 Delegation of authority to grant registrations and renewals thereof. -
140.93
§ 140.93 Delegation of authority to the Director of the Market Participants Division. -
140.94
§ 140.94 Delegation of authority to the Director of the Market Participants Division and to the Director of the Division of Clearing and Risk. -
140.95
§ 140.95 Delegation of authority with respect to withdrawals from registration. -
140.96
§ 140.96 Delegation of authority to publish in the Federal Register. -
140.97
§ 140.97 [Reserved] -
140.98
§ 140.98 Publication of no-action, interpretative and exemption letters and other written communications. -
140.99
§ 140.99 Requests for exemptive, no-action and interpretative letters.