Title 13

CHAPTER I

Chapter I - Small Business Administration

CHAPTER I - SMALL BUSINESS ADMINISTRATION

13:1.0.1.1.1PART 1-100
   PARTS 1-100 [RESERVED]
13:1.0.1.1.2PART 101
   PART 101 - ADMINISTRATION
13:1.0.1.1.3PART 102
   PART 102 - RECORD DISCLOSURE AND PRIVACY
13:1.0.1.1.4PART 103
   PART 103 - STANDARDS FOR CONDUCTING BUSINESS WITH SBA
13:1.0.1.1.5PART 105
   PART 105 - STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES
13:1.0.1.1.5.0.1SUBJGRP 1
      Standards of Conduct
13:1.0.1.1.5.0.2SUBJGRP 2
      Restrictions and Responsibilities Related to SBA Employees and Former Employees
13:1.0.1.1.5.0.3SUBJGRP 3
      Restrictions on SBA Assistance to Other Individuals
13:1.0.1.1.5.0.4SUBJGRP 4
      Administrative Provisions
13:1.0.1.1.6PART 106
   PART 106 - COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS
13:1.0.1.1.7PART 107
   PART 107 - SMALL BUSINESS INVESTMENT COMPANIES
13:1.0.1.1.7.3.35SUBJGRP 35
      Organizing an SBIC
13:1.0.1.1.7.3.36SUBJGRP 36
      Capitalizing an SBIC
13:1.0.1.1.7.3.37SUBJGRP 37
      Applying for an SBIC License
13:1.0.1.1.7.4.38SUBJGRP 38
      Changes in Control or Ownership of Licensee
13:1.0.1.1.7.4.39SUBJGRP 39
      Restrictions on Common Control or Ownership of Two or More Licensees
13:1.0.1.1.7.4.40SUBJGRP 40
      Change in Structure of Licensee
13:1.0.1.1.7.4.41SUBJGRP 41
      Transfer of License
13:1.0.1.1.7.5.42SUBJGRP 42
      General Requirements
13:1.0.1.1.7.5.43SUBJGRP 43
      Management and Compensation
13:1.0.1.1.7.5.44SUBJGRP 44
      Cash Management by a Licensee
13:1.0.1.1.7.5.45SUBJGRP 45
      Borrowing by Licensees From Non-SBA Sources
13:1.0.1.1.7.5.46SUBJGRP 46
      Voluntary Decrease in Licensee's Regulatory Capital
13:1.0.1.1.7.5.47SUBJGRP 47
      Requirement To Conduct Active Investment Operations
13:1.0.1.1.7.6.48SUBJGRP 48
      Recordkeeping Requirements for Licensees
13:1.0.1.1.7.6.49SUBJGRP 49
      Reporting Requirements for Licensees
13:1.0.1.1.7.6.50SUBJGRP 50
      Examinations of Licensees by SBA for Regulatory Compliance
13:1.0.1.1.7.7.51SUBJGRP 51
      Determining the Eligibility of a Small Business for SBIC Financing
13:1.0.1.1.7.7.52SUBJGRP 52
      Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing
13:1.0.1.1.7.7.53SUBJGRP 53
      Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing
13:1.0.1.1.7.7.54SUBJGRP 54
      Limitations on Disposition of Assets
13:1.0.1.1.7.7.55SUBJGRP 55
      Management Services and Fees
13:1.0.1.1.7.9.56SUBJGRP 56
      General Information About Obtaining Leverage
13:1.0.1.1.7.9.57SUBJGRP 57
      Maximum Amount of Leverage for Which a Licensee Is Eligible
13:1.0.1.1.7.9.58SUBJGRP 58
      Special Rules for Leverage Issued by an Early Stage SBIC
13:1.0.1.1.7.9.59SUBJGRP 59
      Conditional Commitments by SBA To Reserve Leverage for a Licensee
13:1.0.1.1.7.9.60SUBJGRP 60
      Preferred Securities Leverage - Section 301(d) Licensees
13:1.0.1.1.7.9.61SUBJGRP 61
      Participating Securities Leverage
13:1.0.1.1.7.9.62SUBJGRP 62
      Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”)
13:1.0.1.1.7.9.63SUBJGRP 63
      Miscellaneous
13:1.0.1.1.7.10.64SUBJGRP 64
      Computation of Licensee's Capital Impairment
13:1.0.1.1.8PART 108
   PART 108 - NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM
13:1.0.1.1.8.3.88SUBJGRP 88
      Organizing a NMVC Company
13:1.0.1.1.8.3.89SUBJGRP 89
      Capitalizing a NMVC Company
13:1.0.1.1.8.6.90SUBJGRP 90
      Changes in Control or Ownership of NMVC Company
13:1.0.1.1.8.6.91SUBJGRP 91
      Restrictions on Common Control or Ownership of Two or More NMVC Companies
13:1.0.1.1.8.6.92SUBJGRP 92
      Change in Structure of NMVC Company
13:1.0.1.1.8.7.93SUBJGRP 93
      General Requirements
13:1.0.1.1.8.7.94SUBJGRP 94
      Management and Compensation
13:1.0.1.1.8.7.95SUBJGRP 95
      Cash Management by a NMVC Company
13:1.0.1.1.8.7.96SUBJGRP 96
      Borrowing by NMVC Companies From Non-SBA Sources
13:1.0.1.1.8.7.97SUBJGRP 97
      Voluntary Decrease in Regulatory Capital
13:1.0.1.1.8.8.98SUBJGRP 98
      Recordkeeping Requirements for NMVC Companies
13:1.0.1.1.8.8.99SUBJGRP 99
      Reporting Requirements for NMVC Companies
13:1.0.1.1.8.8.100SUBJGRP 100
      Examinations of NMVC Companies by SBA for Regulatory Compliance
13:1.0.1.1.8.9.101SUBJGRP 101
      Determining the Eligibility of a Small Business for NMVC Financing
13:1.0.1.1.8.9.102SUBJGRP 102
      Structuring NMVC Company's Financing of Eligible Small Businesses
13:1.0.1.1.8.9.103SUBJGRP 103
      Limitations on Disposition of Assets
13:1.0.1.1.8.9.104SUBJGRP 104
      Management Services and Fees
13:1.0.1.1.8.10.105SUBJGRP 105
      General Information About Obtaining Leverage
13:1.0.1.1.8.10.106SUBJGRP 106
      Maximum Amount of Leverage for Which a NMVC Company Is Eligible
13:1.0.1.1.8.10.107SUBJGRP 107
      Conditional Commitments by SBA To Reserve Leverage for a NMVC Company
13:1.0.1.1.8.10.108SUBJGRP 108
      Funding Leverage by use of SBA Guaranteed Trust Certificates (“TCs”)
13:1.0.1.1.8.10.109SUBJGRP 109
      Miscellaneous
13:1.0.1.1.8.11.110SUBJGRP 110
      Computation of NMVC Company's Capital Impairment
13:1.0.1.1.9PART 109
   PART 109 - INTERMEDIARY LENDING PILOT PROGRAM
13:1.0.1.1.10PART 112
   PART 112 - NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA - EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964
13:1.0.1.1.11PART 113
   PART 113 - NONDISCRIMINATION IN FINANCIAL ASSISTANCE PROGRAMS OF SBA - EFFECTUATION OF POLICIES OF FEDERAL GOVERNMENT AND SBA ADMINISTRATOR
13:1.0.1.1.11.2.117SUBJGRP 117
      Introduction
13:1.0.1.1.11.2.118SUBJGRP 118
      Coverage
13:1.0.1.1.11.2.119SUBJGRP 119
      Discrimination on the Basis of Sex in Admission and Recruitment Prohibited
13:1.0.1.1.11.2.120SUBJGRP 120
      Discrimination on the Basis of Sex in Education Programs or Activities Prohibited
13:1.0.1.1.11.2.121SUBJGRP 121
      Discrimination on the Basis of Sex in Employment in Education Programs or Activities Prohibited
13:1.0.1.1.11.2.122SUBJGRP 122
      Procedures
13:1.0.1.1.12PART 114
   PART 114 - ADMINISTRATIVE CLAIMS UNDER THE FEDERAL TORT CLAIMS ACT AND REPRESENTATION AND INDEMNIFICATION OF SBA EMPLOYEES
13:1.0.1.1.13PART 115
   PART 115 - SURETY BOND GUARANTEE
13:1.0.1.1.14PART 117
   PART 117 - NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OR ACTIVITIES OF SBA - EFFECTUATION OF THE AGE DISCRIMINATION ACT OF 1975, AS AMENDED
13:1.0.1.1.15PART 119
   PART 119 - PROGRAM FOR INVESTMENT IN MICROENTREPRENEURS (“PRIME” OR “THE ACT”)
13:1.0.1.1.16PART 120
   PART 120 - BUSINESS LOANS
13:1.0.1.1.16.0.189SUBJGRP 189
      General Descriptions of SBA's Business Loan Programs
13:1.0.1.1.16.0.190SUBJGRP 190
      Definitions
13:1.0.1.1.16.1.191SUBJGRP 191
      Eligibility Requirements
13:1.0.1.1.16.1.192SUBJGRP 192
      Ineligible Businesses and Eligible Passive Companies
13:1.0.1.1.16.1.193SUBJGRP 193
      Uses of Proceeds
13:1.0.1.1.16.1.194SUBJGRP 194
      Ethical Requirements
13:1.0.1.1.16.1.195SUBJGRP 195
      Credit Criteria for SBA Loans
13:1.0.1.1.16.1.196SUBJGRP 196
      Requirements Imposed Under Other Laws and Orders
13:1.0.1.1.16.1.197SUBJGRP 197
      Applicability and Enforceability of Loan Program Requirements
13:1.0.1.1.16.1.198SUBJGRP 198
      Loan Applications
13:1.0.1.1.16.1.199SUBJGRP 199
      Computerized SBA Forms
13:1.0.1.1.16.1.200SUBJGRP 200
      Reporting
13:1.0.1.1.16.2.201SUBJGRP 201
      Bonding Requirements
13:1.0.1.1.16.2.202SUBJGRP 202
      Limitations on Use of Proceeds
13:1.0.1.1.16.2.203SUBJGRP 203
      Maturities; Interest Rates; Loan and Guarantee Amounts
13:1.0.1.1.16.2.204SUBJGRP 204
      Fees for Guaranteed Loans
13:1.0.1.1.16.3.205SUBJGRP 205
      Disabled Assistance Loan Program (DAL)
13:1.0.1.1.16.3.206SUBJGRP 206
      Businesses Owned by Low Income Individuals
13:1.0.1.1.16.3.207SUBJGRP 207
      Energy Conservation
13:1.0.1.1.16.3.208SUBJGRP 208
      Export Working Capital Program (EWCP)
13:1.0.1.1.16.3.209SUBJGRP 209
      International Trade Loans
13:1.0.1.1.16.3.210SUBJGRP 210
      Qualified Employee Trusts (ESOP)
13:1.0.1.1.16.3.211SUBJGRP 211
      Veterans Loan Program
13:1.0.1.1.16.3.212SUBJGRP 212
      Pollution Control Program
13:1.0.1.1.16.3.213SUBJGRP 213
      Loans to Participants in the 8(a) Program
13:1.0.1.1.16.3.214SUBJGRP 214
      Defense Economic Transition Assistance
13:1.0.1.1.16.3.215SUBJGRP 215
      CapLines Program
13:1.0.1.1.16.3.216SUBJGRP 216
      Builders Loan Program
13:1.0.1.1.16.3.217SUBJGRP 217
      America's Recovery Capital (Business Stabilization) Loan Program - ARC Loan Program
13:1.0.1.1.16.4.218SUBJGRP 218
      Participation Criteria
13:1.0.1.1.16.4.219SUBJGRP 219
      Participating Lender Financings
13:1.0.1.1.16.4.220SUBJGRP 220
      Other Conveyances
13:1.0.1.1.16.4.221SUBJGRP 221
      Delegated Authority Criteria
13:1.0.1.1.16.4.222SUBJGRP 222
      SBA Express and Export Express Loan Programs
13:1.0.1.1.16.4.223SUBJGRP 223
      Preferred Lenders Program (PLP)
13:1.0.1.1.16.4.224SUBJGRP 224
      SBA Supervised Lenders
13:1.0.1.1.16.4.225SUBJGRP 225
      Small Business Lending Companies (SBLC)
13:1.0.1.1.16.5.226SUBJGRP 226
      SBA'S Purchase of a Guaranteed Portion
13:1.0.1.1.16.5.227SUBJGRP 227
      Homestead Protection for Farmers
13:1.0.1.1.16.6.228SUBJGRP 228
      Fiscal and Transfer Agent (FTA)
13:1.0.1.1.16.6.229SUBJGRP 229
      Certificates
13:1.0.1.1.16.6.230SUBJGRP 230
      The SBA Guarantee of a Certificate
13:1.0.1.1.16.6.231SUBJGRP 231
      Pool Assemblers
13:1.0.1.1.16.6.232SUBJGRP 232
      Miscellaneous Provisions
13:1.0.1.1.16.6.233SUBJGRP 233
      Suspension or Revocation of Participant in Secondary Market
13:1.0.1.1.16.8.234SUBJGRP 234
      Certification Procedures To Become a CDC
13:1.0.1.1.16.8.235SUBJGRP 235
      Requirements for CDC Certification and Operation
13:1.0.1.1.16.8.236SUBJGRP 236
      Extending a CDC'S Area of Operations
13:1.0.1.1.16.8.237SUBJGRP 237
      Accredited Lenders Program (ALP)
13:1.0.1.1.16.8.238SUBJGRP 238
      Premier Certified Lenders Program
13:1.0.1.1.16.8.239SUBJGRP 239
      Associate Development Companies (ADCs)
13:1.0.1.1.16.8.240SUBJGRP 240
      Other CDC Requirements
13:1.0.1.1.16.8.241SUBJGRP 241
      Project Economic Development Goals
13:1.0.1.1.16.8.242SUBJGRP 242
      Leasing Policies Specific to 504 Loans
13:1.0.1.1.16.8.243SUBJGRP 243
      Loan-Making Policies Specific to 504 Loans
13:1.0.1.1.16.8.244SUBJGRP 244
      Interim Financing
13:1.0.1.1.16.8.245SUBJGRP 245
      Permanent Financing
13:1.0.1.1.16.8.246SUBJGRP 246
      The Borrower's Contribution
13:1.0.1.1.16.8.247SUBJGRP 247
      Third Party Loans
13:1.0.1.1.16.8.248SUBJGRP 248
      504 Loans and Debentures
13:1.0.1.1.16.8.249SUBJGRP 249
      Debenture Sales and Service Agents
13:1.0.1.1.16.8.250SUBJGRP 250
      Closings
13:1.0.1.1.16.8.251SUBJGRP 251
      Servicing
13:1.0.1.1.16.8.252SUBJGRP 252
      Fees
13:1.0.1.1.16.8.253SUBJGRP 253
      Authority of CDCs To Perform Liquidation and Debt Collection Litigation
13:1.0.1.1.16.8.254SUBJGRP 254
      Enforceability of 501, 502 and 503 Loans and Other Laws
13:1.0.1.1.16.9.255SUBJGRP 255
      Supervision
13:1.0.1.1.16.9.256SUBJGRP 256
      Enforcement Actions
13:1.0.1.1.17PART 121
   PART 121 - SMALL BUSINESS SIZE REGULATIONS
13:1.0.1.1.17.1.269SUBJGRP 269
      Provisions of General Applicability
13:1.0.1.1.17.1.270SUBJGRP 270
      Size Standards Used To Define Small Business Concerns
13:1.0.1.1.17.1.271SUBJGRP 271
      Size Eligibility Requirements For SBA Financial Assistance
13:1.0.1.1.17.1.272SUBJGRP 272
      Size Eligibility Requirements for Government Procurement
13:1.0.1.1.17.1.273SUBJGRP 273
      Size Eligibility Requirements for Sales or Lease of Government Property
13:1.0.1.1.17.1.274SUBJGRP 274
      Size Eligibility Requirements for the 8(a) Business Development Program
13:1.0.1.1.17.1.275SUBJGRP 275
      Size and Eligibility Requirements for the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Programs
13:1.0.1.1.17.1.276SUBJGRP 276
      Size Eligibility Requirements for Paying Reduced Patent Fees
13:1.0.1.1.17.1.277SUBJGRP 277
      Size Eligibility Requirements for Compliance With Programs of Other Agencies
13:1.0.1.1.17.1.278SUBJGRP 278
      Procedures for Size Protests and Requests for Formal Size Determinations
13:1.0.1.1.17.1.279SUBJGRP 279
      Appeals of Size Determinations and NAICS Code Designations
13:1.0.1.1.17.2.280SUBJGRP 280
      Waivers of the Nonmanufacturer Rule for Classes of Products and Individual Contracts
13:1.0.1.1.18PART 123
   PART 123 - DISASTER LOAN PROGRAM
13:1.0.1.1.19PART 124
   PART 124 - 8(a) BUSINESS DEVELOPMENT/SMALL DISADVANTAGED BUSINESS STATUS DETERMINATIONS
13:1.0.1.1.19.1.289SUBJGRP 289
      Provisions of General Applicability
13:1.0.1.1.19.1.290SUBJGRP 290
      Eligibility Requirements for Participation in the 8(a) Business Development Program
13:1.0.1.1.19.1.291SUBJGRP 291
      Applying to the 8(a) BD Program
13:1.0.1.1.19.1.292SUBJGRP 292
      Exiting the 8(a) BD Program
13:1.0.1.1.19.1.293SUBJGRP 293
      Business Development
13:1.0.1.1.19.1.294SUBJGRP 294
      Contractual Assistance
13:1.0.1.1.19.1.295SUBJGRP 295
      Miscellaneous Reporting Requirements
13:1.0.1.1.19.1.296SUBJGRP 296
      Management and Technical Assistance Program
13:1.0.1.1.20PART 125
   PART 125 - GOVERNMENT CONTRACTING PROGRAMS
13:1.0.1.1.21PART 126
   PART 126 - HUBZONE PROGRAM
13:1.0.1.1.22PART 127
   PART 127 - WOMEN-OWNED SMALL BUSINESS FEDERAL CONTRACT PROGRAM
13:1.0.1.1.23PART 129
   PART 129 - CONTRACTS FOR SMALL BUSINESSES LOCATED IN DISASTER AREAS
13:1.0.1.1.24PART 130
   PART 130 - SMALL BUSINESS DEVELOPMENT CENTERS
13:1.0.1.1.25PART 131
   PART 131 - WOMEN'S BUSINESS CENTER PROGRAM
13:1.0.1.1.26PART 134
   PART 134 - RULES OF PROCEDURE GOVERNING CASES BEFORE THE OFFICE OF HEARINGS AND APPEALS
13:1.0.1.1.27PART 136
   PART 136 - ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SMALL BUSINESS ADMINISTRATION
13:1.0.1.1.28PART 140
   PART 140 - DEBT COLLECTION
13:1.0.1.1.29PART 142
   PART 142 - PROGRAM FRAUD CIVIL REMEDIES ACT REGULATIONS
13:1.0.1.1.29.0.297SUBJGRP 297
      Overview and Definitions
13:1.0.1.1.29.0.298SUBJGRP 298
      Procedures Leading to Issuance of a Complaint
13:1.0.1.1.29.0.299SUBJGRP 299
      Procedures Following Service of a Complaint
13:1.0.1.1.29.0.300SUBJGRP 300
      Hearing Provisions
13:1.0.1.1.29.0.301SUBJGRP 301
      Decisions and Appeals
13:1.0.1.1.30PART 143
   PART 143 [RESERVED]
13:1.0.1.1.31PART 146
   PART 146 - NEW RESTRICTIONS ON LOBBYING
13:1.0.1.1.32PART 147
   PART 147 - GOVERNMENTWIDE REQUIREMENTS FOR DRUG-FREE WORKPLACE (NONPROCUREMENT)
13:1.0.1.1.33PART 148-199
   PARTS 148-199 [RESERVED]