Title 13

PART 107 SUBPART D

Subpart D - Changes in Ownership, Control, or Structure of Licensee; Transfer of License

• 15 U.S.C. 681, 683, 687(c), 687b, 687d, 687g, 687m.
• 61 FR 3189, Jan. 31, 1996, unless otherwise noted.

13:1.0.1.1.7.4.38	SUBJGRP 38	Changes in Control or Ownership of Licensee
13:1.0.1.1.7.4.38.1	SECTION 107.400	107.400 Changes in ownership of 10 percent or more of Licensee but no change of Control.
13:1.0.1.1.7.4.38.2	SECTION 107.410	107.410 Changes in Control of Licensee (through change in ownership or otherwise).
13:1.0.1.1.7.4.38.3	SECTION 107.420	107.420 Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.
13:1.0.1.1.7.4.38.4	SECTION 107.430	107.430 Notification to SBA of transactions that may change ownership or Control.
13:1.0.1.1.7.4.38.5	SECTION 107.440	107.440 Standards governing prior SBA approval for a proposed transfer of Control.
13:1.0.1.1.7.4.38.6	SECTION 107.450	107.450 Notification to SBA of pledge of Licensee's shares.
13:1.0.1.1.7.4.39	SUBJGRP 39	Restrictions on Common Control or Ownership of Two or More Licensees
13:1.0.1.1.7.4.39.7	SECTION 107.460	107.460 Restrictions on Common Control or ownership of two (or more) Licensees.
13:1.0.1.1.7.4.40	SUBJGRP 40	Change in Structure of Licensee
13:1.0.1.1.7.4.40.8	SECTION 107.470	107.470 SBA approval of merger, consolidation, or reorganization of Licensee.
13:1.0.1.1.7.4.41	SUBJGRP 41	Transfer of License
13:1.0.1.1.7.4.41.9	SECTION 107.475	107.475 Transfer of license.

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