| 12:4.0.1.1.1 | PART 230
| PART 230 [RESERVED] | |
| 12:4.0.1.1.2 | PART 231
| PART 231 - NETTING ELIGIBILITY FOR FINANCIAL INSTITUTION (REGULATION EE) | |
| 12:4.0.1.1.2.0.1.1 | SECTION 231.1
| 231.1 Authority, purpose, and scope. | |
| 12:4.0.1.1.2.0.1.2 | SECTION 231.2
| 231.2 Definitions. | |
| 12:4.0.1.1.2.0.1.3 | SECTION 231.3
| 231.3 Qualification as a financial institution. | |
| 12:4.0.1.1.3 | PART 232
| PART 232 - OBTAINING AND USING MEDICAL INFORMATION IN CONNECTION WITH CREDIT (REGULATION FF) | |
| 12:4.0.1.1.3.0.1.1 | SECTION 232.1
| 232.1 Scope, general prohibition and definitions. | |
| 12:4.0.1.1.3.0.1.2 | SECTION 232.2
| 232.2 Rule of construction for obtaining and using unsolicited medical information. | |
| 12:4.0.1.1.3.0.1.3 | SECTION 232.3
| 232.3 Financial information exception for obtaining and using medical information. | |
| 12:4.0.1.1.3.0.1.4 | SECTION 232.4
| 232.4 Specific exceptions for obtaining and using medical information. | |
| 12:4.0.1.1.4 | PART 233
| PART 233 - PROHIBITION ON FUNDING OF UNLAWFUL INTERNET GAMBLING (REGULATION GG) | |
| 12:4.0.1.1.4.0.1.1 | SECTION 233.1
| 233.1 Authority, purpose, collection of information, and incorporation by reference. | |
| 12:4.0.1.1.4.0.1.2 | SECTION 233.2
| 233.2 Definitions. | |
| 12:4.0.1.1.4.0.1.3 | SECTION 233.3
| 233.3 Designated payment systems. | |
| 12:4.0.1.1.4.0.1.4 | SECTION 233.4
| 233.4 Exemptions. | |
| 12:4.0.1.1.4.0.1.5 | SECTION 233.5
| 233.5 Policies and procedures required. | |
| 12:4.0.1.1.4.0.1.6 | SECTION 233.6
| 233.6 Non-exclusive examples of policies and procedures. | |
| 12:4.0.1.1.4.0.1.7 | SECTION 233.7
| 233.7 Regulatory enforcement. | |
| 12:4.0.1.1.4.0.1.8.1 | APPENDIX Appendix A
| Appendix A to Part 233 - Model Notice | |
| 12:4.0.1.1.5 | PART 234
| PART 234 - DESIGNATED FINANCIAL MARKET UTILITIES (REGULATION HH) | |
| 12:4.0.1.1.5.0.1.1 | SECTION 234.1
| 234.1 Authority, purpose, and scope. | |
| 12:4.0.1.1.5.0.1.2 | SECTION 234.2
| 234.2 Definitions. | |
| 12:4.0.1.1.5.0.1.3 | SECTION 234.3
| 234.3 Standards for payment systems. | |
| 12:4.0.1.1.5.0.1.4 | SECTION 234.4
| 234.4 Changes to rules, procedures, or operations. | |
| 12:4.0.1.1.5.0.1.5 | SECTION 234.5
| 234.5 Access to Federal Reserve Bank accounts and services. | |
| 12:4.0.1.1.5.0.1.6 | SECTION 234.6
| 234.6 Interest on balances. | |
| 12:4.0.1.1.6 | PART 235
| PART 235 - DEBIT CARD INTERCHANGE FEES AND ROUTING (REGULATION II) | |
| 12:4.0.1.1.6.0.1.1 | SECTION 235.1
| 235.1 Authority and purpose. | |
| 12:4.0.1.1.6.0.1.2 | SECTION 235.2
| 235.2 Definitions. | |
| 12:4.0.1.1.6.0.1.3 | SECTION 235.3
| 235.3 Reasonable and proportional interchange transaction fees. | |
| 12:4.0.1.1.6.0.1.4 | SECTION 235.4
| 235.4 Fraud-prevention adjustment. | |
| 12:4.0.1.1.6.0.1.5 | SECTION 235.5
| 235.5 Exemptions. | |
| 12:4.0.1.1.6.0.1.6 | SECTION 235.6
| 235.6 Prohibition on circumvention, evasion, and net compensation. | |
| 12:4.0.1.1.6.0.1.7 | SECTION 235.7
| 235.7 Limitations on payment card restrictions. | |
| 12:4.0.1.1.6.0.1.8 | SECTION 235.8
| 235.8 Reporting requirements and record retention. | |
| 12:4.0.1.1.6.0.1.9 | SECTION 235.9
| 235.9 Administrative enforcement. | |
| 12:4.0.1.1.6.0.1.10 | SECTION 235.10
| 235.10 Effective and compliance dates. | |
| 12:4.0.1.1.6.0.1.11.2 | APPENDIX Appendix A
| Appendix A to Part 235 - Official Board Commentary on Regulation II | |
| 12:4.0.1.1.7 | PART 237
| PART 237 - SWAPS MARGIN AND SWAPS PUSH-OUT (REGULATION KK) | |
| 12:4.0.1.1.7.1 | SUBPART A
| Subpart A - Margin and Capital Requirements for Covered Swap Entities (Regulation KK) | |
| 12:4.0.1.1.7.1.1.1 | SECTION 237.1
| 237.1 Authority, purpose, scope, exemptions and compliance dates. | |
| 12:4.0.1.1.7.1.1.2 | SECTION 237.2
| 237.2 Definitions. | |
| 12:4.0.1.1.7.1.1.3 | SECTION 237.3
| 237.3 Initial margin. | |
| 12:4.0.1.1.7.1.1.4 | SECTION 237.4
| 237.4 Variation margin. | |
| 12:4.0.1.1.7.1.1.5 | SECTION 237.5
| 237.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements. | |
| 12:4.0.1.1.7.1.1.6 | SECTION 237.6
| 237.6 Eligible collateral. | |
| 12:4.0.1.1.7.1.1.7 | SECTION 237.7
| 237.7 Segregation of collateral. | |
| 12:4.0.1.1.7.1.1.8 | SECTION 237.8
| 237.8 Initial margin models and standardized amounts. | |
| 12:4.0.1.1.7.1.1.9 | SECTION 237.9
| 237.9 Cross-border application of margin requirements. | |
| 12:4.0.1.1.7.1.1.10 | SECTION 237.10
| 237.10 Documentation of margin matters. | |
| 12:4.0.1.1.7.1.1.11 | SECTION 237.11
| 237.11 Special rules for affiliates. | |
| 12:4.0.1.1.7.1.1.12 | SECTION 237.12
| 237.12 Capital. | |
| 12:4.0.1.1.7.1.1.13.3 | APPENDIX Appendix A
| Appendix A to Subpart A to Part 237 - Standardized Minimum Initial Margin Requirements for Non-Cleared Swaps and Non - Cleared Security-Based Swaps | |
| 12:4.0.1.1.7.1.1.13.4 | APPENDIX Appendix B
| Appendix B to Subpart A to Part 237 - Margin Values for Eligible Noncash Margin Collateral | |
| 12:4.0.1.1.7.2 | SUBPART B
| Subpart B - Prohibition Against Federal Assistance to Swaps Entities | |
| 12:4.0.1.1.7.2.1.1 | SECTION 237.20
| 237.20 Definitions. | |
| 12:4.0.1.1.7.2.1.2 | SECTION 237.21
| 237.21 Definition of insured depository institution for purposes of section 716 of the Dodd-Frank Act. | |
| 12:4.0.1.1.7.2.1.3 | SECTION 237.22
| 237.22 Transition period for insured depository institutions. | |
| 12:4.0.1.1.8 | PART 238
| PART 238 - SAVINGS AND LOAN HOLDING COMPANIES (REGULATION LL) | |
| 12:4.0.1.1.8.1 | SUBPART A
| Subpart A - General Provisions | |
| 12:4.0.1.1.8.1.1.1 | SECTION 238.1
| 238.1 Authority, purpose and scope. | |
| 12:4.0.1.1.8.1.1.2 | SECTION 238.2
| 238.2 Definitions. | |
| 12:4.0.1.1.8.1.1.3 | SECTION 238.3
| 238.3 Administration. | |
| 12:4.0.1.1.8.1.1.4 | SECTION 238.4
| 238.4 Records, reports, and inspections. | |
| 12:4.0.1.1.8.1.1.5 | SECTION 238.5
| 238.5 Audit of savings association holding companies. | |
| 12:4.0.1.1.8.1.1.6 | SECTION 238.6
| 238.6 Penalties for violations. | |
| 12:4.0.1.1.8.1.1.7 | SECTION 238.7
| 238.7 Tying restriction exception. | |
| 12:4.0.1.1.8.1.1.8 | SECTION 238.8
| 238.8 Safe and sound operations, and Small Bank Holding Company Policy Statement. | |
| 12:4.0.1.1.8.1.1.9 | SECTION 238.9
| 238.9 Control over securities. | |
| 12:4.0.1.1.8.1.1.10 | SECTION 238.10
| 238.10 Categorization of banking organizations. | |
| 12:4.0.1.1.8.2 | SUBPART B
| Subpart B - Acquisitions of Saving Association Securities or Assets | |
| 12:4.0.1.1.8.2.1.1 | SECTION 238.11
| 238.11 Transactions requiring Board approval. | |
| 12:4.0.1.1.8.2.1.2 | SECTION 238.12
| 238.12 Transactions not requiring Board approval. | |
| 12:4.0.1.1.8.2.1.3 | SECTION 238.13
| 238.13 Prohibited acquisitions. | |
| 12:4.0.1.1.8.2.1.4 | SECTION 238.14
| 238.14 Procedural requirements. | |
| 12:4.0.1.1.8.2.1.5 | SECTION 238.15
| 238.15 Factors considered in acting on applications. | |
| 12:4.0.1.1.8.3 | SUBPART C
| Subpart C - Control Proceedings | |
| 12:4.0.1.1.8.3.1.1 | SECTION 238.21
| 238.21 Control proceedings. | |
| 12:4.0.1.1.8.3.1.2 | SECTION 238.22
| 238.22 Rebuttable presumptions of control of a company. | |
| 12:4.0.1.1.8.3.1.3 | SECTION 238.23
| 238.23 Rebuttable presumption of noncontrol of a company. | |
| 12:4.0.1.1.8.4 | SUBPART D
| Subpart D - Change in Bank Control | |
| 12:4.0.1.1.8.4.1.1 | SECTION 238.31
| 238.31 Transactions requiring prior notice. | |
| 12:4.0.1.1.8.4.1.2 | SECTION 238.32
| 238.32 Transactions not requiring prior notice. | |
| 12:4.0.1.1.8.4.1.3 | SECTION 238.33
| 238.33 Procedures for filing, processing, publishing, and acting on notices. | |
| 12:4.0.1.1.8.5 | SUBPART E
| Subpart E - Qualified Stock Issuances | |
| 12:4.0.1.1.8.5.1.1 | SECTION 238.41
| 238.41 Qualified stock issuances by undercapitalized savings associations or holding companies. | |
| 12:4.0.1.1.8.6 | SUBPART F
| Subpart F - Savings and Loan Holding Company Activities and Acquisitions | |
| 12:4.0.1.1.8.6.1.1 | SECTION 238.51
| 238.51 Prohibited activities. | |
| 12:4.0.1.1.8.6.1.2 | SECTION 238.52
| 238.52 Exempt savings and loan holding companies and grandfathered activities. | |
| 12:4.0.1.1.8.6.1.3 | SECTION 238.53
| 238.53 Prescribed services and activities of savings and loan holding companies. | |
| 12:4.0.1.1.8.6.1.4 | SECTION 238.54
| 238.54 Permissible bank holding company activities of savings and loan holding companies. | |
| 12:4.0.1.1.8.7 | SUBPART G
| Subpart G - Financial Holding Company Activities | |
| 12:4.0.1.1.8.7.1.1 | SECTION 238.61
| 238.61 Scope. | |
| 12:4.0.1.1.8.7.1.2 | SECTION 238.62
| 238.62 Definitions. | |
| 12:4.0.1.1.8.7.1.3 | SECTION 238.63
| 238.63 Requirements to engage in financial holding company activities. | |
| 12:4.0.1.1.8.7.1.4 | SECTION 238.64
| 238.64 Election required. | |
| 12:4.0.1.1.8.7.1.5 | SECTION 238.65
| 238.65 Election procedures. | |
| 12:4.0.1.1.8.7.1.6 | SECTION 238.66
| 238.66 Ongoing requirements. | |
| 12:4.0.1.1.8.8 | SUBPART H
| Subpart H - Notice of Change of Director or Senior Executive Officer | |
| 12:4.0.1.1.8.8.1.1 | SECTION 238.71
| 238.71 Purpose. | |
| 12:4.0.1.1.8.8.1.2 | SECTION 238.72
| 238.72 Definitions. | |
| 12:4.0.1.1.8.8.1.3 | SECTION 238.73
| 238.73 Prior notice requirements. | |
| 12:4.0.1.1.8.8.1.4 | SECTION 238.74
| 238.74 Filing and processing procedures. | |
| 12:4.0.1.1.8.8.1.5 | SECTION 238.75
| 238.75 Standards for review. | |
| 12:4.0.1.1.8.8.1.6 | SECTION 238.76
| 238.76 Waiting period. | |
| 12:4.0.1.1.8.8.1.7 | SECTION 238.77
| 238.77 Waiver of prior notice requirement. | |
| 12:4.0.1.1.8.9 | SUBPART I
| Subpart I - Prohibited Service at Savings and Loan Holding Companies | |
| 12:4.0.1.1.8.9.1.1 | SECTION 238.81
| 238.81 Purpose. | |
| 12:4.0.1.1.8.9.1.2 | SECTION 238.82
| 238.82 Definitions. | |
| 12:4.0.1.1.8.9.1.3 | SECTION 238.83
| 238.83 Prohibited actions. | |
| 12:4.0.1.1.8.9.1.4 | SECTION 238.84
| 238.84 Covered convictions or agreements to enter into pre-trial diversions or similar programs. | |
| 12:4.0.1.1.8.9.1.5 | SECTION 238.85
| 238.85 Adjudications and offenses not covered. | |
| 12:4.0.1.1.8.9.1.6 | SECTION 238.86
| 238.86 Exemptions. | |
| 12:4.0.1.1.8.9.1.7 | SECTION 238.87
| 238.87 Filing procedures. | |
| 12:4.0.1.1.8.9.1.8 | SECTION 238.88
| 238.88 Factors for review. | |
| 12:4.0.1.1.8.9.1.9 | SECTION 238.89
| 238.89 Board action. | |
| 12:4.0.1.1.8.9.1.10 | SECTION 238.90
| 238.90 Hearings. | |
| 12:4.0.1.1.8.10 | SUBPART J
| Subpart J - Management Official Interlocks | |
| 12:4.0.1.1.8.10.1.1 | SECTION 238.91
| 238.91 Authority, purpose, and scope. | |
| 12:4.0.1.1.8.10.1.2 | SECTION 238.92
| 238.92 Definitions. | |
| 12:4.0.1.1.8.10.1.3 | SECTION 238.93
| 238.93 Prohibitions. | |
| 12:4.0.1.1.8.10.1.4 | SECTION 238.94
| 238.94 Interlocking relationships permitted by statute. | |
| 12:4.0.1.1.8.10.1.5 | SECTION 238.95
| 238.95 Small market share exemption. | |
| 12:4.0.1.1.8.10.1.6 | SECTION 238.96
| 238.96 General exemption. | |
| 12:4.0.1.1.8.10.1.7 | SECTION 238.97
| 238.97 Change in circumstances. | |
| 12:4.0.1.1.8.10.1.8 | SECTION 238.98
| 238.98 Enforcement. | |
| 12:4.0.1.1.8.10.1.9 | SECTION 238.99
| 238.99 Interlocking relationships permitted pursuant to Federal Deposit Insurance Act. | |
| 12:4.0.1.1.8.11 | SUBPART K
| Subpart K - Dividends by Subsidiary Savings Associations | |
| 12:4.0.1.1.8.11.1.1 | SECTION 238.101
| 238.101 Authority and purpose. | |
| 12:4.0.1.1.8.11.1.2 | SECTION 238.102
| 238.102 Definitions. | |
| 12:4.0.1.1.8.11.1.3 | SECTION 238.103
| 238.103 Filing requirement. | |
| 12:4.0.1.1.8.11.1.4 | SECTION 238.104
| 238.104 Board action and criteria for review. | |
| 12:4.0.1.1.8.12 | SUBPART L
| Subpart L - Investigative Proceedings and Formal Examination Proceedings | |
| 12:4.0.1.1.8.12.1.1 | SECTION 238.111
| 238.111 Scope. | |
| 12:4.0.1.1.8.12.1.2 | SECTION 238.112
| 238.112 Definitions. | |
| 12:4.0.1.1.8.12.1.3 | SECTION 238.113
| 238.113 Confidentiality of proceedings. | |
| 12:4.0.1.1.8.12.1.4 | SECTION 238.114
| 238.114 Transcripts. | |
| 12:4.0.1.1.8.12.1.5 | SECTION 238.115
| 238.115 Rights of witnesses. | |
| 12:4.0.1.1.8.12.1.6 | SECTION 238.116
| 238.116 Obstruction of proceedings. | |
| 12:4.0.1.1.8.12.1.7 | SECTION 238.117
| 238.117 Subpoenas. | |
| 12:4.0.1.1.8.13 | SUBPART M
| Subpart M - Risk Committee Requirement for Covered Savings and Loan Holding Companies With Total Consolidated Assets of $50 Billion or More and Less Than $100 Billion | |
| 12:4.0.1.1.8.13.1.1 | SECTION 238.118
| 238.118 Applicability. | |
| 12:4.0.1.1.8.13.1.2 | SECTION 238.119
| 238.119 Risk committee requirement for covered savings and loan holding companies with total consolidated assets of $50 billion or more. | |
| 12:4.0.1.1.8.14 | SUBPART N
| Subpart N - Risk Committee, Liquidity Risk Management, and Liquidity Buffer Requirements for Covered Savings and Loan Holding Companies With Total Consolidated Assets of $100 Billion or More | |
| 12:4.0.1.1.8.14.1.1 | SECTION 238.120
| 238.120 Scope. | |
| 12:4.0.1.1.8.14.1.2 | SECTION 238.121
| 238.121 Applicability. | |
| 12:4.0.1.1.8.14.1.3 | SECTION 238.122
| 238.122 Risk-management and risk committee requirements. | |
| 12:4.0.1.1.8.14.1.4 | SECTION 238.123
| 238.123 Liquidity risk-management requirements. | |
| 12:4.0.1.1.8.14.1.5 | SECTION 238.124
| 238.124 Liquidity stress testing and buffer requirements. | |
| 12:4.0.1.1.8.15 | SUBPART O
| Subpart O - Supervisory Stress Test Requirements for Covered Savings and Loan Holding Companies | |
| 12:4.0.1.1.8.15.1.1 | SECTION 238.130
| 238.130 Definitions. | |
| 12:4.0.1.1.8.15.1.2 | SECTION 238.131
| 238.131 Applicability. | |
| 12:4.0.1.1.8.15.1.3 | SECTION 238.132
| 238.132 Analysis conducted by the Board. | |
| 12:4.0.1.1.8.15.1.4 | SECTION 238.133
| 238.133 Data and information required to be submitted in support of the Board's analyses. | |
| 12:4.0.1.1.8.15.1.5 | SECTION 238.134
| 238.134 Review of the Board's analysis; publication of summary results. | |
| 12:4.0.1.1.8.15.1.6 | SECTION 238.135
| 238.135 Corporate use of stress test results. | |
| 12:4.0.1.1.8.16 | SUBPART P
| Subpart P - Company-Run Stress Test Requirements for Savings and Loan Holding Companies | |
| 12:4.0.1.1.8.16.1.1 | SECTION 238.140
| 238.140 Authority and purpose. | |
| 12:4.0.1.1.8.16.1.2 | SECTION 238.141
| 238.141 Definitions. | |
| 12:4.0.1.1.8.16.1.3 | SECTION 238.142
| 238.142 Applicability. | |
| 12:4.0.1.1.8.16.1.4 | SECTION 238.143
| 238.143 Stress test. | |
| 12:4.0.1.1.8.16.1.5 | SECTION 238.144
| 238.144 Methodologies and practices. | |
| 12:4.0.1.1.8.16.1.6 | SECTION 238.145
| 238.145 Reports of stress test results. | |
| 12:4.0.1.1.8.16.1.7 | SECTION 238.146
| 238.146 Disclosure of stress test results. | |
| 12:4.0.1.1.8.17 | SUBPART Q
| Subpart Q - Single Counterparty Credit Limits for Covered Savings and Loan Holding Companies | |
| 12:4.0.1.1.8.17.1.1 | SECTION 238.150
| 238.150 Applicability and general provisions. | |
| 12:4.0.1.1.8.17.1.2 | SECTION 238.151
| 238.151 Definitions. | |
| 12:4.0.1.1.8.17.1.3 | SECTION 238.152
| 238.152 Credit exposure limits. | |
| 12:4.0.1.1.8.17.1.4 | SECTION 238.153
| 238.153 Gross credit exposure. | |
| 12:4.0.1.1.8.17.1.5 | SECTION 238.154
| 238.154 Net credit exposure. | |
| 12:4.0.1.1.8.17.1.6 | SECTION 238.155
| 238.155 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company. | |
| 12:4.0.1.1.8.17.1.7 | SECTION 238.156
| 238.156 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships. | |
| 12:4.0.1.1.8.17.1.8 | SECTION 238.157
| 238.157 Exemptions. | |
| 12:4.0.1.1.8.17.1.9 | SECTION 238.158
| 238.158 Compliance. | |
| 12:4.0.1.1.8.18 | SUBPART R
| Subpart R - Company-Run Stress Test Requirements for Foreign Savings and Loan Holding Companies With Total Consolidated Assets Over $250 Billion | |
| 12:4.0.1.1.8.18.1.1 | SECTION 238.160
| 238.160 Definitions. | |
| 12:4.0.1.1.8.18.1.2 | SECTION 238.161
| 238.161 Applicability. | |
| 12:4.0.1.1.8.18.1.3 | SECTION 238.162
| 238.162 Capital stress testing requirements. | |
| 12:4.0.1.1.8.19 | SUBPART S
| Subpart S - XXX | |
| 12:4.0.1.1.9 | PART 239
| PART 239 - MUTUAL HOLDING COMPANIES (REGULATION MM) | |
| 12:4.0.1.1.9.1 | SUBPART A
| Subpart A - General Provisions | |
| 12:4.0.1.1.9.1.1.1 | SECTION 239.1
| 239.1 Authority, purpose, and scope. | |
| 12:4.0.1.1.9.1.1.2 | SECTION 239.2
| 239.2 Definitions. | |
| 12:4.0.1.1.9.2 | SUBPART B
| Subpart B - Mutual Holding Companies | |
| 12:4.0.1.1.9.2.1.1 | SECTION 239.3
| 239.3 Mutual holding company reorganizations. | |
| 12:4.0.1.1.9.2.1.2 | SECTION 239.4
| 239.4 Grounds for disapproval of reorganizations. | |
| 12:4.0.1.1.9.2.1.3 | SECTION 239.5
| 239.5 Membership rights. | |
| 12:4.0.1.1.9.2.1.4 | SECTION 239.6
| 239.6 Contents of Reorganization Plans. | |
| 12:4.0.1.1.9.2.1.5 | SECTION 239.7
| 239.7 Acquisition and disposition of savings associations, savings and loan holding companies, and other corporations by mutual holding companies. | |
| 12:4.0.1.1.9.2.1.6 | SECTION 239.8
| 239.8 Operating restrictions. | |
| 12:4.0.1.1.9.2.1.7 | SECTION 239.9
| 239.9 Conversion or liquidation of mutual holding companies. | |
| 12:4.0.1.1.9.2.1.8 | SECTION 239.10
| 239.10 Procedural requirements. | |
| 12:4.0.1.1.9.2.1.9 | SECTION 239.11
| 239.11 Subsidiary holding companies. | |
| 12:4.0.1.1.9.2.1.10 | SECTION 239.12
| 239.12 Communication between members of a mutual holding company. | |
| 12:4.0.1.1.9.2.1.11 | SECTION 239.13
| 239.13 Charters. | |
| 12:4.0.1.1.9.2.1.12 | SECTION 239.14
| 239.14 Charter amendments. | |
| 12:4.0.1.1.9.2.1.13 | SECTION 239.15
| 239.15 Bylaws. | |
| 12:4.0.1.1.9.2.1.14 | SECTION 239.16
| 239.16 Voluntary dissolution. | |
| 12:4.0.1.1.9.3 | SUBPART C
| Subpart C - Subsidiary Holding Companies | |
| 12:4.0.1.1.9.3.1.1 | SECTION 239.20
| 239.20 Scope. | |
| 12:4.0.1.1.9.3.1.2 | SECTION 239.21
| 239.21 Charters. | |
| 12:4.0.1.1.9.3.1.3 | SECTION 239.22
| 239.22 Charter amendments. | |
| 12:4.0.1.1.9.3.1.4 | SECTION 239.23
| 239.23 Bylaws. | |
| 12:4.0.1.1.9.3.1.5 | SECTION 239.24
| 239.24 Issuances of stock by subsidiary holding companies of mutual holding companies. | |
| 12:4.0.1.1.9.3.1.6 | SECTION 239.25
| 239.25 Contents of Stock Issuance Plans. | |
| 12:4.0.1.1.9.3.1.7 | SECTION 239.26
| 239.26 Shareholders. | |
| 12:4.0.1.1.9.3.1.8 | SECTION 239.27
| 239.27 Board of directors. | |
| 12:4.0.1.1.9.3.1.9 | SECTION 239.28
| 239.28 Officers. | |
| 12:4.0.1.1.9.3.1.10 | SECTION 239.29
| 239.29 Certificates for shares and their transfer. | |
| 12:4.0.1.1.9.3.1.11 | SECTION 239.30
| 239.30 Annual reports; books and records. | |
| 12:4.0.1.1.9.3.1.12 | SECTION 239.31
| 239.31 Indemnification; employment contracts. | |
| 12:4.0.1.1.9.4 | SUBPART D
| Subpart D - Indemnification; Employment Contracts | |
| 12:4.0.1.1.9.4.1.1 | SECTION 239.40
| 239.40 Indemnification of directors, officers and employees. | |
| 12:4.0.1.1.9.4.1.2 | SECTION 239.41
| 239.41 Employment contracts. | |
| 12:4.0.1.1.9.5 | SUBPART E
| Subpart E - Conversions From Mutual to Stock Form | |
| 12:4.0.1.1.9.5.1.1 | SECTION 239.50
| 239.50 Purpose and scope. | |
| 12:4.0.1.1.9.5.1.2 | SECTION 239.51
| 239.51 Acquiring another insured stock depository institution as part of a conversion. | |
| 12:4.0.1.1.9.5.1.3 | SECTION 239.52
| 239.52 Definitions. | |
| 12:4.0.1.1.9.5.1.4 | SECTION 239.53
| 239.53 Prior to conversion. | |
| 12:4.0.1.1.9.5.1.5 | SECTION 239.54
| 239.54 Plan of conversion. | |
| 12:4.0.1.1.9.5.1.6 | SECTION 239.55
| 239.55 Filing requirements. | |
| 12:4.0.1.1.9.5.1.7 | SECTION 239.56
| 239.56 Vote by members. | |
| 12:4.0.1.1.9.5.1.8 | SECTION 239.57
| 239.57 Proxy solicitation. | |
| 12:4.0.1.1.9.5.1.9 | SECTION 239.58
| 239.58 Offering circular. | |
| 12:4.0.1.1.9.5.1.10 | SECTION 239.59
| 239.59 Offers and sales of stock. | |
| 12:4.0.1.1.9.5.1.11 | SECTION 239.60
| 239.60 Completion of the offering. | |
| 12:4.0.1.1.9.5.1.12 | SECTION 239.61
| 239.61 Completion of the conversion. | |
| 12:4.0.1.1.9.5.1.13 | SECTION 239.62
| 239.62 Liquidation accounts. | |
| 12:4.0.1.1.9.5.1.14 | SECTION 239.63
| 239.63 Post-conversion. | |
| 12:4.0.1.1.9.5.1.15 | SECTION 239.64
| 239.64 Contributions to charitable organizations. | |
| 12:4.0.1.1.9.5.1.16 | SECTION 239.65
| 239.65 Voluntary supervisory conversions. | |
| 12:4.0.1.1.9.5.1.17 | SECTION 239.66
| 239.66 Board review of the voluntary supervisory conversion application. | |
| 12:4.0.1.1.9.6 | SUBPART 0
| | |
| 12:4.0.1.1.9.7.1.1.5 | APPENDIX Appendix A
| Appendix A to Part 239 - Mutual Holding Company Model Charter | |
| 12:4.0.1.1.9.7.1.1.6 | APPENDIX Appendix B
| Appendix B to Part 239 - Subsidiary Holding Company of a Mutual Holding Company Model Charter | |
| 12:4.0.1.1.9.7.1.1.7 | APPENDIX Appendix C
| Appendix C to Part 239 - Mutual Holding Company Model Bylaws | |
| 12:4.0.1.1.9.7.1.1.8 | APPENDIX Appendix D
| Appendix D to Part 239 - Subsidiary Holding Company of a Mutual Holding Company Model Bylaws | |
| 12:4.0.1.1.10 | PART 240
| PART 240 - RETAIL FOREIGN EXCHANGE TRANSACTIONS (REGULATION NN) | |
| 12:4.0.1.1.10.0.1.1 | SECTION 240.1
| 240.1 Authority, purpose and scope. | |
| 12:4.0.1.1.10.0.1.2 | SECTION 240.2
| 240.2 Definitions. | |
| 12:4.0.1.1.10.0.1.3 | SECTION 240.3
| 240.3 Prohibited transactions. | |
| 12:4.0.1.1.10.0.1.4 | SECTION 240.4
| 240.4 Notification. | |
| 12:4.0.1.1.10.0.1.5 | SECTION 240.5
| 240.5 Application and closing out of offsetting long and short positions. | |
| 12:4.0.1.1.10.0.1.6 | SECTION 240.6
| 240.6 Disclosure. | |
| 12:4.0.1.1.10.0.1.7 | SECTION 240.7
| 240.7 Recordkeeping. | |
| 12:4.0.1.1.10.0.1.8 | SECTION 240.8
| 240.8 Capital requirements. | |
| 12:4.0.1.1.10.0.1.9 | SECTION 240.9
| 240.9 Margin requirements | |
| 12:4.0.1.1.10.0.1.10 | SECTION 240.10
| 240.10 Required reporting to customers. | |
| 12:4.0.1.1.10.0.1.11 | SECTION 240.11
| 240.11 Unlawful representations. | |
| 12:4.0.1.1.10.0.1.12 | SECTION 240.12
| 240.12 Authorization to trade. | |
| 12:4.0.1.1.10.0.1.13 | SECTION 240.13
| 240.13 Trading and operational standards. | |
| 12:4.0.1.1.10.0.1.14 | SECTION 240.14
| 240.14 Supervision. | |
| 12:4.0.1.1.10.0.1.15 | SECTION 240.15
| 240.15 Notice of transfers. | |
| 12:4.0.1.1.10.0.1.16 | SECTION 240.16
| 240.16 Customer dispute resolution. | |
| 12:4.0.1.1.10.0.1.17 | SECTION 240.17
| 240.17 Reservation of authority. | |
| 12:4.0.1.1.11 | PART 241
| PART 241 - SECURITIES HOLDING COMPANIES (REGULATION OO) | |
| 12:4.0.1.1.11.0.1.1 | SECTION 241.1
| 241.1 Authority and purpose. | |
| 12:4.0.1.1.11.0.1.2 | SECTION 241.2
| 241.2 Definitions. | |
| 12:4.0.1.1.11.0.1.3 | SECTION 241.3
| 241.3 Registration as a supervised securities holding company. | |
| 12:4.0.1.1.12 | PART 242
| PART 242 - DEFINITIONS RELATING TO TITLE I OF THE DODD-FRANK ACT (REGULATION PP) | |
| 12:4.0.1.1.12.0.1.1 | SECTION 242.1
| 242.1 Authority and purpose. | |
| 12:4.0.1.1.12.0.1.2 | SECTION 242.2
| 242.2 Definitions. | |
| 12:4.0.1.1.12.0.1.3 | SECTION 242.3
| 242.3 Nonbank companies “predominantly engaged” in financial activities. | |
| 12:4.0.1.1.12.0.1.4 | SECTION 242.4
| 242.4 Significant nonbank financial companies and significant bank holding companies. | |
| 12:4.0.1.1.12.0.1.5.9 | APPENDIX Appendix A
| Appendix A to Part 242 - Financial Activities for Purposes of Title I of the Dodd-Frank Act | |
| 12:4.0.1.1.13 | PART 243
| PART 243 - RESOLUTION PLANS (REGULATION QQ) | |
| 12:4.0.1.1.13.0.1.1 | SECTION 243.1
| 243.1 Authority and scope. | |
| 12:4.0.1.1.13.0.1.2 | SECTION 243.2
| 243.2 Definitions. | |
| 12:4.0.1.1.13.0.1.3 | SECTION 243.3
| 243.3 Critical operations. | |
| 12:4.0.1.1.13.0.1.4 | SECTION 243.4
| 243.4 Resolution plan required. | |
| 12:4.0.1.1.13.0.1.5 | SECTION 243.5
| 243.5 Informational content of a full resolution plan. | |
| 12:4.0.1.1.13.0.1.6 | SECTION 243.6
| 243.6 Informational content of a targeted resolution plan. | |
| 12:4.0.1.1.13.0.1.7 | SECTION 243.7
| 243.7 Informational content of a reduced resolution plan. | |
| 12:4.0.1.1.13.0.1.8 | SECTION 243.8
| 243.8 Review of resolution plans; resubmission of deficient resolution plans. | |
| 12:4.0.1.1.13.0.1.9 | SECTION 243.9
| 243.9 Failure to cure deficiencies on resubmission of a resolution plan. | |
| 12:4.0.1.1.13.0.1.10 | SECTION 243.10
| 243.10 Consultation. | |
| 12:4.0.1.1.13.0.1.11 | SECTION 243.11
| 243.11 No limiting effect or private right of action; confidentiality of resolution plans. | |
| 12:4.0.1.1.13.0.1.12 | SECTION 243.12
| 243.12 Enforcement. | |
| 12:4.0.1.1.13.0.1.13 | SECTION 243.13
| 243.13 Additional covered companies. | |
| 12:4.0.1.1.14 | PART 244
| PART 244 - CREDIT RISK RETENTION (REGULATION RR) | |
| 12:4.0.1.1.14.1 | SUBPART A
| Subpart A - Authority, Purpose, Scope and Definitions | |
| 12:4.0.1.1.14.1.1.1 | SECTION 244.1
| 244.1 Authority, purpose, and scope. | |
| 12:4.0.1.1.14.1.1.2 | SECTION 244.2
| 244.2 Definitions. | |
| 12:4.0.1.1.14.2 | SUBPART B
| Subpart B - Credit Risk Retention | |
| 12:4.0.1.1.14.2.1.1 | SECTION 244.3
| 244.3 Base risk retention requirement. | |
| 12:4.0.1.1.14.2.1.2 | SECTION 244.4
| 244.4 Standard risk retention. | |
| 12:4.0.1.1.14.2.1.3 | SECTION 244.5
| 244.5 Revolving pool securitizations. | |
| 12:4.0.1.1.14.2.1.4 | SECTION 244.6
| 244.6 Eligible ABCP conduits. | |
| 12:4.0.1.1.14.2.1.5 | SECTION 244.7
| 244.7 Commercial mortgage-backed securities. | |
| 12:4.0.1.1.14.2.1.6 | SECTION 244.8
| 244.8 Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS. | |
| 12:4.0.1.1.14.2.1.7 | SECTION 244.9
| 244.9 Open market CLOs. | |
| 12:4.0.1.1.14.2.1.8 | SECTION 244.10
| 244.10 Qualified tender option bonds. | |
| 12:4.0.1.1.14.3 | SUBPART C
| Subpart C - Transfer of Risk Retention | |
| 12:4.0.1.1.14.3.1.1 | SECTION 244.11
| 244.11 Allocation of risk retention to an originator. | |
| 12:4.0.1.1.14.3.1.2 | SECTION 244.12
| 244.12 Hedging, transfer and financing prohibitions. | |
| 12:4.0.1.1.14.4 | SUBPART D
| Subpart D - Exceptions and Exemptions | |
| 12:4.0.1.1.14.4.1.1 | SECTION 244.13
| 244.13 Exemption for qualified residential mortgages. | |
| 12:4.0.1.1.14.4.1.2 | SECTION 244.14
| 244.14 Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans. | |
| 12:4.0.1.1.14.4.1.3 | SECTION 244.15
| 244.15 Qualifying commercial loans, commercial real estate loans, and automobile loans. | |
| 12:4.0.1.1.14.4.1.4 | SECTION 244.16
| 244.16 Underwriting standards for qualifying commercial loans. | |
| 12:4.0.1.1.14.4.1.5 | SECTION 244.17
| 244.17 Underwriting standards for qualifying CRE loans. | |
| 12:4.0.1.1.14.4.1.6 | SECTION 244.18
| 244.18 Underwriting standards for qualifying automobile loans. | |
| 12:4.0.1.1.14.4.1.7 | SECTION 244.19
| 244.19 General exemptions. | |
| 12:4.0.1.1.14.4.1.8 | SECTION 244.20
| 244.20 Safe harbor for certain foreign-related transactions. | |
| 12:4.0.1.1.14.4.1.9 | SECTION 244.21
| 244.21 Additional exemptions. | |
| 12:4.0.1.1.14.4.1.10 | SECTION 244.22
| 244.22 Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption. | |
| 12:4.0.1.1.15 | PART 246
| PART 246 - SUPERVISION AND REGULATION ASSESSMENTS OF FEES (REGULATION TT) | |
| 12:4.0.1.1.15.0.1.1 | SECTION 246.1
| 246.1 Authority, purpose and scope. | |
| 12:4.0.1.1.15.0.1.2 | SECTION 246.2
| 246.2 Definitions. | |
| 12:4.0.1.1.15.0.1.3 | SECTION 246.3
| 246.3 Assessed companies. | |
| 12:4.0.1.1.15.0.1.4 | SECTION 246.4
| 246.4 Assessments. | |
| 12:4.0.1.1.15.0.1.5 | SECTION 246.5
| 246.5 Notice of assessment and appeal. | |
| 12:4.0.1.1.15.0.1.6 | SECTION 246.6
| 246.6 Collection of assessments; payment of interest. | |
| 12:4.0.1.1.16 | PART 248
| PART 248 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS (REGULATION VV) | |
| 12:4.0.1.1.16.1 | SUBPART A
| Subpart A - Authority and Definitions | |
| 12:4.0.1.1.16.1.1.1 | SECTION 248.1
| 248.1 Authority, purpose, scope, and relationship to other authorities. | |
| 12:4.0.1.1.16.1.1.2 | SECTION 248.2
| 248.2 Definitions. | |
| 12:4.0.1.1.16.2 | SUBPART B
| Subpart B - Proprietary Trading | |
| 12:4.0.1.1.16.2.1.1 | SECTION 248.3
| 248.3 Prohibition on proprietary trading. | |
| 12:4.0.1.1.16.2.1.2 | SECTION 248.4
| 248.4 Permitted underwriting and market making-related activities. | |
| 12:4.0.1.1.16.2.1.3 | SECTION 248.5
| 248.5 Permitted risk-mitigating hedging activities. | |
| 12:4.0.1.1.16.2.1.4 | SECTION 248.6
| 248.6 Other permitted proprietary trading activities. | |
| 12:4.0.1.1.16.2.1.5 | SECTION 248.7
| 248.7 Limitations on permitted proprietary trading activities. | |
| 12:4.0.1.1.16.2.1.6 | SECTION 248.8-248.9
| 248.8-248.9 [Reserved] | |
| 12:4.0.1.1.16.3 | SUBPART C
| Subpart C - Covered Funds Activities and Investments | |
| 12:4.0.1.1.16.3.1.1 | SECTION 248.10
| 248.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund. | |
| 12:4.0.1.1.16.3.1.2 | SECTION 248.11
| 248.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund. | |
| 12:4.0.1.1.16.3.1.3 | SECTION 248.12
| 248.12 Permitted investment in a covered fund. | |
| 12:4.0.1.1.16.3.1.4 | SECTION 248.13
| 248.13 Other permitted covered fund activities and investments. | |
| 12:4.0.1.1.16.3.1.5 | SECTION 248.14
| 248.14 Limitations on relationships with a covered fund. | |
| 12:4.0.1.1.16.3.1.6 | SECTION 248.15
| 248.15 Other limitations on permitted covered fund activities. | |
| 12:4.0.1.1.16.3.1.7 | SECTION 248.16
| 248.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities. | |
| 12:4.0.1.1.16.3.1.8 | SECTION 248.17-248.19
| 248.17-248.19 [Reserved] | |
| 12:4.0.1.1.16.4 | SUBPART D
| Subpart D - Compliance Program Requirement; Violations | |
| 12:4.0.1.1.16.4.1.1 | SECTION 248.20
| 248.20 Program for compliance; reporting. | |
| 12:4.0.1.1.16.4.1.2 | SECTION 248.21
| 248.21 Termination of activities or investments; penalties for violations. | |
| 12:4.0.1.1.16.5 | SUBPART 0
| | |
| 12:4.0.1.1.16.6.1.1.10 | APPENDIX Appendix A
| Appendix A to Part 248 - Reporting and Recordkeeping Requirements for Covered Trading Activities | |
| 12:4.0.1.1.17 | PART 249
| PART 249 - LIQUIDITY RISK MEASUREMENT STANDARDS (REGULATION WW) | |
| 12:4.0.1.1.17.1 | SUBPART A
| Subpart A - General Provisions | |
| 12:4.0.1.1.17.1.1.1 | SECTION 249.1
| 249.1 Purpose and applicability. | |
| 12:4.0.1.1.17.1.1.2 | SECTION 249.2
| 249.2 Reservation of authority. | |
| 12:4.0.1.1.17.1.1.3 | SECTION 249.3
| 249.3 Definitions. | |
| 12:4.0.1.1.17.1.1.4 | SECTION 249.4
| 249.4 Certain operational requirements. | |
| 12:4.0.1.1.17.2 | SUBPART B
| Subpart B - Liquidity Coverage Ratio | |
| 12:4.0.1.1.17.2.1.1 | SECTION 249.10
| 249.10 Liquidity coverage ratio. | |
| 12:4.0.1.1.17.3 | SUBPART C
| Subpart C - High-Quality Liquid Assets | |
| 12:4.0.1.1.17.3.1.1 | SECTION 249.20
| 249.20 High-quality liquid asset criteria. | |
| 12:4.0.1.1.17.3.1.2 | SECTION 249.21
| 249.21 High-quality liquid asset amount. | |
| 12:4.0.1.1.17.3.1.3 | SECTION 249.22
| 249.22 Requirements for eligible high-quality liquid assets. | |
| 12:4.0.1.1.17.4 | SUBPART D
| Subpart D - Total Net Cash Outflow | |
| 12:4.0.1.1.17.4.1.1 | SECTION 249.30
| 249.30 Total net cash outflow amount. | |
| 12:4.0.1.1.17.4.1.2 | SECTION 249.31
| 249.31 Determining maturity. | |
| 12:4.0.1.1.17.4.1.3 | SECTION 249.32
| 249.32 Outflow amounts. | |
| 12:4.0.1.1.17.4.1.4 | SECTION 249.33
| 249.33 Inflow amounts. | |
| 12:4.0.1.1.17.4.1.5 | SECTION 249.34
| 249.34 Cash flows related to Covered Federal Reserve Facility Funding. | |
| 12:4.0.1.1.17.5 | SUBPART E
| Subpart E - Liquidity Coverage Shortfall | |
| 12:4.0.1.1.17.5.1.1 | SECTION 249.40
| 249.40 Liquidity coverage shortfall: Supervisory framework. | |
| 12:4.0.1.1.17.6 | SUBPART F
| Subpart F - Transitions | |
| 12:4.0.1.1.17.6.1.1 | SECTION 249.50
| 249.50 Transitions. | |
| 12:4.0.1.1.17.7 | SUBPART G
| Subparts G-I [Reserved] | |
| 12:4.0.1.1.17.8 | SUBPART J
| Subpart J - Disclosures | |
| 12:4.0.1.1.17.8.1.1 | SECTION 249.90
| 249.90 Timing, method and retention of disclosures. | |
| 12:4.0.1.1.17.8.1.2 | SECTION 249.91
| 249.91 Disclosure requirements. | |
| 12:4.0.1.1.17.9 | SUBPART K-L
| Subparts K-L - XXX | |
| 12:4.0.1.1.17.10 | SUBPART M-N
| Subparts M-N - XXX | |
| 12:4.0.1.1.18 | PART 250
| PART 250 - MISCELLANEOUS INTERPRETATIONS | |
| 12:4.0.1.1.18.0.1 | SUBJGRP 1
| Interpretations | |
| 12:4.0.1.1.18.0.1.1 | SECTION 250.141
| 250.141 Member bank purchase of stock of “operations subsidiaries.” | |
| 12:4.0.1.1.18.0.1.2 | SECTION 250.142
| 250.142 Meaning of “obligor or maker” in determining limitation on securities investments by member State banks. | |
| 12:4.0.1.1.18.0.1.3 | SECTION 250.143
| 250.143 Member bank purchase of stock of foreign operations subsidiaries. | |
| 12:4.0.1.1.18.0.1.4 | SECTION 250.160
| 250.160 Federal funds transactions. | |
| 12:4.0.1.1.18.0.1.5 | SECTION 250.163
| 250.163 Inapplicability of amount limitations to “ineligible acceptances.” | |
| 12:4.0.1.1.18.0.1.6 | SECTION 250.164
| 250.164 Bankers' acceptances. | |
| 12:4.0.1.1.18.0.1.7 | SECTION 250.165
| 250.165 Bankers' acceptances: definition of participations. | |
| 12:4.0.1.1.18.0.1.8 | SECTION 250.166
| 250.166 Treatment of mandatory convertible debt and subordinated notes of state member banks and bank holding companies as “capital”. | |
| 12:4.0.1.1.18.0.1.9 | SECTION 250.180
| 250.180 Reports of changes in control of management. | |
| 12:4.0.1.1.18.0.1.10 | SECTION 250.181
| 250.181 Reports of change in control of bank management incident to a merger. | |
| 12:4.0.1.1.18.0.1.11 | SECTION 250.182
| 250.182 Terms defining competitive effects of proposed mergers. | |
| 12:4.0.1.1.18.0.1.12 | SECTION 250.200
| 250.200 Investment in bank premises by holding company banks. | |
| 12:4.0.1.1.18.0.1.13 | SECTION 250.220
| 250.220 Whether member bank acting as trustee is prohibited by section 20 of the Banking Act of 1933 from acquiring majority of shares of mutual fund. | |
| 12:4.0.1.1.18.0.1.14 | SECTION 250.221
| 250.221 Issuance and sale of short-term debt obligations by bank holding companies. | |
| 12:4.0.1.1.18.0.1.15 | SECTION 250.260
| 250.260 Miscellaneous interpretations; gold coin and bullion. | |
| 12:4.0.1.1.18.0.2 | SUBJGRP 2
| Interpretations of Section 32 of the Glass-Steagall Act | |
| 12:4.0.1.1.18.0.2.16 | SECTION 250.400
| 250.400 Service of open-end investment company. | |
| 12:4.0.1.1.18.0.2.17 | SECTION 250.401
| 250.401 Director serving member bank and closed-end investment company being organized. | |
| 12:4.0.1.1.18.0.2.18 | SECTION 250.402
| 250.402 Service as officer, director, or employee of licensee corporation under the Small Business Investment Act of 1958. | |
| 12:4.0.1.1.18.0.2.19 | SECTION 250.403
| 250.403 Service of member bank and real estate investment company. | |
| 12:4.0.1.1.18.0.2.20 | SECTION 250.404
| 250.404 Serving as director of member bank and corporation selling own stock. | |
| 12:4.0.1.1.18.0.2.21 | SECTION 250.405
| 250.405 No exception granted a special or limited partner. | |
| 12:4.0.1.1.18.0.2.22 | SECTION 250.406
| 250.406 Serving member bank and investment advisor with mutual fund affiliation. | |
| 12:4.0.1.1.18.0.2.23 | SECTION 250.407
| 250.407 Interlocking relationship involving securities affiliate of brokerage firm. | |
| 12:4.0.1.1.18.0.2.24 | SECTION 250.408
| 250.408 Short-term negotiable notes of banks not securities under section 32, Banking Act of 1933. | |
| 12:4.0.1.1.18.0.2.25 | SECTION 250.409
| 250.409 Investment for own account affects applicability of section 32. | |
| 12:4.0.1.1.18.0.2.26 | SECTION 250.410
| 250.410 Interlocking relationships between bank and its commingled investment account. | |
| 12:4.0.1.1.18.0.2.27 | SECTION 250.411
| 250.411 Interlocking relationships between member bank and variable annuity insurance company. | |
| 12:4.0.1.1.18.0.2.28 | SECTION 250.412
| 250.412 Interlocking relationships between member bank and insurance company-mutual fund complex. | |
| 12:4.0.1.1.18.0.2.29 | SECTION 250.413
| 250.413 “Bank-eligible” securities activities. | |
| 12:4.0.1.1.19 | PART 251
| PART 251 - CONCENTRATION LIMIT (REGULATION XX) | |
| 12:4.0.1.1.19.0.3.1 | SECTION 251.1
| 251.1 Authority, purpose, and other authorities. | |
| 12:4.0.1.1.19.0.3.2 | SECTION 251.2
| 251.2 Definitions. | |
| 12:4.0.1.1.19.0.3.3 | SECTION 251.3
| 251.3 Concentration limit. | |
| 12:4.0.1.1.19.0.3.4 | SECTION 251.4
| 251.4 Exceptions to the concentration limit. | |
| 12:4.0.1.1.19.0.3.5 | SECTION 251.5
| 251.5 No evasion. | |
| 12:4.0.1.1.19.0.3.6 | SECTION 251.6
| 251.6 Reporting requirements. | |
| 12:4.0.1.1.20 | PART 252
| PART 252 - ENHANCED PRUDENTIAL STANDARDS (REGULATION YY) | |
| 12:4.0.1.1.20.1 | SUBPART A
| Subpart A - General Provisions | |
| 12:4.0.1.1.20.1.3.1 | SECTION 252.1
| 252.1 Authority and purpose. | |
| 12:4.0.1.1.20.1.3.2 | SECTION 252.2
| 252.2 Definitions. | |
| 12:4.0.1.1.20.1.3.3 | SECTION 252.3
| 252.3 Reservation of authority. | |
| 12:4.0.1.1.20.1.3.4 | SECTION 252.4
| 252.4 Nonbank financial companies supervised by the Board. | |
| 12:4.0.1.1.20.1.3.5 | SECTION 252.5
| 252.5 Categorization of banking organizations. | |
| 12:4.0.1.1.20.2 | SUBPART B
| Subpart B - Company-Run Stress Test Requirements for State Member Banks With Total Consolidated Assets Over $250 Billion | |
| 12:4.0.1.1.20.2.3.1 | SECTION 252.10
| 252.10 [Reserved] | |
| 12:4.0.1.1.20.2.3.2 | SECTION 252.11
| 252.11 Authority and purpose. | |
| 12:4.0.1.1.20.2.3.3 | SECTION 252.12
| 252.12 Definitions. | |
| 12:4.0.1.1.20.2.3.4 | SECTION 252.13
| 252.13 Applicability. | |
| 12:4.0.1.1.20.2.3.5 | SECTION 252.14
| 252.14 Stress test. | |
| 12:4.0.1.1.20.2.3.6 | SECTION 252.15
| 252.15 Methodologies and practices. | |
| 12:4.0.1.1.20.2.3.7 | SECTION 252.16
| 252.16 Reports of stress test results. | |
| 12:4.0.1.1.20.2.3.8 | SECTION 252.17
| 252.17 Disclosure of stress test results. | |
| 12:4.0.1.1.20.3 | SUBPART C
| Subpart C - Risk Committee Requirement for Bank Holding Companies With Total Consolidated Assets of $50 Billion or More and Less Than $100 Billion | |
| 12:4.0.1.1.20.3.3.1 | SECTION 252.20
| 252.20 [Reserved] | |
| 12:4.0.1.1.20.3.3.2 | SECTION 252.21
| 252.21 Applicability. | |
| 12:4.0.1.1.20.3.3.3 | SECTION 252.22
| 252.22 Risk committee requirement for bank holding companies with total consolidated assets of $50 billion or more. | |
| 12:4.0.1.1.20.4 | SUBPART D
| Subpart D - Enhanced Prudential Standards for Bank Holding Companies With Total Consolidated Assets of $100 Billion or More | |
| 12:4.0.1.1.20.4.3.1 | SECTION 252.30
| 252.30 Scope. | |
| 12:4.0.1.1.20.4.3.2 | SECTION 252.31
| 252.31 Applicability. | |
| 12:4.0.1.1.20.4.3.3 | SECTION 252.32
| 252.32 Risk-based and leverage capital and stress test requirements. | |
| 12:4.0.1.1.20.4.3.4 | SECTION 252.33
| 252.33 Risk-management and risk committee requirements. | |
| 12:4.0.1.1.20.4.3.5 | SECTION 252.34
| 252.34 Liquidity risk-management requirements. | |
| 12:4.0.1.1.20.4.3.6 | SECTION 252.35
| 252.35 Liquidity stress testing and buffer requirements. | |
| 12:4.0.1.1.20.5 | SUBPART E
| Subpart E - Supervisory Stress Test Requirements for Certain U.S. Banking Organizations With $100 Billion or More in Total Consolidated Assets and Nonbank Financial Companies Supervised by the Board | |
| 12:4.0.1.1.20.5.3.1 | SECTION 252.40
| 252.40 [Reserved] | |
| 12:4.0.1.1.20.5.3.2 | SECTION 252.41
| 252.41 Authority and purpose. | |
| 12:4.0.1.1.20.5.3.3 | SECTION 252.42
| 252.42 Definitions | |
| 12:4.0.1.1.20.5.3.4 | SECTION 252.43
| 252.43 Applicability. | |
| 12:4.0.1.1.20.5.3.5 | SECTION 252.44
| 252.44 Analysis conducted by the Board. | |
| 12:4.0.1.1.20.5.3.6 | SECTION 252.45
| 252.45 Data and information required to be submitted in support of the Board's analyses. | |
| 12:4.0.1.1.20.5.3.7 | SECTION 252.46
| 252.46 Review of the Board's analysis; publication of summary results. | |
| 12:4.0.1.1.20.5.3.8 | SECTION 252.47
| 252.47 Corporate use of stress test results. | |
| 12:4.0.1.1.20.6 | SUBPART F
| Subpart F - Company-Run Stress Test Requirements for Certain U.S. Bank Holding Companies and Nonbank Financial Companies Supervised by the Board | |
| 12:4.0.1.1.20.6.3.1 | SECTION 252.50
| 252.50 [Reserved] | |
| 12:4.0.1.1.20.6.3.2 | SECTION 252.51
| 252.51 Authority and purpose. | |
| 12:4.0.1.1.20.6.3.3 | SECTION 252.52
| 252.52 Definitions. | |
| 12:4.0.1.1.20.6.3.4 | SECTION 252.53
| 252.53 Applicability. | |
| 12:4.0.1.1.20.6.3.5 | SECTION 252.54
| 252.54 Stress test. | |
| 12:4.0.1.1.20.6.3.6 | SECTION 252.55
| 252.55 [Reserved] | |
| 12:4.0.1.1.20.6.3.7 | SECTION 252.56
| 252.56 Methodologies and practices. | |
| 12:4.0.1.1.20.6.3.8 | SECTION 252.57
| 252.57 Reports of stress test results. | |
| 12:4.0.1.1.20.6.3.9 | SECTION 252.58
| 252.58 Disclosure of stress test results. | |
| 12:4.0.1.1.20.7 | SUBPART G
| Subpart G - External Long-term Debt Requirement, External Total Loss-absorbing Capacity Requirement and Buffer, and Restrictions on Corporate Practices for U.S. Global Systemically Important Banking Organizations | |
| 12:4.0.1.1.20.7.3.1 | SECTION 252.60
| 252.60 Applicability. | |
| 12:4.0.1.1.20.7.3.2 | SECTION 252.61
| 252.61 Definitions. | |
| 12:4.0.1.1.20.7.3.3 | SECTION 252.62
| 252.62 External long-term debt requirement. | |
| 12:4.0.1.1.20.7.3.4 | SECTION 252.63
| 252.63 External total loss-absorbing capacity requirement and buffer. | |
| 12:4.0.1.1.20.7.3.5 | SECTION 252.64
| 252.64 Restrictions on corporate practices of U.S. global systemically important banking organizations. | |
| 12:4.0.1.1.20.7.3.6 | SECTION 252.65
| 252.65 Disclosure requirements. | |
| 12:4.0.1.1.20.8 | SUBPART H
| Subpart H - Single-Counterparty Credit Limits | |
| 12:4.0.1.1.20.8.3.1 | SECTION 252.70
| 252.70 Applicability and general provisions. | |
| 12:4.0.1.1.20.8.3.2 | SECTION 252.71
| 252.71 Definitions. | |
| 12:4.0.1.1.20.8.3.3 | SECTION 252.72
| 252.72 Credit exposure limits. | |
| 12:4.0.1.1.20.8.3.4 | SECTION 252.73
| 252.73 Gross credit exposure. | |
| 12:4.0.1.1.20.8.3.5 | SECTION 252.74
| 252.74 Net credit exposure. | |
| 12:4.0.1.1.20.8.3.6 | SECTION 252.75
| 252.75 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company. | |
| 12:4.0.1.1.20.8.3.7 | SECTION 252.76
| 252.76 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships. | |
| 12:4.0.1.1.20.8.3.8 | SECTION 252.77
| 252.77 Exemptions. | |
| 12:4.0.1.1.20.8.3.9 | SECTION 252.78
| 252.78 Compliance. | |
| 12:4.0.1.1.20.9 | SUBPART I
| Subpart I - Requirements for Qualified Financial Contracts of Global Systemically Important Banking Organizations | |
| 12:4.0.1.1.20.9.3.1 | SECTION 252.81
| 252.81 Definitions. | |
| 12:4.0.1.1.20.9.3.2 | SECTION 252.82
| 252.82 Applicability. | |
| 12:4.0.1.1.20.9.3.3 | SECTION 252.83
| 252.83 U.S. Special Resolution Regimes. | |
| 12:4.0.1.1.20.9.3.4 | SECTION 252.84
| 252.84 Insolvency proceedings. | |
| 12:4.0.1.1.20.9.3.5 | SECTION 252.85
| 252.85 Approval of enhanced creditor protection conditions. | |
| 12:4.0.1.1.20.9.3.6 | SECTION 252.86
| 252.86 Foreign bank multi-branch master agreements. | |
| 12:4.0.1.1.20.9.3.7 | SECTION 252.87
| 252.87 Identification of global systemically important foreign banking organizations. | |
| 12:4.0.1.1.20.9.3.8 | SECTION 252.88
| 252.88 Exclusion of certain QFCs. | |
| 12:4.0.1.1.20.10 | SUBPART J
| Subparts J-L [Reserved] | |
| 12:4.0.1.1.20.11 | SUBPART M
| Subpart M - Risk Committee Requirement for Foreign Banking Organizations With Total Consolidated Assets of at Least $50 Billion but Less Than $100 Billion | |
| 12:4.0.1.1.20.11.3.1 | SECTION 252.130
| 252.130 [Reserved] | |
| 12:4.0.1.1.20.11.3.2 | SECTION 252.131
| 252.131 Applicability. | |
| 12:4.0.1.1.20.11.3.3 | SECTION 252.132
| 252.132 Risk-committee requirements for foreign banking organizations with total consolidated assets of $50 billion or more but less than $100 billion. | |
| 12:4.0.1.1.20.12 | SUBPART N
| Subpart N - Enhanced Prudential Standards for Foreign Banking Organizations With Total Consolidated Assets of $100 Billion or More and Combined U.S. Assets of Less Than $100 Billion | |
| 12:4.0.1.1.20.12.3.1 | SECTION 252.140
| 252.140 Scope. | |
| 12:4.0.1.1.20.12.3.2 | SECTION 252.142
| 252.142 Applicability. | |
| 12:4.0.1.1.20.12.3.3 | SECTION 252.143
| 252.143 Risk-based and leverage capital requirements for foreign banking organizations with total consolidated assets of $250 billion or more and combined U.S. assets of less than $100 billion. | |
| 12:4.0.1.1.20.12.3.4 | SECTION 252.144
| 252.144 Risk-management and risk-committee requirements for foreign banking organizations with total consolidated assets of $100 billion or more but combined U.S. assets of less than $100 billion. | |
| 12:4.0.1.1.20.12.3.5 | SECTION 252.145
| 252.145 Liquidity risk-management requirements for foreign banking organizations with total consolidated assets of $250 billion or more and combined U.S. assets of less than $100 billion. | |
| 12:4.0.1.1.20.12.3.6 | SECTION 252.146
| 252.146 Capital stress testing requirements for foreign banking organizations with total consolidated assets of $100 billion or more and combined U.S. assets of less than $100 billion. | |
| 12:4.0.1.1.20.12.3.7 | SECTION 252.147
| 252.147 U.S. intermediate holding company requirement for foreign banking organizations with combined U.S. assets of less than $100 billion and U.S. non-branch assets of $50 billion or more. | |
| 12:4.0.1.1.20.13 | SUBPART O
| Subpart O - Enhanced Prudential Standards for Foreign Banking Organizations With Total Consolidated Assets of $100 Billion or More and Combined U.S. Assets of $100 Billion or More | |
| 12:4.0.1.1.20.13.3.1 | SECTION 252.150
| 252.150 Scope. | |
| 12:4.0.1.1.20.13.3.2 | SECTION 252.151
| 252.151 [Reserved] | |
| 12:4.0.1.1.20.13.3.3 | SECTION 252.152
| 252.152 Applicability. | |
| 12:4.0.1.1.20.13.3.4 | SECTION 252.153
| 252.153 U.S. intermediate holding company requirement for foreign banking organizations with combined U.S. assets of $100 billion or more and U.S. non-branch assets of $50 billion or more. | |
| 12:4.0.1.1.20.13.3.5 | SECTION 252.154
| 252.154 Risk-based and leverage capital requirements for foreign banking organizations with combined U.S. assets of $100 billion or more. | |
| 12:4.0.1.1.20.13.3.6 | SECTION 252.155
| 252.155 Risk-management and risk-committee requirements for foreign banking organizations with combined U.S. assets of $100 billion or more. | |
| 12:4.0.1.1.20.13.3.7 | SECTION 252.156
| 252.156 Liquidity risk-management requirements for foreign banking organizations with combined U.S. assets of $100 billion or more. | |
| 12:4.0.1.1.20.13.3.8 | SECTION 252.157
| 252.157 Liquidity stress testing and buffer requirements for foreign banking organizations with combined U.S. assets of $100 billion or more. | |
| 12:4.0.1.1.20.13.3.9 | SECTION 252.158
| 252.158 Capital stress testing requirements for foreign banking organizations with combined U.S. assets of $100 billion or more. | |
| 12:4.0.1.1.20.14 | SUBPART P
| Subpart P - Covered IHC Long-Term Debt Requirement, Covered IHC Total Loss absorbing Capacity Requirement and Buffer, and Restrictions on Corporate Practices for Intermediate Holding Companies of Global Systemically Important Foreign Banking Organizations | |
| 12:4.0.1.1.20.14.3.1 | SECTION 252.160
| 252.160 Applicability. | |
| 12:4.0.1.1.20.14.3.2 | SECTION 252.161
| 252.161 Definitions. | |
| 12:4.0.1.1.20.14.3.3 | SECTION 252.162
| 252.162 Covered IHC long-term debt requirement. | |
| 12:4.0.1.1.20.14.3.4 | SECTION 252.163
| 252.163 Internal debt conversion order. | |
| 12:4.0.1.1.20.14.3.5 | SECTION 252.164
| 252.164 Identification as a resolution Covered IHC or a non-resolution Covered IHC. | |
| 12:4.0.1.1.20.14.3.6 | SECTION 252.165
| 252.165 Covered IHC total loss-absorbing capacity requirement and buffer. | |
| 12:4.0.1.1.20.14.3.7 | SECTION 252.166
| 252.166 Restrictions on corporate practices of intermediate holding companies of global systemically important foreign banking organizations. | |
| 12:4.0.1.1.20.14.3.8 | SECTION 252.167
| 252.167 Disclosure requirements for resolution Covered IHCs. | |
| 12:4.0.1.1.20.15 | SUBPART Q
| Subpart Q - Single-Counterparty Credit Limits | |
| 12:4.0.1.1.20.15.3.1 | SECTION 252.170
| 252.170 Applicability and general provisions. | |
| 12:4.0.1.1.20.15.3.2 | SECTION 252.171
| 252.171 Definitions. | |
| 12:4.0.1.1.20.15.3.3 | SECTION 252.172
| 252.172 Credit exposure limits. | |
| 12:4.0.1.1.20.15.3.4 | SECTION 252.173
| 252.173 Gross credit exposure. | |
| 12:4.0.1.1.20.15.3.5 | SECTION 252.174
| 252.174 Net credit exposure. | |
| 12:4.0.1.1.20.15.3.6 | SECTION 252.175
| 252.175 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not affiliates of the covered foreign entity. | |
| 12:4.0.1.1.20.15.3.7 | SECTION 252.176
| 252.176 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships. | |
| 12:4.0.1.1.20.15.3.8 | SECTION 252.177
| 252.177 Exemptions. | |
| 12:4.0.1.1.20.15.3.9 | SECTION 252.178
| 252.178 Compliance. | |
| 12:4.0.1.1.20.16 | SUBPART R
| Subparts R-T [Reserved] | |
| 12:4.0.1.1.20.17 | SUBPART U
| Subpart U - Debt-to-Equity Limits for U.S. Bank Holding Companies and Foreign Banking Organizations | |
| 12:4.0.1.1.20.17.3.1 | SECTION 252.220
| 252.220 Debt-to-equity limits for U.S. bank holding companies. | |
| 12:4.0.1.1.20.17.3.2 | SECTION 252.221
| 252.221 Debt-to-equity limits for foreign banking organizations. | |
| 12:4.0.1.1.20.18 | SUBPART 0
| | |
| 12:4.0.1.1.20.19.3.1.11 | APPENDIX Appendix A
| Appendix A to Part 252 - Policy Statement on the Scenario Design Framework for Stress Testing | |
| 12:4.0.1.1.20.19.3.1.12 | APPENDIX Appendix B
| Appendix B to Part 252 - Stress Testing Policy Statement | |
| 12:4.0.1.1.21 | PART 261
| PART 261 - RULES REGARDING AVAILABILITY OF INFORMATION | |
| 12:4.0.1.1.21.1 | SUBPART A
| Subpart A - General | |
| 12:4.0.1.1.21.1.3.1 | SECTION 261.1
| 261.1 Authority, purpose, and scope. | |
| 12:4.0.1.1.21.1.3.2 | SECTION 261.2
| 261.2 Definitions. | |
| 12:4.0.1.1.21.1.3.3 | SECTION 261.3
| 261.3 Custodian of records; certification; service; alternative authority. | |
| 12:4.0.1.1.21.1.3.4 | SECTION 261.4
| 261.4 Prohibition against disclosure. | |
| 12:4.0.1.1.21.2 | SUBPART B
| Subpart B - Published Information and Records Available to Public; Procedures for Requests | |
| 12:4.0.1.1.21.2.3.1 | SECTION 261.10
| 261.10 Published information. | |
| 12:4.0.1.1.21.2.3.2 | SECTION 261.11
| 261.11 Records available to the public upon request. | |
| 12:4.0.1.1.21.2.3.3 | SECTION 261.12
| 261.12 Processing requests. | |
| 12:4.0.1.1.21.2.3.4 | SECTION 261.13
| 261.13 Responses to requests. | |
| 12:4.0.1.1.21.2.3.5 | SECTION 261.14
| 261.14 Appeals. | |
| 12:4.0.1.1.21.2.3.6 | SECTION 261.15
| 261.15 Exemptions from disclosure. | |
| 12:4.0.1.1.21.2.3.7 | SECTION 261.16
| 261.16 Fee schedules; waiver of fees. | |
| 12:4.0.1.1.21.2.3.8 | SECTION 261.17
| 261.17 Request for confidential treatment. | |
| 12:4.0.1.1.21.2.3.9 | SECTION 261.18
| 261.18 Process for addressing a submitter's request for confidential treatment. | |
| 12:4.0.1.1.21.3 | SUBPART C
| Subpart C - Nonpublic Information Made Available to Supervised Financial Institutions, Governmental Agencies, and Others in Certain Circumstances | |
| 12:4.0.1.1.21.3.3.1 | SECTION 261.20
| 261.20 General. | |
| 12:4.0.1.1.21.3.3.2 | SECTION 261.21
| 261.21 Confidential supervisory information made available to supervised financial institutions. | |
| 12:4.0.1.1.21.3.3.3 | SECTION 261.22
| 261.22 Nonpublic information made available by the Board to governmental agencies and entities exercising governmental authority. | |
| 12:4.0.1.1.21.3.3.4 | SECTION 261.23
| 261.23 Other disclosure of confidential supervisory information. | |
| 12:4.0.1.1.21.3.3.5 | SECTION 261.24
| 261.24 Subpoenas, orders compelling production, and other process. | |
| 12:4.0.1.1.22 | PART 261a
| PART 261a - RULES REGARDING ACCESS TO PERSONAL INFORMATION UNDER THE PRIVACY ACT 1974 | |
| 12:4.0.1.1.22.1 | SUBPART A
| Subpart A - General Provisions | |
| 12:4.0.1.1.22.1.3.1 | SECTION 261a.1
| 261a.1 Authority, purpose and scope. | |
| 12:4.0.1.1.22.1.3.2 | SECTION 261a.2
| 261a.2 Definitions. | |
| 12:4.0.1.1.22.1.3.3 | SECTION 261a.3
| 261a.3 Custodian of records; delegations of authority. | |
| 12:4.0.1.1.22.1.3.4 | SECTION 261a.4
| 261a.4 Fees. | |
| 12:4.0.1.1.22.2 | SUBPART B
| Subpart B - Procedures for Requests by Individuals to Whom Record Pertains | |
| 12:4.0.1.1.22.2.3.1 | SECTION 261a.5
| 261a.5 Request for access to records. | |
| 12:4.0.1.1.22.2.3.2 | SECTION 261a.6
| 261a.6 Board procedures for responding to request for access. | |
| 12:4.0.1.1.22.2.3.3 | SECTION 261a.7
| 261a.7 Special procedures for medical records. | |
| 12:4.0.1.1.22.2.3.4 | SECTION 261a.8
| 261a.8 Request for amendment of record. | |
| 12:4.0.1.1.22.2.3.5 | SECTION 261a.9
| 261a.9 Board review of request for amendment of record. | |
| 12:4.0.1.1.22.2.3.6 | SECTION 261a.10
| 261a.10 Appeal of adverse determination of request for access or amendment. | |
| 12:4.0.1.1.22.3 | SUBPART C
| Subpart C - Disclosure of Records | |
| 12:4.0.1.1.22.3.3.1 | SECTION 261a.11
| 261a.11 Restrictions on disclosure. | |
| 12:4.0.1.1.22.3.3.2 | SECTION 261a.12
| 261a.12 Exempt records. | |
| 12:4.0.1.1.23 | PART 261b
| PART 261b - RULES REGARDING PUBLIC OBSERVATION OF MEETINGS | |
| 12:4.0.1.1.23.0.3.1 | SECTION 261b.1
| 261b.1 Basis and scope. | |
| 12:4.0.1.1.23.0.3.2 | SECTION 261b.2
| 261b.2 Definitions. | |
| 12:4.0.1.1.23.0.3.3 | SECTION 261b.3
| 261b.3 Conduct of agency business. | |
| 12:4.0.1.1.23.0.3.4 | SECTION 261b.4
| 261b.4 Meetings open to public observation. | |
| 12:4.0.1.1.23.0.3.5 | SECTION 261b.5
| 261b.5 Exemptions. | |
| 12:4.0.1.1.23.0.3.6 | SECTION 261b.6
| 261b.6 Public announcement of meetings. | |
| 12:4.0.1.1.23.0.3.7 | SECTION 261b.7
| 261b.7 Meetings closed to public observation under expedited procedures. | |
| 12:4.0.1.1.23.0.3.8 | SECTION 261b.8
| 261b.8 Meetings closed to public observation under regular procedures. | |
| 12:4.0.1.1.23.0.3.9 | SECTION 261b.9
| 261b.9 Changes with respect to publicly announced meeting. | |
| 12:4.0.1.1.23.0.3.10 | SECTION 261b.10
| 261b.10 Certification of General Counsel. | |
| 12:4.0.1.1.23.0.3.11 | SECTION 261b.11
| 261b.11 Transcripts, recordings, and minutes. | |
| 12:4.0.1.1.23.0.3.12 | SECTION 261b.12
| 261b.12 Procedures for inspection and obtaining copies of transcriptions and minutes. | |
| 12:4.0.1.1.23.0.3.13 | SECTION 261b.13
| 261b.13 Fees. | |
| 12:4.0.1.1.24 | PART 262
| PART 262 - RULES OF PROCEDURE | |
| 12:4.0.1.1.24.0.3.1 | SECTION 262.1
| 262.1 Basis and scope. | |
| 12:4.0.1.1.24.0.3.2 | SECTION 262.2
| 262.2 Procedure for regulations. | |
| 12:4.0.1.1.24.0.3.3 | SECTION 262.3
| 262.3 Applications. | |
| 12:4.0.1.1.24.0.3.4 | SECTION 262.4
| 262.4 Adjudication with formal hearing. | |
| 12:4.0.1.1.24.0.3.5 | SECTION 262.5
| 262.5 Appearance and practice. | |
| 12:4.0.1.1.24.0.3.6 | SECTION 262.6
| 262.6 Forms. | |
| 12:4.0.1.1.24.0.3.7 | SECTION 262.7-262.24
| 262.7-262.24 [Reserved] | |
| 12:4.0.1.1.24.0.3.8 | SECTION 262.25
| 262.25 Policy statement regarding notice of applications; timeliness of comments; informal meetings. | |
| 12:4.0.1.1.25 | PART 263
| PART 263 - RULES OF PRACTICE FOR HEARINGS | |
| 12:4.0.1.1.25.1 | SUBPART A
| Subpart A - Uniform Rules of Practice and Procedure | |
| 12:4.0.1.1.25.1.3.1 | SECTION 263.1
| 263.1 Scope. | |
| 12:4.0.1.1.25.1.3.2 | SECTION 263.2
| 263.2 Rules of construction. | |
| 12:4.0.1.1.25.1.3.3 | SECTION 263.3
| 263.3 Definitions. | |
| 12:4.0.1.1.25.1.3.4 | SECTION 263.4
| 263.4 Authority of the Board. | |
| 12:4.0.1.1.25.1.3.5 | SECTION 263.5
| 263.5 Authority of the administrative law judge. | |
| 12:4.0.1.1.25.1.3.6 | SECTION 263.6
| 263.6 Appearance and practice in adjudicatory proceedings. | |
| 12:4.0.1.1.25.1.3.7 | SECTION 263.7
| 263.7 Good faith certification. | |
| 12:4.0.1.1.25.1.3.8 | SECTION 263.8
| 263.8 Conflicts of interest. | |
| 12:4.0.1.1.25.1.3.9 | SECTION 263.9
| 263.9 Ex parte communications. | |
| 12:4.0.1.1.25.1.3.10 | SECTION 263.10
| 263.10 Filing of papers. | |
| 12:4.0.1.1.25.1.3.11 | SECTION 263.11
| 263.11 Service of papers. | |
| 12:4.0.1.1.25.1.3.12 | SECTION 263.12
| 263.12 Construction of time limits. | |
| 12:4.0.1.1.25.1.3.13 | SECTION 263.13
| 263.13 Change of time limits. | |
| 12:4.0.1.1.25.1.3.14 | SECTION 263.14
| 263.14 Witness fees and expenses. | |
| 12:4.0.1.1.25.1.3.15 | SECTION 263.15
| 263.15 Opportunity for informal settlement. | |
| 12:4.0.1.1.25.1.3.16 | SECTION 263.16
| 263.16 The Board's right to conduct examination. | |
| 12:4.0.1.1.25.1.3.17 | SECTION 263.17
| 263.17 Collateral attacks on adjudicatory proceeding. | |
| 12:4.0.1.1.25.1.3.18 | SECTION 263.18
| 263.18 Commencement of proceeding and contents of notice. | |
| 12:4.0.1.1.25.1.3.19 | SECTION 263.19
| 263.19 Answer. | |
| 12:4.0.1.1.25.1.3.20 | SECTION 263.20
| 263.20 Amended pleadings. | |
| 12:4.0.1.1.25.1.3.21 | SECTION 263.21
| 263.21 Failure to appear. | |
| 12:4.0.1.1.25.1.3.22 | SECTION 263.22
| 263.22 Consolidation and severance of actions. | |
| 12:4.0.1.1.25.1.3.23 | SECTION 263.23
| 263.23 Motions. | |
| 12:4.0.1.1.25.1.3.24 | SECTION 263.24
| 263.24 Scope of document discovery. | |
| 12:4.0.1.1.25.1.3.25 | SECTION 263.25
| 263.25 Request for document discovery from parties. | |
| 12:4.0.1.1.25.1.3.26 | SECTION 263.26
| 263.26 Document subpoenas to nonparties. | |
| 12:4.0.1.1.25.1.3.27 | SECTION 263.27
| 263.27 Deposition of witness unavailable for hearing. | |
| 12:4.0.1.1.25.1.3.28 | SECTION 263.28
| 263.28 Interlocutory review. | |
| 12:4.0.1.1.25.1.3.29 | SECTION 263.29
| 263.29 Summary disposition. | |
| 12:4.0.1.1.25.1.3.30 | SECTION 263.30
| 263.30 Partial summary disposition. | |
| 12:4.0.1.1.25.1.3.31 | SECTION 263.31
| 263.31 Scheduling and prehearing conferences. | |
| 12:4.0.1.1.25.1.3.32 | SECTION 263.32
| 263.32 Prehearing submissions. | |
| 12:4.0.1.1.25.1.3.33 | SECTION 263.33
| 263.33 Public hearings. | |
| 12:4.0.1.1.25.1.3.34 | SECTION 263.34
| 263.34 Hearing subpoenas. | |
| 12:4.0.1.1.25.1.3.35 | SECTION 263.35
| 263.35 Conduct of hearings. | |
| 12:4.0.1.1.25.1.3.36 | SECTION 263.36
| 263.36 Evidence. | |
| 12:4.0.1.1.25.1.3.37 | SECTION 263.37
| 263.37 Post-hearing filings. | |
| 12:4.0.1.1.25.1.3.38 | SECTION 263.38
| 263.38 Recommended decision and filing of record. | |
| 12:4.0.1.1.25.1.3.39 | SECTION 263.39
| 263.39 Exceptions to recommended decision. | |
| 12:4.0.1.1.25.1.3.40 | SECTION 263.40
| 263.40 Review by the Board. | |
| 12:4.0.1.1.25.1.3.41 | SECTION 263.41
| 263.41 Stays pending judicial review. | |
| 12:4.0.1.1.25.2 | SUBPART B
| Subpart B - Board Local Rules Supplementing the Uniform Rules | |
| 12:4.0.1.1.25.2.3.1 | SECTION 263.50
| 263.50 Purpose and scope. | |
| 12:4.0.1.1.25.2.3.2 | SECTION 263.51
| 263.51 Definitions. | |
| 12:4.0.1.1.25.2.3.3 | SECTION 263.52
| 263.52 Address for filing. | |
| 12:4.0.1.1.25.2.3.4 | SECTION 263.53
| 263.53 Discovery depositions. | |
| 12:4.0.1.1.25.2.3.5 | SECTION 263.54
| 263.54 Delegation to the Office of Financial Institution Adjudication. | |
| 12:4.0.1.1.25.2.3.6 | SECTION 263.55
| 263.55 Board as Presiding Officer. | |
| 12:4.0.1.1.25.2.3.7 | SECTION 263.56
| 263.56 Initial licensing proceedings. | |
| 12:4.0.1.1.25.3 | SUBPART C
| Subpart C - Rules and Procedures for Assessment and Collection of Civil Money Penalties | |
| 12:4.0.1.1.25.3.3.1 | SECTION 263.60
| 263.60 Scope. | |
| 12:4.0.1.1.25.3.3.2 | SECTION 263.61
| 263.61 Opportunity for informal proceeding. | |
| 12:4.0.1.1.25.3.3.3 | SECTION 263.62
| 263.62 Relevant considerations for assessment of civil penalty. | |
| 12:4.0.1.1.25.3.3.4 | SECTION 263.63
| 263.63 Assessment order. | |
| 12:4.0.1.1.25.3.3.5 | SECTION 263.64
| 263.64 Payment of civil penalty. | |
| 12:4.0.1.1.25.3.3.6 | SECTION 263.65
| 263.65 Civil money penalty inflation adjustments. | |
| 12:4.0.1.1.25.4 | SUBPART D
| Subpart D - Rules and Procedures Applicable to Suspension or Removal of an Institution-Affiliated Party Where a Felony is Charged or Proven | |
| 12:4.0.1.1.25.4.3.1 | SECTION 263.70
| 263.70 Purpose and scope. | |
| 12:4.0.1.1.25.4.3.2 | SECTION 263.71
| 263.71 Notice or order of suspension, removal, or prohibition. | |
| 12:4.0.1.1.25.4.3.3 | SECTION 263.72
| 263.72 Request for informal hearing. | |
| 12:4.0.1.1.25.4.3.4 | SECTION 263.73
| 263.73 Order for informal hearing. | |
| 12:4.0.1.1.25.4.3.5 | SECTION 263.74
| 263.74 Decision of the Board. | |
| 12:4.0.1.1.25.5 | SUBPART E
| Subpart E - Procedures for Issuance and Enforcement of Directives To Maintain Adequate Capital | |
| 12:4.0.1.1.25.5.3.1 | SECTION 263.80
| 263.80 Purpose and scope. | |
| 12:4.0.1.1.25.5.3.2 | SECTION 263.81
| 263.81 Definitions. | |
| 12:4.0.1.1.25.5.3.3 | SECTION 263.82
| 263.82 Establishment of minimum capital levels. | |
| 12:4.0.1.1.25.5.3.4 | SECTION 263.83
| 263.83 Issuance of capital directives. | |
| 12:4.0.1.1.25.5.3.5 | SECTION 263.84
| 263.84 Enforcement of directive. | |
| 12:4.0.1.1.25.5.3.6 | SECTION 263.85
| 263.85 Establishment of increased capital level for specific institutions. | |
| 12:4.0.1.1.25.6 | SUBPART F
| Subpart F - Practice Before the Board | |
| 12:4.0.1.1.25.6.3.1 | SECTION 263.90
| 263.90 Scope. | |
| 12:4.0.1.1.25.6.3.2 | SECTION 263.91
| 263.91 Censure, suspension or debarment. | |
| 12:4.0.1.1.25.6.3.3 | SECTION 263.92
| 263.92 Definitions. | |
| 12:4.0.1.1.25.6.3.4 | SECTION 263.93
| 263.93 Eligibility to practice. | |
| 12:4.0.1.1.25.6.3.5 | SECTION 263.94
| 263.94 Conduct warranting sanctions. | |
| 12:4.0.1.1.25.6.3.6 | SECTION 263.95
| 263.95 Initiation of disciplinary proceeding. | |
| 12:4.0.1.1.25.6.3.7 | SECTION 263.96
| 263.96 Conferences. | |
| 12:4.0.1.1.25.6.3.8 | SECTION 263.97
| 263.97 Proceedings under this subpart. | |
| 12:4.0.1.1.25.6.3.9 | SECTION 263.98
| 263.98 Effect of suspension, debarment or censure. | |
| 12:4.0.1.1.25.6.3.10 | SECTION 263.99
| 263.99 Petition for reinstatement. | |
| 12:4.0.1.1.25.7 | SUBPART G
| Subpart G - Rules Regarding Claims Under the Equal Access to Justice Act | |
| 12:4.0.1.1.25.7.3.1 | SECTION 263.100
| 263.100 Authority and scope. | |
| 12:4.0.1.1.25.7.3.2 | SECTION 263.101
| 263.101 Standards for awards. | |
| 12:4.0.1.1.25.7.3.3 | SECTION 263.102
| 263.102 Prevailing party. | |
| 12:4.0.1.1.25.7.3.4 | SECTION 263.103
| 263.103 Eligibility of applicants. | |
| 12:4.0.1.1.25.7.3.5 | SECTION 263.104
| 263.104 Application for awards. | |
| 12:4.0.1.1.25.7.3.6 | SECTION 263.105
| 263.105 Statement of net worth. | |
| 12:4.0.1.1.25.7.3.7 | SECTION 263.106
| 263.106 Measure of awards. | |
| 12:4.0.1.1.25.7.3.8 | SECTION 263.107
| 263.107 Statement of fees and expenses. | |
| 12:4.0.1.1.25.7.3.9 | SECTION 263.108
| 263.108 Responses to application. | |
| 12:4.0.1.1.25.7.3.10 | SECTION 263.109
| 263.109 Further proceedings. | |
| 12:4.0.1.1.25.7.3.11 | SECTION 263.110
| 263.110 Recommended decision. | |
| 12:4.0.1.1.25.7.3.12 | SECTION 263.111
| 263.111 Action by the Board. | |
| 12:4.0.1.1.25.8 | SUBPART H
| Subpart H - Issuance and Review of Orders Pursuant to Prompt Corrective Action Provisions of the Federal Deposit Insurance Act | |
| 12:4.0.1.1.25.8.3.1 | SECTION 263.201
| 263.201 Scope. | |
| 12:4.0.1.1.25.8.3.2 | SECTION 263.202
| 263.202 Directives to take prompt regulatory action. | |
| 12:4.0.1.1.25.8.3.3 | SECTION 263.203
| 263.203 Procedures for reclassifying a state member bank based on criteria other than capital. | |
| 12:4.0.1.1.25.8.3.4 | SECTION 263.204
| 263.204 Order to dismiss a director or senior executive officer. | |
| 12:4.0.1.1.25.8.3.5 | SECTION 263.205
| 263.205 Enforcement of directives. | |
| 12:4.0.1.1.25.9 | SUBPART I
| Subpart I - Submission and Review of Safety and Soundness Compliance Plans and Issuance of Orders To Correct Safety and Soundness Deficiencies | |
| 12:4.0.1.1.25.9.3.1 | SECTION 263.300
| 263.300 Scope. | |
| 12:4.0.1.1.25.9.3.2 | SECTION 263.301
| 263.301 Purpose. | |
| 12:4.0.1.1.25.9.3.3 | SECTION 263.302
| 263.302 Determination and notification of failure to meet safety and soundness standard and request for compliance plan. | |
| 12:4.0.1.1.25.9.3.4 | SECTION 263.303
| 263.303 Filing of safety and soundness compliance plan. | |
| 12:4.0.1.1.25.9.3.5 | SECTION 263.304
| 263.304 Issuance of orders to correct deficiencies and to take or refrain from taking other actions. | |
| 12:4.0.1.1.25.9.3.6 | SECTION 263.305
| 263.305 Enforcement of orders. | |
| 12:4.0.1.1.25.10 | SUBPART J
| Subpart J - Removal, Suspension, and Debarment of Accountants From Performing Audit Services | |
| 12:4.0.1.1.25.10.3.1 | SECTION 263.400
| 263.400 Scope. | |
| 12:4.0.1.1.25.10.3.2 | SECTION 263.401
| 263.401 Definitions. | |
| 12:4.0.1.1.25.10.3.3 | SECTION 263.402
| 263.402 Removal, suspension, or debarment. | |
| 12:4.0.1.1.25.10.3.4 | SECTION 263.403
| 263.403 Automatic removal, suspension, and debarment. | |
| 12:4.0.1.1.25.10.3.5 | SECTION 263.404
| 263.404 Notice of removal, suspension, or debarment. | |
| 12:4.0.1.1.25.10.3.6 | SECTION 263.405
| 263.405 Petition for reinstatement. | |
| 12:4.0.1.1.26 | PART 264
| PART 264 - EMPLOYEE RESPONSIBILITIES AND CONDUCT | |
| 12:4.0.1.1.26.0.3.1 | SECTION 264.101
| 264.101 Cross-reference to employees' ethical conduct standards and financial disclosure regulations. | |
| 12:4.0.1.1.27 | PART 264a
| PART 264a - POST-EMPLOYMENT RESTRICTIONS FOR SENIOR EXAMINERS | |
| 12:4.0.1.1.27.0.3.1 | SECTION 264a.1
| 264a.1 What is the purpose and scope of this part | |
| 12:4.0.1.1.27.0.3.2 | SECTION 264a.2
| 264a.2 Who is considered a senior examiner of the Federal Reserve | |
| 12:4.0.1.1.27.0.3.3 | SECTION 264a.3
| 264a.3 What special post-employment restrictions apply to senior examiners | |
| 12:4.0.1.1.27.0.3.4 | SECTION 264a.4
| 264a.4 When do these special restrictions become effective and may they be waived | |
| 12:4.0.1.1.27.0.3.5 | SECTION 264a.5
| 264a.5 What are the penalties for violating these special post-employment restrictions | |
| 12:4.0.1.1.27.0.3.6 | SECTION 264a.6
| 264a.6 What other definitions and rules of construction apply for purposes of this part | |
| 12:4.0.1.1.28 | PART 264b
| PART 264b - RULES REGARDING FOREIGN GIFTS AND DECORATIONS | |
| 12:4.0.1.1.28.0.3.1 | SECTION 264b.1
| 264b.1 Purpose and scope. | |
| 12:4.0.1.1.28.0.3.2 | SECTION 264b.2
| 264b.2 Definitions. | |
| 12:4.0.1.1.28.0.3.3 | SECTION 264b.3
| 264b.3 Restrictions on acceptance of gifts and decorations. | |
| 12:4.0.1.1.28.0.3.4 | SECTION 264b.4
| 264b.4 Gifts of minimal value. | |
| 12:4.0.1.1.28.0.3.5 | SECTION 264b.5
| 264b.5 Gifts of more than minimal value. | |
| 12:4.0.1.1.28.0.3.6 | SECTION 264b.6
| 264b.6 Requirements for gifts of more than minimal value. | |
| 12:4.0.1.1.28.0.3.7 | SECTION 264b.7
| 264b.7 Decorations. | |
| 12:4.0.1.1.28.0.3.8 | SECTION 264b.8
| 264b.8 Disposition or retention of gifts and decorations deposited with the Office of the Secretary. | |
| 12:4.0.1.1.28.0.3.9 | SECTION 264b.9
| 264b.9 Enforcement. | |
| 12:4.0.1.1.28.0.3.10 | SECTION 264b.10
| 264b.10 Certain grants excluded. | |
| 12:4.0.1.1.29 | PART 265
| PART 265 - RULES REGARDING DELEGATION OF AUTHORITY | |
| 12:4.0.1.1.29.0.3.1 | SECTION 265.1
| 265.1 Authority, purpose, and scope. | |
| 12:4.0.1.1.29.0.3.2 | SECTION 265.2
| 265.2 Delegation of functions generally. | |
| 12:4.0.1.1.29.0.3.3 | SECTION 265.3
| 265.3 Board review of delegated actions. | |
| 12:4.0.1.1.29.0.3.4 | SECTION 265.4
| 265.4 Functions delegated to Board members. | |
| 12:4.0.1.1.29.0.3.5 | SECTION 265.5
| 265.5 Functions delegated to Secretary of the Board. | |
| 12:4.0.1.1.29.0.3.6 | SECTION 265.6
| 265.6 Functions delegated to General Counsel. | |
| 12:4.0.1.1.29.0.3.7 | SECTION 265.7
| 265.7 Functions delegated to Director of Division of Supervision and Regulation. | |
| 12:4.0.1.1.29.0.3.8 | SECTION 265.8
| 265.8 Functions delegated to the Staff Director of the Division of International Finance. | |
| 12:4.0.1.1.29.0.3.9 | SECTION 265.9
| 265.9 Functions delegated to the Director of Division of Consumer and Community Affairs. | |
| 12:4.0.1.1.29.0.3.10 | SECTION 265.10
| 265.10 Functions delegated to Secretary of Federal Open Market Committee. | |
| 12:4.0.1.1.29.0.3.11 | SECTION 265.11
| 265.11 Functions delegated to Federal Reserve Banks. | |
| 12:4.0.1.1.30 | PART 266
| PART 266 - LIMITATIONS ON ACTIVITIES OF FORMER MEMBERS AND EMPLOYEES OF THE BOARD | |
| 12:4.0.1.1.30.0.3.1 | SECTION 266.1
| 266.1 Basis and scope. | |
| 12:4.0.1.1.30.0.3.2 | SECTION 266.2
| 266.2 Definitions. | |
| 12:4.0.1.1.30.0.3.3 | SECTION 266.3
| 266.3 Limitations. | |
| 12:4.0.1.1.30.0.3.4 | SECTION 266.4
| 266.4 Suspension of appearance privilege. | |
| 12:4.0.1.1.30.0.3.5 | SECTION 266.5
| 266.5 Criminal penalties. | |
| 12:4.0.1.1.31 | PART 267
| PART 267 - PROCEDURES FOR DEBT COLLECTION | |
| 12:4.0.1.1.31.0.3.1 | SECTION 267.1
| 267.1 Purpose and scope. | |
| 12:4.0.1.1.31.0.3.2 | SECTION 267.2
| 267.2 Definitions. | |
| 12:4.0.1.1.31.0.3.3 | SECTION 267.3
| 267.3 Referral of debts for collection action, including offset. | |
| 12:4.0.1.1.31.0.3.4 | SECTION 267.4
| 267.4 Administrative wage garnishment. | |
| 12:4.0.1.1.31.0.3.5 | SECTION 267.5
| 267.5 Salary offset. | |
| 12:4.0.1.1.31.0.3.6 | SECTION 267.6
| 267.6 Interest, penalties, and administrative costs. | |
| 12:4.0.1.1.32 | PART 268
| PART 268 - RULES REGARDING EQUAL OPPORTUNITY | |
| 12:4.0.1.1.32.1 | SUBPART A
| Subpart A - General Provisions and Administration | |
| 12:4.0.1.1.32.1.3.1 | SECTION 268.1
| 268.1 Authority, purpose and scope. | |
| 12:4.0.1.1.32.1.3.2 | SECTION 268.2
| 268.2 Definitions. | |
| 12:4.0.1.1.32.2 | SUBPART B
| Subpart B - Board Program To Promote Equal Opportunity | |
| 12:4.0.1.1.32.2.3.1 | SECTION 268.101
| 268.101 General policy for equal opportunity. | |
| 12:4.0.1.1.32.2.3.2 | SECTION 268.102
| 268.102 Board program for equal employment opportunity. | |
| 12:4.0.1.1.32.2.3.3 | SECTION 268.103
| 268.103 Complaints of discrimination covered by this part. | |
| 12:4.0.1.1.32.2.3.4 | SECTION 268.104
| 268.104 Pre-complaint processing. | |
| 12:4.0.1.1.32.2.3.5 | SECTION 268.105
| 268.105 Individual complaints. | |
| 12:4.0.1.1.32.2.3.6 | SECTION 268.106
| 268.106 Dismissals of complaints. | |
| 12:4.0.1.1.32.2.3.7 | SECTION 268.107
| 268.107 Investigation of complaints. | |
| 12:4.0.1.1.32.2.3.8 | SECTION 268.108
| 268.108 Hearings. | |
| 12:4.0.1.1.32.2.3.9 | SECTION 268.109
| 268.109 Final action by the Board. | |
| 12:4.0.1.1.32.3 | SUBPART C
| Subpart C - Provisions Applicable to Particular Complaints | |
| 12:4.0.1.1.32.3.3.1 | SECTION 268.201
| 268.201 Age Discrimination in Employment Act. | |
| 12:4.0.1.1.32.3.3.2 | SECTION 268.202
| 268.202 Equal Pay Act. | |
| 12:4.0.1.1.32.3.3.3 | SECTION 268.203
| 268.203 Rehabilitation Act. | |
| 12:4.0.1.1.32.3.3.4 | SECTION 268.204
| 268.204 Class complaints. | |
| 12:4.0.1.1.32.3.3.5 | SECTION 268.205
| 268.205 [Reserved] | |
| 12:4.0.1.1.32.4 | SUBPART D
| Subpart D - Related Processes | |
| 12:4.0.1.1.32.4.3.1 | SECTION 268.301
| 268.301 Negotiated grievance procedure. | |
| 12:4.0.1.1.32.4.3.2 | SECTION 268.302
| 268.302 [Reserved] | |
| 12:4.0.1.1.32.5 | SUBPART E
| Subpart E - Appeals to the Equal Employment Opportunity Commission | |
| 12:4.0.1.1.32.5.3.1 | SECTION 268.401
| 268.401 Appeals to the Equal Employment Opportunity Commission. | |
| 12:4.0.1.1.32.5.3.2 | SECTION 268.402
| 268.402 Time for appeals to the Equal Employment Opportunity Commission. | |
| 12:4.0.1.1.32.5.3.3 | SECTION 268.403
| 268.403 How to appeal. | |
| 12:4.0.1.1.32.5.3.4 | SECTION 268.404
| 268.404 Appellate Procedure. | |
| 12:4.0.1.1.32.5.3.5 | SECTION 268.405
| 268.405 Decisions on appeals. | |
| 12:4.0.1.1.32.5.3.6 | SECTION 268.406
| 268.406 Civil action: title VII, Age Discrimination in Employment Act and Rehabilitation Act. | |
| 12:4.0.1.1.32.5.3.7 | SECTION 268.407
| 268.407 Civil action: Equal Pay Act. | |
| 12:4.0.1.1.32.5.3.8 | SECTION 268.408
| 268.408 Effect of filing a civil action. | |
| 12:4.0.1.1.32.6 | SUBPART F
| Subpart F - Remedies and Enforcement | |
| 12:4.0.1.1.32.6.3.1 | SECTION 268.501
| 268.501 Remedies and relief. | |
| 12:4.0.1.1.32.6.3.2 | SECTION 268.502
| 268.502 Compliance with final Commission decisions. | |
| 12:4.0.1.1.32.6.3.3 | SECTION 268.503
| 268.503 Enforcement of final EEOC decisions. | |
| 12:4.0.1.1.32.6.3.4 | SECTION 268.504
| 268.504 Compliance with settlement agreements and final actions. | |
| 12:4.0.1.1.32.6.3.5 | SECTION 268.505
| 268.505 Interim relief. | |
| 12:4.0.1.1.32.7 | SUBPART G
| Subpart G - Matters of General Applicability | |
| 12:4.0.1.1.32.7.3.1 | SECTION 268.601
| 268.601 EEO group statistics. | |
| 12:4.0.1.1.32.7.3.2 | SECTION 268.602
| 268.602 Reports to the Commission. | |
| 12:4.0.1.1.32.7.3.3 | SECTION 268.603
| 268.603 Voluntary settlement attempts. | |
| 12:4.0.1.1.32.7.3.4 | SECTION 268.604
| 268.604 Filing and computation of time. | |
| 12:4.0.1.1.32.7.3.5 | SECTION 268.605
| 268.605 Representation and official time. | |
| 12:4.0.1.1.32.7.3.6 | SECTION 268.606
| 268.606 Joint processing and consolidation of complaints. | |
| 12:4.0.1.1.32.7.3.7 | SECTION 268.607
| 268.607 Delegation of authority. | |
| 12:4.0.1.1.32.8 | SUBPART H
| Subpart H - Prohibition Against Discrimination in Board Programs and Activities Because of Physical or Mental Disability | |
| 12:4.0.1.1.32.8.3.1 | SECTION 268.701
| 268.701 Purpose and application. | |
| 12:4.0.1.1.32.8.3.2 | SECTION 268.702
| 268.702 Definitions. | |
| 12:4.0.1.1.32.8.3.3 | SECTION 268.703
| 268.703 Notice. | |
| 12:4.0.1.1.32.8.3.4 | SECTION 268.704
| 268.704 General prohibitions against discrimination. | |
| 12:4.0.1.1.32.8.3.5 | SECTION 268.705
| 268.705 Employment. | |
| 12:4.0.1.1.32.8.3.6 | SECTION 268.706
| 268.706 Program accessibility: Discrimination prohibited. | |
| 12:4.0.1.1.32.8.3.7 | SECTION 268.707
| 268.707 Program accessibility: Existing facilities. | |
| 12:4.0.1.1.32.8.3.8 | SECTION 268.708
| 268.708 Program accessibility: New construction and alterations. | |
| 12:4.0.1.1.32.8.3.9 | SECTION 268.709
| 268.709 Communications. | |
| 12:4.0.1.1.32.8.3.10 | SECTION 268.710
| 268.710 Compliance procedures. | |
| 12:4.0.1.1.33 | PART 269
| PART 269 - POLICY ON LABOR RELATIONS FOR THE FEDERAL RESERVE BANKS | |
| 12:4.0.1.1.33.0.3.1 | SECTION 269.1
| 269.1 Definition of a labor organization. | |
| 12:4.0.1.1.33.0.3.2 | SECTION 269.2
| 269.2 Membership in a labor organization. | |
| 12:4.0.1.1.33.0.3.3 | SECTION 269.3
| 269.3 Recognition of a labor organization and its relationship to a Federal Reserve Bank. | |
| 12:4.0.1.1.33.0.3.4 | SECTION 269.4
| 269.4 Determination of appropriate bargaining unit. | |
| 12:4.0.1.1.33.0.3.5 | SECTION 269.5
| 269.5 Elections. | |
| 12:4.0.1.1.33.0.3.6 | SECTION 269.6
| 269.6 Unfair labor practices. | |
| 12:4.0.1.1.33.0.3.7 | SECTION 269.7
| 269.7 Approval of agreement and required contents. | |
| 12:4.0.1.1.33.0.3.8 | SECTION 269.8
| 269.8 Grievance procedures. | |
| 12:4.0.1.1.33.0.3.9 | SECTION 269.9
| 269.9 Mediation of negotiation impasses. | |
| 12:4.0.1.1.33.0.3.10 | SECTION 269.10
| 269.10 Time for internal labor organization business, consultations and negotiations. | |
| 12:4.0.1.1.33.0.3.11 | SECTION 269.11
| 269.11 Federal Reserve System Labor Relations Panel. | |
| 12:4.0.1.1.33.0.3.12 | SECTION 269.12
| 269.12 Amendment. | |
| 12:4.0.1.1.34 | PART 269a
| PART 269a - DEFINITIONS | |
| 12:4.0.1.1.34.0.3.1 | SECTION 269a.1
| 269a.1 Party. | |
| 12:4.0.1.1.34.0.3.2 | SECTION 269a.2
| 269a.2 Party in interest. | |
| 12:4.0.1.1.34.0.3.3 | SECTION 269a.3
| 269a.3 Intervenor. | |
| 12:4.0.1.1.34.0.3.4 | SECTION 269a.4
| 269a.4 Investigator. | |
| 12:4.0.1.1.34.0.3.5 | SECTION 269a.5
| 269a.5 Hearing officer. | |
| 12:4.0.1.1.35 | PART 269b
| PART 269b - CHARGES OF UNFAIR LABOR PRACTICES | |
| 12:4.0.1.1.35.0.3 | SUBJGRP 3
| Charges of Violations of § 269.6 (of the Policy) | |
| 12:4.0.1.1.35.0.3.1 | SECTION 269b.110
| 269b.110 Charges. | |
| 12:4.0.1.1.35.0.3.2 | SECTION 269b.111
| 269b.111 Filing of charges. | |
| 12:4.0.1.1.35.0.3.3 | SECTION 269b.112
| 269b.112 Contents of the charge. | |
| 12:4.0.1.1.35.0.3.4 | SECTION 269b.113
| 269b.113 Withdrawal or settlement. | |
| 12:4.0.1.1.35.0.3.5 | SECTION 269b.120
| 269b.120 Answer to a charge. | |
| 12:4.0.1.1.35.0.3.6 | SECTION 269b.121
| 269b.121 Contents of answer. | |
| 12:4.0.1.1.35.0.4 | SUBJGRP 4
| Preliminary Investigation | |
| 12:4.0.1.1.35.0.4.7 | SECTION 269b.210
| 269b.210 Referral to National Center for Dispute Settlement. | |
| 12:4.0.1.1.35.0.4.8 | SECTION 269b.220
| 269b.220 Priority; acceleration of proceedings. | |
| 12:4.0.1.1.35.0.4.9 | SECTION 269b.230
| 269b.230 Assessment of costs; posting of bond. | |
| 12:4.0.1.1.35.0.4.10 | SECTION 269b.240
| 269b.240 The investigation. | |
| 12:4.0.1.1.35.0.5 | SUBJGRP 5
| Appeal From the Center's Determination | |
| 12:4.0.1.1.35.0.5.11 | SECTION 269b.310
| 269b.310 Appeal rights. | |
| 12:4.0.1.1.35.0.5.12 | SECTION 269b.320
| 269b.320 Proceedings before the panel. | |
| 12:4.0.1.1.35.0.6 | SUBJGRP 6
| Formal Proceedings | |
| 12:4.0.1.1.35.0.6.13 | SECTION 269b.410
| 269b.410 Notice of hearing. | |
| 12:4.0.1.1.35.0.6.14 | SECTION 269b.420
| 269b.420 Designation of hearing officer. | |
| 12:4.0.1.1.35.0.6.15 | SECTION 269b.430
| 269b.430 Contents of notice of hearing. | |
| 12:4.0.1.1.35.0.6.16 | SECTION 269b.440
| 269b.440 Conduct of hearing. | |
| 12:4.0.1.1.35.0.6.17 | SECTION 269b.441
| 269b.441 Rights of parties. | |
| 12:4.0.1.1.35.0.6.18 | SECTION 269b.442
| 269b.442 Duties and powers of the hearing officer. | |
| 12:4.0.1.1.35.0.6.19 | SECTION 269b.443
| 269b.443 Motions before or after a hearing. | |
| 12:4.0.1.1.35.0.6.20 | SECTION 269b.444
| 269b.444 Objection to conduct of hearing; other motions during hearing. | |
| 12:4.0.1.1.35.0.6.21 | SECTION 269b.450
| 269b.450 Submission of hearing officer's report to the panel. | |
| 12:4.0.1.1.35.0.7 | SUBJGRP 7
| Panel Review of Hearing Officer's Report and Recommended Decision | |
| 12:4.0.1.1.35.0.7.22 | SECTION 269b.510
| 269b.510 Review by panel. | |
| 12:4.0.1.1.35.0.7.23 | SECTION 269b.520
| 269b.520 Exceptions to hearing officer's report. | |
| 12:4.0.1.1.35.0.7.24 | SECTION 269b.530
| 269b.530 Briefs in support of the hearing officer's report. | |
| 12:4.0.1.1.35.0.7.25 | SECTION 269b.540
| 269b.540 Action by the panel. | |
| 12:4.0.1.1.35.0.8 | SUBJGRP 8
| Compliance | |
| 12:4.0.1.1.35.0.8.26 | SECTION 269b.610
| 269b.610 Procedures. | |
| 12:4.0.1.1.35.0.8.27 | SECTION 269b.620
| 269b.620 Action by panel. | |
| 12:4.0.1.1.35.0.9 | SUBJGRP 9
| General Rules | |
| 12:4.0.1.1.35.0.9.28 | SECTION 269b.710
| 269b.710 Rules to be liberally construed. | |
| 12:4.0.1.1.35.0.9.29 | SECTION 269b.720
| 269b.720 Computation of time for filing papers. | |
| 12:4.0.1.1.35.0.9.30 | SECTION 269b.730
| 269b.730 Number of copies; form. | |
| 12:4.0.1.1.35.0.9.31 | SECTION 269b.731
| 269b.731 Signature. | |
| 12:4.0.1.1.35.0.9.32 | SECTION 269b.740
| 269b.740 Service of pleading and other paper; statement of service. | |
| 12:4.0.1.1.35.0.9.33 | SECTION 269b.750
| 269b.750 Requests for appearance of witnesses and production of documents. | |