Sections
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1.31
§ 1.31 Regulatory records; retention and production. -
1.32
§ 1.32 Reporting of segregated account computation and details regarding the holding of futures customer funds. -
1.33
§ 1.33 Monthly and confirmation statements. -
1.34
§ 1.34 Monthly record, “point balance”. -
1.35
§ 1.35 Records of commodity interest and related cash or forward transactions. -
1.36
§ 1.36 Record of securities and property received from customers. -
1.37
§ 1.37 Customer's name, address, and occupation recorded; record of guarantor or controller of account. -
1.38
§ 1.38 Execution of transactions. -
1.39
§ 1.39 Simultaneous buying and selling orders of different principals; execution of, for and between principals.