Title 13

PART 108 SUBPART J

Subpart J - SBA Financial Assistance for NMVC Companies (Leverage)

• 15 U.S.C. 689-689q.
• 66 FR 28609, May 23, 2001, unless otherwise noted.

13:1.0.1.1.8.10.105	SUBJGRP 105	General Information About Obtaining Leverage
13:1.0.1.1.8.10.105.1	SECTION 108.1100	108.1100 Type of Leverage and application procedures.
13:1.0.1.1.8.10.105.2	SECTION 108.1120	108.1120 General eligibility requirement for Leverage.
13:1.0.1.1.8.10.105.3	SECTION 108.1130	108.1130 Leverage fees payable by NMVC Company.
13:1.0.1.1.8.10.105.4	SECTION 108.1140	108.1140 NMVC Company's acceptance of SBA remedies under § 108.1810.
13:1.0.1.1.8.10.106	SUBJGRP 106	Maximum Amount of Leverage for Which a NMVC Company Is Eligible
13:1.0.1.1.8.10.106.5	SECTION 108.1150	108.1150 Maximum amount of Leverage for a NMVC Company.
13:1.0.1.1.8.10.107	SUBJGRP 107	Conditional Commitments by SBA To Reserve Leverage for a NMVC Company
13:1.0.1.1.8.10.107.6	SECTION 108.1200	108.1200 SBA's Leverage commitment to a NMVC Company - application procedure, amount, and term.
13:1.0.1.1.8.10.107.7	SECTION 108.1220	108.1220 Requirement for NMVC Company to file financial statements at the time of request for a draw.
13:1.0.1.1.8.10.107.8	SECTION 108.1230	108.1230 Draw-downs by NMVC Company under SBA's Leverage commitment.
13:1.0.1.1.8.10.107.9	SECTION 108.1240	108.1240 Funding of NMVC Company's draw request through sale to third-party.
13:1.0.1.1.8.10.108	SUBJGRP 108	Funding Leverage by use of SBA Guaranteed Trust Certificates (“TCs”)
13:1.0.1.1.8.10.108.10	SECTION 108.1600	108.1600 SBA authority to issue and guarantee Trust Certificates.
13:1.0.1.1.8.10.108.11	SECTION 108.1610	108.1610 Effect of prepayment or early redemption of Leverage on a Trust Certificate.
13:1.0.1.1.8.10.108.12	SECTION 108.1620	108.1620 Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
13:1.0.1.1.8.10.108.13	SECTION 108.1630	108.1630 SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
13:1.0.1.1.8.10.108.14	SECTION 108.1640	108.1640 SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.
13:1.0.1.1.8.10.109	SUBJGRP 109	Miscellaneous
13:1.0.1.1.8.10.109.15	SECTION 108.1700	108.1700 Transfer by SBA of its interest in a NMVC Company's Leverage security.
13:1.0.1.1.8.10.109.16	SECTION 108.1710	108.1710 SBA authority to collect or compromise its claims.
13:1.0.1.1.8.10.109.17	SECTION 108.1720	108.1720 Characteristics of SBA's guarantee.

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