Title 13

PART 120 SUBPART I

Subpart I - Risk-Based Lender Oversight Source:72 FR 25194, May 4, 2007, unless otherwise noted.

• 15 U.S.C. 634(b) (6), (b) (7), (b) (14), (h), and note, 636(a), (h) and (m), and note, 650, 657t, and note, 657u, and note, 687(f), 696(3) and (7), and note, and 697(a) and (e), and note.
• Source: 61 FR 3235, Jan. 31, 1996, unless otherwise noted.

13:1.0.1.1.16.9.253	SUBJGRP 253	Supervision
13:1.0.1.1.16.9.253.1	SECTION 120.1000	120.1000 Risk-Based Lender Oversight.
13:1.0.1.1.16.9.253.2	SECTION 120.1005	120.1005 Bureau of PCLP Oversight.
13:1.0.1.1.16.9.253.3	SECTION 120.1010	120.1010 SBA access to SBA Lender and Intermediary files.
13:1.0.1.1.16.9.253.4	SECTION 120.1015	120.1015 Risk Rating System.
13:1.0.1.1.16.9.253.5	SECTION 120.1025	120.1025 Monitoring.
13:1.0.1.1.16.9.253.6	SECTION 120.1050	120.1050 Reviews and examinations.
13:1.0.1.1.16.9.253.7	SECTION 120.1051	120.1051 Frequency of reviews and examinations.
13:1.0.1.1.16.9.253.8	SECTION 120.1055	120.1055 Review and examination results.
13:1.0.1.1.16.9.253.9	SECTION 120.1060	120.1060 Confidentiality of Reports, Risk Ratings and related Confidential Information.
13:1.0.1.1.16.9.253.10	SECTION 120.1070	120.1070 SBA Lender oversight fees.
13:1.0.1.1.16.9.254	SUBJGRP 254	Enforcement Actions
13:1.0.1.1.16.9.254.11	SECTION 120.1300	120.1300 Informal enforcement actions - 7(a) Lenders.
13:1.0.1.1.16.9.254.12	SECTION 120.1400	120.1400 Grounds for enforcement actions - SBA Lenders.
13:1.0.1.1.16.9.254.13	SECTION 120.1425	120.1425 Grounds for formal enforcement actions - Intermediaries participating in the Microloan Program.
13:1.0.1.1.16.9.254.14	SECTION 120.1500	120.1500 Types of formal enforcement actions - SBA Lenders.
13:1.0.1.1.16.9.254.15	SECTION 120.1510	120.1510 Other Regulated SBLCs.
13:1.0.1.1.16.9.254.16	SECTION 120.1511	120.1511 Certification and other reporting and notification requirements for Other Regulated SBLCs.
13:1.0.1.1.16.9.254.17	SECTION 120.1540	120.1540 Types of formal enforcement actions - Intermediaries participating in the Microloan Program.
13:1.0.1.1.16.9.254.18	SECTION 120.1600	120.1600 General procedures for formal enforcement actions against SBA Lenders, SBA Supervised Lenders, Other Regulated SBLCs, Management Officials, Other Persons, and Intermediaries.

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