Title 12

Volume 4 CHAPTER II SUBCHAP A

Subchapter A - Board Of Governors Of The Federal Reserve System (continued)

12:4.0.1.1.1PART 230
PART 230 [RESERVED]
12:4.0.1.1.2PART 231
PART 231 - NETTING ELIGIBILITY FOR FINANCIAL INSTITUTION (REGULATION EE)
12:4.0.1.1.2.0.1.1SECTION 231.1
     231.1 Authority, purpose, and scope.
12:4.0.1.1.2.0.1.2SECTION 231.2
     231.2 Definitions.
12:4.0.1.1.2.0.1.3SECTION 231.3
     231.3 Qualification as a financial institution.
12:4.0.1.1.3PART 232
PART 232 - OBTAINING AND USING MEDICAL INFORMATION IN CONNECTION WITH CREDIT (REGULATION FF)
12:4.0.1.1.3.0.1.1SECTION 232.1
     232.1 Scope, general prohibition and definitions.
12:4.0.1.1.3.0.1.2SECTION 232.2
     232.2 Rule of construction for obtaining and using unsolicited medical information.
12:4.0.1.1.3.0.1.3SECTION 232.3
     232.3 Financial information exception for obtaining and using medical information.
12:4.0.1.1.3.0.1.4SECTION 232.4
     232.4 Specific exceptions for obtaining and using medical information.
12:4.0.1.1.4PART 233
PART 233 - PROHIBITION ON FUNDING OF UNLAWFUL INTERNET GAMBLING (REGULATION GG)
12:4.0.1.1.4.0.1.1SECTION 233.1
     233.1 Authority, purpose, collection of information, and incorporation by reference.
12:4.0.1.1.4.0.1.2SECTION 233.2
     233.2 Definitions.
12:4.0.1.1.4.0.1.3SECTION 233.3
     233.3 Designated payment systems.
12:4.0.1.1.4.0.1.4SECTION 233.4
     233.4 Exemptions.
12:4.0.1.1.4.0.1.5SECTION 233.5
     233.5 Policies and procedures required.
12:4.0.1.1.4.0.1.6SECTION 233.6
     233.6 Non-exclusive examples of policies and procedures.
12:4.0.1.1.4.0.1.7SECTION 233.7
     233.7 Regulatory enforcement.
12:4.0.1.1.4.0.1.8.1APPENDIX Appendix A
  Appendix A to Part 233 - Model Notice
12:4.0.1.1.5PART 234
PART 234 - DESIGNATED FINANCIAL MARKET UTILITIES (REGULATION HH)
12:4.0.1.1.5.0.1.1SECTION 234.1
     234.1 Authority, purpose, and scope.
12:4.0.1.1.5.0.1.2SECTION 234.2
     234.2 Definitions.
12:4.0.1.1.5.0.1.3SECTION 234.3
     234.3 Standards for payment systems.
12:4.0.1.1.5.0.1.4SECTION 234.4
     234.4 Changes to rules, procedures, or operations.
12:4.0.1.1.5.0.1.5SECTION 234.5
     234.5 Access to Federal Reserve Bank accounts and services.
12:4.0.1.1.5.0.1.6SECTION 234.6
     234.6 Interest on balances.
12:4.0.1.1.6PART 235
PART 235 - DEBIT CARD INTERCHANGE FEES AND ROUTING
12:4.0.1.1.6.0.1.1SECTION 235.1
     235.1 Authority and purpose.
12:4.0.1.1.6.0.1.2SECTION 235.2
     235.2 Definitions.
12:4.0.1.1.6.0.1.3SECTION 235.3
     235.3 Reasonable and proportional interchange transaction fees.
12:4.0.1.1.6.0.1.4SECTION 235.4
     235.4 Fraud-prevention adjustment.
12:4.0.1.1.6.0.1.5SECTION 235.5
     235.5 Exemptions.
12:4.0.1.1.6.0.1.6SECTION 235.6
     235.6 Prohibition on circumvention, evasion, and net compensation.
12:4.0.1.1.6.0.1.7SECTION 235.7
     235.7 Limitations on payment card restrictions.
12:4.0.1.1.6.0.1.8SECTION 235.8
     235.8 Reporting requirements and record retention.
12:4.0.1.1.6.0.1.9SECTION 235.9
     235.9 Administrative enforcement.
12:4.0.1.1.6.0.1.10SECTION 235.10
     235.10 Effective and compliance dates.
12:4.0.1.1.6.0.1.11.2APPENDIX Appendix A
  Appendix A to Part 235 - Official Board Commentary on Regulation II
12:4.0.1.1.7PART 237
PART 237 - SWAPS MARGIN AND SWAPS PUSH-OUT
12:4.0.1.1.7.1SUBPART A
Subpart A - Margin and Capital Requirements for Covered Swap Entities (Regulation KK)
12:4.0.1.1.7.1.1.1SECTION 237.1
     237.1 Authority, purpose, scope, exemptions and compliance dates.
12:4.0.1.1.7.1.1.2SECTION 237.2
     237.2 Definitions.
12:4.0.1.1.7.1.1.3SECTION 237.3
     237.3 Initial margin.
12:4.0.1.1.7.1.1.4SECTION 237.4
     237.4 Variation margin.
12:4.0.1.1.7.1.1.5SECTION 237.5
     237.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements.
12:4.0.1.1.7.1.1.6SECTION 237.6
     237.6 Eligible collateral.
12:4.0.1.1.7.1.1.7SECTION 237.7
     237.7 Segregation of collateral.
12:4.0.1.1.7.1.1.8SECTION 237.8
     237.8 Initial margin models and standardized amounts.
12:4.0.1.1.7.1.1.9SECTION 237.9
     237.9 Cross-border application of margin requirements.
12:4.0.1.1.7.1.1.10SECTION 237.10
     237.10 Documentation of margin matters.
12:4.0.1.1.7.1.1.11SECTION 237.11
     237.11 Special rules for affiliates.
12:4.0.1.1.7.1.1.12SECTION 237.12
     237.12 Capital.
12:4.0.1.1.7.1.1.13.3APPENDIX Appendix A
  Appendix A to Subpart A to Part 237 - Standardized Minimum Initial Margin Requirements for Non-Cleared Swaps and Non - Cleared Security-Based Swaps
12:4.0.1.1.7.1.1.13.4APPENDIX Appendix B
  Appendix B to Subpart A to Part 237 - Margin Values for Eligible Noncash Margin Collateral
12:4.0.1.1.7.2SUBPART B
Subpart B - Prohibition Against Federal Assistance to Swaps Entities
12:4.0.1.1.7.2.1.1SECTION 237.20
     237.20 Definitions.
12:4.0.1.1.7.2.1.2SECTION 237.21
     237.21 Definition of insured depository institution for purposes of section 716 of the Dodd-Frank Act.
12:4.0.1.1.7.2.1.3SECTION 237.22
     237.22 Transition period for insured depository institutions.
12:4.0.1.1.8PART 238
PART 238 - SAVINGS AND LOAN HOLDING COMPANIES (REGULATION LL)
12:4.0.1.1.8.1SUBPART A
Subpart A - General Provisions
12:4.0.1.1.8.1.1.1SECTION 238.1
     238.1 Authority, purpose and scope.
12:4.0.1.1.8.1.1.2SECTION 238.2
     238.2 Definitions.
12:4.0.1.1.8.1.1.3SECTION 238.3
     238.3 Administration.
12:4.0.1.1.8.1.1.4SECTION 238.4
     238.4 Records, reports, and inspections.
12:4.0.1.1.8.1.1.5SECTION 238.5
     238.5 Audit of savings association holding companies.
12:4.0.1.1.8.1.1.6SECTION 238.6
     238.6 Penalties for violations.
12:4.0.1.1.8.1.1.7SECTION 238.7
     238.7 Tying restriction exception.
12:4.0.1.1.8.1.1.8SECTION 238.8
     238.8 Safe and sound operations.
12:4.0.1.1.8.1.1.9SECTION 238.9
     238.9 Small Bank Holding Company Policy Statement.
12:4.0.1.1.8.1.1.10SECTION 238.10
     238.10 Categorization of banking organizations.
12:4.0.1.1.8.2SUBPART B
Subpart B - Acquisitions of Saving Association Securities or Assets
12:4.0.1.1.8.2.1.1SECTION 238.11
     238.11 Transactions requiring Board approval.
12:4.0.1.1.8.2.1.2SECTION 238.12
     238.12 Transactions not requiring Board approval.
12:4.0.1.1.8.2.1.3SECTION 238.13
     238.13 Prohibited acquisitions.
12:4.0.1.1.8.2.1.4SECTION 238.14
     238.14 Procedural requirements.
12:4.0.1.1.8.2.1.5SECTION 238.15
     238.15 Factors considered in acting on applications.
12:4.0.1.1.8.3SUBPART C
Subpart C - Control Proceedings
12:4.0.1.1.8.3.1.1SECTION 238.21
     238.21 Control proceedings.
12:4.0.1.1.8.4SUBPART D
Subpart D - Change in Bank Control
12:4.0.1.1.8.4.1.1SECTION 238.31
     238.31 Transactions requiring prior notice.
12:4.0.1.1.8.4.1.2SECTION 238.32
     238.32 Transactions not requiring prior notice.
12:4.0.1.1.8.4.1.3SECTION 238.33
     238.33 Procedures for filing, processing, publishing, and acting on notices.
12:4.0.1.1.8.5SUBPART E
Subpart E - Qualified Stock Issuances
12:4.0.1.1.8.5.1.1SECTION 238.41
     238.41 Qualified stock issuances by undercapitalized savings associations or holding companies.
12:4.0.1.1.8.6SUBPART F
Subpart F - Savings and Loan Holding Company Activities and Acquisitions
12:4.0.1.1.8.6.1.1SECTION 238.51
     238.51 Prohibited activities.
12:4.0.1.1.8.6.1.2SECTION 238.52
     238.52 Exempt savings and loan holding companies and grandfathered activities.
12:4.0.1.1.8.6.1.3SECTION 238.53
     238.53 Prescribed services and activities of savings and loan holding companies.
12:4.0.1.1.8.6.1.4SECTION 238.54
     238.54 Permissible bank holding company activities of savings and loan holding companies.
12:4.0.1.1.8.7SUBPART G
Subpart G - Financial Holding Company Activities
12:4.0.1.1.8.7.1.1SECTION 238.61
     238.61 Scope.
12:4.0.1.1.8.7.1.2SECTION 238.62
     238.62 Definitions.
12:4.0.1.1.8.7.1.3SECTION 238.63
     238.63 Requirements to engage in financial holding company activities.
12:4.0.1.1.8.7.1.4SECTION 238.64
     238.64 Election required.
12:4.0.1.1.8.7.1.5SECTION 238.65
     238.65 Election procedures.
12:4.0.1.1.8.7.1.6SECTION 238.66
     238.66 Ongoing requirements.
12:4.0.1.1.8.8SUBPART H
Subpart H - Notice of Change of Director or Senior Executive Officer
12:4.0.1.1.8.8.1.1SECTION 238.71
     238.71 Purpose.
12:4.0.1.1.8.8.1.2SECTION 238.72
     238.72 Definitions.
12:4.0.1.1.8.8.1.3SECTION 238.73
     238.73 Prior notice requirements.
12:4.0.1.1.8.8.1.4SECTION 238.74
     238.74 Filing and processing procedures.
12:4.0.1.1.8.8.1.5SECTION 238.75
     238.75 Standards for review.
12:4.0.1.1.8.8.1.6SECTION 238.76
     238.76 Waiting period.
12:4.0.1.1.8.8.1.7SECTION 238.77
     238.77 Waiver of prior notice requirement.
12:4.0.1.1.8.9SUBPART I
Subpart I - Prohibited Service at Savings and Loan Holding Companies
12:4.0.1.1.8.9.1.1SECTION 238.81
     238.81 Purpose.
12:4.0.1.1.8.9.1.2SECTION 238.82
     238.82 Definitions.
12:4.0.1.1.8.9.1.3SECTION 238.83
     238.83 Prohibited actions.
12:4.0.1.1.8.9.1.4SECTION 238.84
     238.84 Covered convictions or agreements to enter into pre-trial diversions or similar programs.
12:4.0.1.1.8.9.1.5SECTION 238.85
     238.85 Adjudications and offenses not covered.
12:4.0.1.1.8.9.1.6SECTION 238.86
     238.86 Exemptions.
12:4.0.1.1.8.9.1.7SECTION 238.87
     238.87 Filing procedures.
12:4.0.1.1.8.9.1.8SECTION 238.88
     238.88 Factors for review.
12:4.0.1.1.8.9.1.9SECTION 238.89
     238.89 Board action.
12:4.0.1.1.8.9.1.10SECTION 238.90
     238.90 Hearings.
12:4.0.1.1.8.10SUBPART J
Subpart J - Management Official Interlocks
12:4.0.1.1.8.10.1.1SECTION 238.91
     238.91 Authority, purpose, and scope.
12:4.0.1.1.8.10.1.2SECTION 238.92
     238.92 Definitions.
12:4.0.1.1.8.10.1.3SECTION 238.93
     238.93 Prohibitions.
12:4.0.1.1.8.10.1.4SECTION 238.94
     238.94 Interlocking relationships permitted by statute.
12:4.0.1.1.8.10.1.5SECTION 238.95
     238.95 Small market share exemption.
12:4.0.1.1.8.10.1.6SECTION 238.96
     238.96 General exemption.
12:4.0.1.1.8.10.1.7SECTION 238.97
     238.97 Change in circumstances.
12:4.0.1.1.8.10.1.8SECTION 238.98
     238.98 Enforcement.
12:4.0.1.1.8.10.1.9SECTION 238.99
     238.99 Interlocking relationships permitted pursuant to Federal Deposit Insurance Act.
12:4.0.1.1.8.11SUBPART K
Subpart K - Dividends by Subsidiary Savings Associations
12:4.0.1.1.8.11.1.1SECTION 238.101
     238.101 Authority and purpose.
12:4.0.1.1.8.11.1.2SECTION 238.102
     238.102 Definitions.
12:4.0.1.1.8.11.1.3SECTION 238.103
     238.103 Filing requirement.
12:4.0.1.1.8.11.1.4SECTION 238.104
     238.104 Board action and criteria for review.
12:4.0.1.1.8.12SUBPART L
Subpart L - Investigative Proceedings and Formal Examination Proceedings
12:4.0.1.1.8.12.1.1SECTION 238.111
     238.111 Scope.
12:4.0.1.1.8.12.1.2SECTION 238.112
     238.112 Definitions.
12:4.0.1.1.8.12.1.3SECTION 238.113
     238.113 Confidentiality of proceedings.
12:4.0.1.1.8.12.1.4SECTION 238.114
     238.114 Transcripts.
12:4.0.1.1.8.12.1.5SECTION 238.115
     238.115 Rights of witnesses.
12:4.0.1.1.8.12.1.6SECTION 238.116
     238.116 Obstruction of proceedings.
12:4.0.1.1.8.12.1.7SECTION 238.117
     238.117 Subpoenas.
12:4.0.1.1.8.13SUBPART M
Subpart M - Risk Committee Requirement for Covered Savings and Loan Holding Companies With Total Consolidated Assets of $50 Billion or More and Less Than $100 Billion
12:4.0.1.1.8.13.1.1SECTION 238.118
     238.118 Applicability.
12:4.0.1.1.8.13.1.2SECTION 238.119
     238.119 Risk committee requirement for covered savings and loan holding companies with total consolidated assets of $50 billion or more.
12:4.0.1.1.8.14SUBPART N
Subpart N - Risk Committee, Liquidity Risk Management, and Liquidity Buffer Requirements for Covered Savings and Loan Holding Companies With Total Consolidated Assets of $100 Billion or More
12:4.0.1.1.8.14.1.1SECTION 238.120
     238.120 Scope.
12:4.0.1.1.8.14.1.2SECTION 238.121
     238.121 Applicability.
12:4.0.1.1.8.14.1.3SECTION 238.122
     238.122 Risk-management and risk committee requirements.
12:4.0.1.1.8.14.1.4SECTION 238.123
     238.123 Liquidity risk-management requirements.
12:4.0.1.1.8.14.1.5SECTION 238.124
     238.124 Liquidity stress testing and buffer requirements.
12:4.0.1.1.8.15SUBPART O
Subpart O - Supervisory Stress Test Requirements for Covered Savings and Loan Holding Companies
12:4.0.1.1.8.15.1.1SECTION 238.130
     238.130 Definitions.
12:4.0.1.1.8.15.1.2SECTION 238.131
     238.131 Applicability.
12:4.0.1.1.8.15.1.3SECTION 238.132
     238.132 Analysis conducted by the Board.
12:4.0.1.1.8.15.1.4SECTION 238.133
     238.133 Data and information required to be submitted in support of the Board's analyses.
12:4.0.1.1.8.15.1.5SECTION 238.134
     238.134 Review of the Board's analysis; publication of summary results.
12:4.0.1.1.8.15.1.6SECTION 238.135
     238.135 Corporate use of stress test results.
12:4.0.1.1.8.16SUBPART P
Subpart P - Company-Run Stress Test Requirements for Savings and Loan Holding Companies
12:4.0.1.1.8.16.1.1SECTION 238.140
     238.140 Authority and purpose.
12:4.0.1.1.8.16.1.2SECTION 238.141
     238.141 Definitions.
12:4.0.1.1.8.16.1.3SECTION 238.142
     238.142 Applicability.
12:4.0.1.1.8.16.1.4SECTION 238.143
     238.143 Stress test.
12:4.0.1.1.8.16.1.5SECTION 238.144
     238.144 Methodologies and practices.
12:4.0.1.1.8.16.1.6SECTION 238.145
     238.145 Reports of stress test results.
12:4.0.1.1.8.16.1.7SECTION 238.146
     238.146 Disclosure of stress test results.
12:4.0.1.1.8.17SUBPART Q
Subpart Q - Single Counterparty Credit Limits for Covered Savings and Loan Holding Companies
12:4.0.1.1.8.17.1.1SECTION 238.150
     238.150 Applicability and general provisions.
12:4.0.1.1.8.17.1.2SECTION 238.151
     238.151 Definitions.
12:4.0.1.1.8.17.1.3SECTION 238.152
     238.152 Credit exposure limits.
12:4.0.1.1.8.17.1.4SECTION 238.153
     238.153 Gross credit exposure.
12:4.0.1.1.8.17.1.5SECTION 238.154
     238.154 Net credit exposure.
12:4.0.1.1.8.17.1.6SECTION 238.155
     238.155 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company.
12:4.0.1.1.8.17.1.7SECTION 238.156
     238.156 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
12:4.0.1.1.8.17.1.8SECTION 238.157
     238.157 Exemptions.
12:4.0.1.1.8.17.1.9SECTION 238.158
     238.158 Compliance.
12:4.0.1.1.8.18SUBPART R
Subpart R - Company-Run Stress Test Requirements for Foreign Savings and Loan Holding Companies With Total Consolidated Assets Over $250 Billion
12:4.0.1.1.8.18.1.1SECTION 238.160
     238.160 Definitions.
12:4.0.1.1.8.18.1.2SECTION 238.161
     238.161 Applicability.
12:4.0.1.1.8.18.1.3SECTION 238.162
     238.162 Capital stress testing requirements.
12:4.0.1.1.9PART 239
PART 239 - MUTUAL HOLDING COMPANIES (REGULATION MM)
12:4.0.1.1.9.1SUBPART A
Subpart A - General Provisions
12:4.0.1.1.9.1.1.1SECTION 239.1
     239.1 Authority, purpose, and scope.
12:4.0.1.1.9.1.1.2SECTION 239.2
     239.2 Definitions.
12:4.0.1.1.9.2SUBPART B
Subpart B - Mutual Holding Companies
12:4.0.1.1.9.2.1.1SECTION 239.3
     239.3 Mutual holding company reorganizations.
12:4.0.1.1.9.2.1.2SECTION 239.4
     239.4 Grounds for disapproval of reorganizations.
12:4.0.1.1.9.2.1.3SECTION 239.5
     239.5 Membership rights.
12:4.0.1.1.9.2.1.4SECTION 239.6
     239.6 Contents of Reorganization Plans.
12:4.0.1.1.9.2.1.5SECTION 239.7
     239.7 Acquisition and disposition of savings associations, savings and loan holding companies, and other corporations by mutual holding companies.
12:4.0.1.1.9.2.1.6SECTION 239.8
     239.8 Operating restrictions.
12:4.0.1.1.9.2.1.7SECTION 239.9
     239.9 Conversion or liquidation of mutual holding companies.
12:4.0.1.1.9.2.1.8SECTION 239.10
     239.10 Procedural requirements.
12:4.0.1.1.9.2.1.9SECTION 239.11
     239.11 Subsidiary holding companies.
12:4.0.1.1.9.2.1.10SECTION 239.12
     239.12 Communication between members of a mutual holding company.
12:4.0.1.1.9.2.1.11SECTION 239.13
     239.13 Charters.
12:4.0.1.1.9.2.1.12SECTION 239.14
     239.14 Charter amendments.
12:4.0.1.1.9.2.1.13SECTION 239.15
     239.15 Bylaws.
12:4.0.1.1.9.2.1.14SECTION 239.16
     239.16 Voluntary dissolution.
12:4.0.1.1.9.3SUBPART C
Subpart C - Subsidiary Holding Companies
12:4.0.1.1.9.3.1.1SECTION 239.20
     239.20 Scope.
12:4.0.1.1.9.3.1.2SECTION 239.21
     239.21 Charters.
12:4.0.1.1.9.3.1.3SECTION 239.22
     239.22 Charter amendments.
12:4.0.1.1.9.3.1.4SECTION 239.23
     239.23 Bylaws.
12:4.0.1.1.9.3.1.5SECTION 239.24
     239.24 Issuances of stock by subsidiary holding companies of mutual holding companies.
12:4.0.1.1.9.3.1.6SECTION 239.25
     239.25 Contents of Stock Issuance Plans.
12:4.0.1.1.9.3.1.7SECTION 239.26
     239.26 Shareholders.
12:4.0.1.1.9.3.1.8SECTION 239.27
     239.27 Board of directors.
12:4.0.1.1.9.3.1.9SECTION 239.28
     239.28 Officers.
12:4.0.1.1.9.3.1.10SECTION 239.29
     239.29 Certificates for shares and their transfer.
12:4.0.1.1.9.3.1.11SECTION 239.30
     239.30 Annual reports; books and records.
12:4.0.1.1.9.3.1.12SECTION 239.31
     239.31 Indemnification; employment contracts.
12:4.0.1.1.9.4SUBPART D
Subpart D - Indemnification; Employment Contracts
12:4.0.1.1.9.4.1.1SECTION 239.40
     239.40 Indemnification of directors, officers and employees.
12:4.0.1.1.9.4.1.2SECTION 239.41
     239.41 Employment contracts.
12:4.0.1.1.9.5SUBPART E
Subpart E - Conversions From Mutual to Stock Form
12:4.0.1.1.9.5.1.1SECTION 239.50
     239.50 Purpose and scope.
12:4.0.1.1.9.5.1.2SECTION 239.51
     239.51 Acquiring another insured stock depository institution as part of a conversion.
12:4.0.1.1.9.5.1.3SECTION 239.52
     239.52 Definitions.
12:4.0.1.1.9.5.1.4SECTION 239.53
     239.53 Prior to conversion.
12:4.0.1.1.9.5.1.5SECTION 239.54
     239.54 Plan of conversion.
12:4.0.1.1.9.5.1.6SECTION 239.55
     239.55 Filing requirements.
12:4.0.1.1.9.5.1.7SECTION 239.56
     239.56 Vote by members.
12:4.0.1.1.9.5.1.8SECTION 239.57
     239.57 Proxy solicitation.
12:4.0.1.1.9.5.1.9SECTION 239.58
     239.58 Offering circular.
12:4.0.1.1.9.5.1.10SECTION 239.59
     239.59 Offers and sales of stock.
12:4.0.1.1.9.5.1.11SECTION 239.60
     239.60 Completion of the offering.
12:4.0.1.1.9.5.1.12SECTION 239.61
     239.61 Completion of the conversion.
12:4.0.1.1.9.5.1.13SECTION 239.62
     239.62 Liquidation accounts.
12:4.0.1.1.9.5.1.14SECTION 239.63
     239.63 Post-conversion.
12:4.0.1.1.9.5.1.15SECTION 239.64
     239.64 Contributions to charitable organizations.
12:4.0.1.1.9.5.1.16SECTION 239.65
     239.65 Voluntary supervisory conversions.
12:4.0.1.1.9.5.1.17SECTION 239.66
     239.66 Board review of the voluntary supervisory conversion application.
12:4.0.1.1.9.6SUBPART 0
12:4.0.1.1.9.7.1.1.5APPENDIX Appendix A
  Appendix A to Part 239 - Mutual Holding Company Model Charter
12:4.0.1.1.9.7.1.1.6APPENDIX Appendix B
  Appendix B to Part 239 - Subsidiary Holding Company of a Mutual Holding Company Model Charter
12:4.0.1.1.9.7.1.1.7APPENDIX Appendix C
  Appendix C to Part 239 - Mutual Holding Company Model Bylaws
12:4.0.1.1.9.7.1.1.8APPENDIX Appendix D
  Appendix D to Part 239 - Subsidiary Holding Company of a Mutual Holding Company Model Bylaws
12:4.0.1.1.10PART 240
PART 240 - RETAIL FOREIGN EXCHANGE TRANSACTIONS (REGULATION NN)
12:4.0.1.1.10.0.1.1SECTION 240.1
     240.1 Authority, purpose and scope.
12:4.0.1.1.10.0.1.2SECTION 240.2
     240.2 Definitions.
12:4.0.1.1.10.0.1.3SECTION 240.3
     240.3 Prohibited transactions.
12:4.0.1.1.10.0.1.4SECTION 240.4
     240.4 Notification.
12:4.0.1.1.10.0.1.5SECTION 240.5
     240.5 Application and closing out of offsetting long and short positions.
12:4.0.1.1.10.0.1.6SECTION 240.6
     240.6 Disclosure.
12:4.0.1.1.10.0.1.7SECTION 240.7
     240.7 Recordkeeping.
12:4.0.1.1.10.0.1.8SECTION 240.8
     240.8 Capital requirements.
12:4.0.1.1.10.0.1.9SECTION 240.9
     240.9 Margin requirements
12:4.0.1.1.10.0.1.10SECTION 240.10
     240.10 Required reporting to customers.
12:4.0.1.1.10.0.1.11SECTION 240.11
     240.11 Unlawful representations.
12:4.0.1.1.10.0.1.12SECTION 240.12
     240.12 Authorization to trade.
12:4.0.1.1.10.0.1.13SECTION 240.13
     240.13 Trading and operational standards.
12:4.0.1.1.10.0.1.14SECTION 240.14
     240.14 Supervision.
12:4.0.1.1.10.0.1.15SECTION 240.15
     240.15 Notice of transfers.
12:4.0.1.1.10.0.1.16SECTION 240.16
     240.16 Customer dispute resolution.
12:4.0.1.1.10.0.1.17SECTION 240.17
     240.17 Reservation of authority.
12:4.0.1.1.11PART 241
PART 241 - SECURITIES HOLDING COMPANIES (REGULATION OO)
12:4.0.1.1.11.0.1.1SECTION 241.1
     241.1 Authority and purpose.
12:4.0.1.1.11.0.1.2SECTION 241.2
     241.2 Definitions.
12:4.0.1.1.11.0.1.3SECTION 241.3
     241.3 Registration as a supervised securities holding company.
12:4.0.1.1.12PART 242
PART 242 - DEFINITIONS RELATING TO TITLE I OF THE DODD-FRANK ACT (REGULATION PP)
12:4.0.1.1.12.0.1.1SECTION 242.1
     242.1 Authority and purpose.
12:4.0.1.1.12.0.1.2SECTION 242.2
     242.2 Definitions.
12:4.0.1.1.12.0.1.3SECTION 242.3
     242.3 Nonbank companies “predominantly engaged” in financial activities.
12:4.0.1.1.12.0.1.4SECTION 242.4
     242.4 Significant nonbank financial companies and significant bank holding companies.
12:4.0.1.1.12.0.1.5.9APPENDIX Appendix A
  Appendix A to Part 242 - Financial Activities for Purposes of Title I of the Dodd-Frank Act
12:4.0.1.1.13PART 243
PART 243 - RESOLUTION PLANS (REGULATION QQ)
12:4.0.1.1.13.0.1.1SECTION 243.1
     243.1 Authority and scope.
12:4.0.1.1.13.0.1.2SECTION 243.2
     243.2 Definitions.
12:4.0.1.1.13.0.1.3SECTION 243.3
     243.3 Critical operations.
12:4.0.1.1.13.0.1.4SECTION 243.4
     243.4 Resolution plan required.
12:4.0.1.1.13.0.1.5SECTION 243.5
     243.5 Informational content of a full resolution plan.
12:4.0.1.1.13.0.1.6SECTION 243.6
     243.6 Informational content of a targeted resolution plan.
12:4.0.1.1.13.0.1.7SECTION 243.7
     243.7 Informational content of a reduced resolution plan.
12:4.0.1.1.13.0.1.8SECTION 243.8
     243.8 Review of resolution plans; resubmission of deficient resolution plans.
12:4.0.1.1.13.0.1.9SECTION 243.9
     243.9 Failure to cure deficiencies on resubmission of a resolution plan.
12:4.0.1.1.13.0.1.10SECTION 243.10
     243.10 Consultation.
12:4.0.1.1.13.0.1.11SECTION 243.11
     243.11 No limiting effect or private right of action; confidentiality of resolution plans.
12:4.0.1.1.13.0.1.12SECTION 243.12
     243.12 Enforcement.
12:4.0.1.1.13.0.1.13SECTION 243.13
     243.13 Additional covered companies.
12:4.0.1.1.14PART 244
PART 244 - CREDIT RISK RETENTION (REGULATION RR)
12:4.0.1.1.14.1SUBPART A
Subpart A - Authority, Purpose, Scope and Definitions
12:4.0.1.1.14.1.1.1SECTION 244.1
     244.1 Authority, purpose, and scope.
12:4.0.1.1.14.1.1.2SECTION 244.2
     244.2 Definitions.
12:4.0.1.1.14.2SUBPART B
Subpart B - Credit Risk Retention
12:4.0.1.1.14.2.1.1SECTION 244.3
     244.3 Base risk retention requirement.
12:4.0.1.1.14.2.1.2SECTION 244.4
     244.4 Standard risk retention.
12:4.0.1.1.14.2.1.3SECTION 244.5
     244.5 Revolving pool securitizations.
12:4.0.1.1.14.2.1.4SECTION 244.6
     244.6 Eligible ABCP conduits.
12:4.0.1.1.14.2.1.5SECTION 244.7
     244.7 Commercial mortgage-backed securities.
12:4.0.1.1.14.2.1.6SECTION 244.8
     244.8 Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS.
12:4.0.1.1.14.2.1.7SECTION 244.9
     244.9 Open market CLOs.
12:4.0.1.1.14.2.1.8SECTION 244.10
     244.10 Qualified tender option bonds.
12:4.0.1.1.14.3SUBPART C
Subpart C - Transfer of Risk Retention
12:4.0.1.1.14.3.1.1SECTION 244.11
     244.11 Allocation of risk retention to an originator.
12:4.0.1.1.14.3.1.2SECTION 244.12
     244.12 Hedging, transfer and financing prohibitions.
12:4.0.1.1.14.4SUBPART D
Subpart D - Exceptions and Exemptions
12:4.0.1.1.14.4.1.1SECTION 244.13
     244.13 Exemption for qualified residential mortgages.
12:4.0.1.1.14.4.1.2SECTION 244.14
     244.14 Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans.
12:4.0.1.1.14.4.1.3SECTION 244.15
     244.15 Qualifying commercial loans, commercial real estate loans, and automobile loans.
12:4.0.1.1.14.4.1.4SECTION 244.16
     244.16 Underwriting standards for qualifying commercial loans.
12:4.0.1.1.14.4.1.5SECTION 244.17
     244.17 Underwriting standards for qualifying CRE loans.
12:4.0.1.1.14.4.1.6SECTION 244.18
     244.18 Underwriting standards for qualifying automobile loans.
12:4.0.1.1.14.4.1.7SECTION 244.19
     244.19 General exemptions.
12:4.0.1.1.14.4.1.8SECTION 244.20
     244.20 Safe harbor for certain foreign-related transactions.
12:4.0.1.1.14.4.1.9SECTION 244.21
     244.21 Additional exemptions.
12:4.0.1.1.14.4.1.10SECTION 244.22
     244.22 Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption.
12:4.0.1.1.15PART 246
PART 246 - SUPERVISION AND REGULATION ASSESSMENTS OF FEES (REGULATION TT)
12:4.0.1.1.15.0.1.1SECTION 246.1
     246.1 Authority, purpose and scope.
12:4.0.1.1.15.0.1.2SECTION 246.2
     246.2 Definitions.
12:4.0.1.1.15.0.1.3SECTION 246.3
     246.3 Assessed companies.
12:4.0.1.1.15.0.1.4SECTION 246.4
     246.4 Assessments.
12:4.0.1.1.15.0.1.5SECTION 246.5
     246.5 Notice of assessment and appeal.
12:4.0.1.1.15.0.1.6SECTION 246.6
     246.6 Collection of assessments; payment of interest.
12:4.0.1.1.16PART 248
PART 248 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS (REGULATION VV)
12:4.0.1.1.16.1SUBPART A
Subpart A - Authority and Definitions
12:4.0.1.1.16.1.1.1SECTION 248.1
     248.1 Authority, purpose, scope, and relationship to other authorities.
12:4.0.1.1.16.1.1.2SECTION 248.2
     248.2 Definitions.
12:4.0.1.1.16.2SUBPART B
Subpart B - Proprietary Trading
12:4.0.1.1.16.2.1.1SECTION 248.3
     248.3 Prohibition on proprietary trading.
12:4.0.1.1.16.2.1.2SECTION 248.4
     248.4 Permitted underwriting and market making-related activities.
12:4.0.1.1.16.2.1.3SECTION 248.5
     248.5 Permitted risk-mitigating hedging activities.
12:4.0.1.1.16.2.1.4SECTION 248.6
     248.6 Other permitted proprietary trading activities.
12:4.0.1.1.16.2.1.5SECTION 248.7
     248.7 Limitations on permitted proprietary trading activities.
12:4.0.1.1.16.2.1.6SECTION 248.8-248.9
     248.8-248.9 [Reserved]
12:4.0.1.1.16.3SUBPART C
Subpart C - Covered Funds Activities and Investments
12:4.0.1.1.16.3.1.1SECTION 248.10
     248.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
12:4.0.1.1.16.3.1.2SECTION 248.11
     248.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
12:4.0.1.1.16.3.1.3SECTION 248.12
     248.12 Permitted investment in a covered fund.
12:4.0.1.1.16.3.1.4SECTION 248.13
     248.13 Other permitted covered fund activities and investments.
12:4.0.1.1.16.3.1.5SECTION 248.14
     248.14 Limitations on relationships with a covered fund.
12:4.0.1.1.16.3.1.6SECTION 248.15
     248.15 Other limitations on permitted covered fund activities.
12:4.0.1.1.16.3.1.7SECTION 248.16
     248.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
12:4.0.1.1.16.3.1.8SECTION 248.17-248.19
     248.17-248.19 [Reserved]
12:4.0.1.1.16.4SUBPART D
Subpart D - Compliance Program Requirement; Violations
12:4.0.1.1.16.4.1.1SECTION 248.20
     248.20 Program for compliance; reporting.
12:4.0.1.1.16.4.1.2SECTION 248.21
     248.21 Termination of activities or investments; penalties for violations.
12:4.0.1.1.16.5SUBPART 0
12:4.0.1.1.16.6.1.1.10APPENDIX Appendix A
  Appendix A to Part 248 - Reporting and Recordkeeping Requirements for Covered Trading Activities
12:4.0.1.1.16.6.1.1.11APPENDIX Appendix Z
  Appendix Z to Part 248 - Proprietary Trading and Certain Interests in and Relationships With Covered Funds (Alternative Compliance)
12:4.0.1.1.17PART 249
PART 249 - LIQUIDITY RISK MEASUREMENT STANDARDS (REGULATION WW)
12:4.0.1.1.17.1SUBPART A
Subpart A - General Provisions
12:4.0.1.1.17.1.1.1SECTION 249.1
     249.1 Purpose and applicability.
12:4.0.1.1.17.1.1.2SECTION 249.2
     249.2 Reservation of authority.
12:4.0.1.1.17.1.1.3SECTION 249.3
     249.3 Definitions.
12:4.0.1.1.17.1.1.4SECTION 249.4
     249.4 Certain operational requirements.
12:4.0.1.1.17.2SUBPART B
Subpart B - Liquidity Coverage Ratio
12:4.0.1.1.17.2.1.1SECTION 249.10
     249.10 Liquidity coverage ratio.
12:4.0.1.1.17.3SUBPART C
Subpart C - High-Quality Liquid Assets
12:4.0.1.1.17.3.1.1SECTION 249.20
     249.20 High-quality liquid asset criteria.
12:4.0.1.1.17.3.1.2SECTION 249.21
     249.21 High-quality liquid asset amount.
12:4.0.1.1.17.3.1.3SECTION 249.22
     249.22 Requirements for eligible high-quality liquid assets.
12:4.0.1.1.17.4SUBPART D
Subpart D - Total Net Cash Outflow
12:4.0.1.1.17.4.1.1SECTION 249.30
     249.30 Total net cash outflow amount.
12:4.0.1.1.17.4.1.2SECTION 249.31
     249.31 Determining maturity.
12:4.0.1.1.17.4.1.3SECTION 249.32
     249.32 Outflow amounts.
12:4.0.1.1.17.4.1.4SECTION 249.33
     249.33 Inflow amounts.
12:4.0.1.1.17.4.1.5SECTION 249.34
     249.34 Cash flows related to Covered Federal Reserve Facility Funding.
12:4.0.1.1.17.5SUBPART E
Subpart E - Liquidity Coverage Shortfall
12:4.0.1.1.17.5.1.1SECTION 249.40
     249.40 Liquidity coverage shortfall: Supervisory framework.
12:4.0.1.1.17.6SUBPART F
Subpart F - Transitions
12:4.0.1.1.17.6.1.1SECTION 249.50
     249.50 Transitions.
12:4.0.1.1.17.7SUBPART G
Subparts G-I [Reserved]
12:4.0.1.1.17.8SUBPART J
Subpart J - Disclosures
12:4.0.1.1.17.8.1.1SECTION 249.90
     249.90 Timing, method and retention of disclosures.
12:4.0.1.1.17.8.1.2SECTION 249.91
     249.91 Disclosure requirements.
12:4.0.1.1.18PART 250
PART 250 - MISCELLANEOUS INTERPRETATIONS
12:4.0.1.1.18.0.1SUBJGRP 1
  Interpretations
12:4.0.1.1.18.0.1.1SECTION 250.141
     250.141 Member bank purchase of stock of “operations subsidiaries.”
12:4.0.1.1.18.0.1.2SECTION 250.142
     250.142 Meaning of “obligor or maker” in determining limitation on securities investments by member State banks.
12:4.0.1.1.18.0.1.3SECTION 250.143
     250.143 Member bank purchase of stock of foreign operations subsidiaries.
12:4.0.1.1.18.0.1.4SECTION 250.160
     250.160 Federal funds transactions.
12:4.0.1.1.18.0.1.5SECTION 250.163
     250.163 Inapplicability of amount limitations to “ineligible acceptances.”
12:4.0.1.1.18.0.1.6SECTION 250.164
     250.164 Bankers' acceptances.
12:4.0.1.1.18.0.1.7SECTION 250.165
     250.165 Bankers' acceptances: definition of participations.
12:4.0.1.1.18.0.1.8SECTION 250.166
     250.166 Treatment of mandatory convertible debt and subordinated notes of state member banks and bank holding companies as “capital”.
12:4.0.1.1.18.0.1.9SECTION 250.180
     250.180 Reports of changes in control of management.
12:4.0.1.1.18.0.1.10SECTION 250.181
     250.181 Reports of change in control of bank management incident to a merger.
12:4.0.1.1.18.0.1.11SECTION 250.182
     250.182 Terms defining competitive effects of proposed mergers.
12:4.0.1.1.18.0.1.12SECTION 250.200
     250.200 Investment in bank premises by holding company banks.
12:4.0.1.1.18.0.1.13SECTION 250.220
     250.220 Whether member bank acting as trustee is prohibited by section 20 of the Banking Act of 1933 from acquiring majority of shares of mutual fund.
12:4.0.1.1.18.0.1.14SECTION 250.221
     250.221 Issuance and sale of short-term debt obligations by bank holding companies.
12:4.0.1.1.18.0.1.15SECTION 250.260
     250.260 Miscellaneous interpretations; gold coin and bullion.
12:4.0.1.1.18.0.2SUBJGRP 2
  Interpretations of Section 32 of the Glass-Steagall Act
12:4.0.1.1.18.0.2.16SECTION 250.400
     250.400 Service of open-end investment company.
12:4.0.1.1.18.0.2.17SECTION 250.401
     250.401 Director serving member bank and closed-end investment company being organized.
12:4.0.1.1.18.0.2.18SECTION 250.402
     250.402 Service as officer, director, or employee of licensee corporation under the Small Business Investment Act of 1958.
12:4.0.1.1.18.0.2.19SECTION 250.403
     250.403 Service of member bank and real estate investment company.
12:4.0.1.1.18.0.2.20SECTION 250.404
     250.404 Serving as director of member bank and corporation selling own stock.
12:4.0.1.1.18.0.2.21SECTION 250.405
     250.405 No exception granted a special or limited partner.
12:4.0.1.1.18.0.2.22SECTION 250.406
     250.406 Serving member bank and investment advisor with mutual fund affiliation.
12:4.0.1.1.18.0.2.23SECTION 250.407
     250.407 Interlocking relationship involving securities affiliate of brokerage firm.
12:4.0.1.1.18.0.2.24SECTION 250.408
     250.408 Short-term negotiable notes of banks not securities under section 32, Banking Act of 1933.
12:4.0.1.1.18.0.2.25SECTION 250.409
     250.409 Investment for own account affects applicability of section 32.
12:4.0.1.1.18.0.2.26SECTION 250.410
     250.410 Interlocking relationships between bank and its commingled investment account.
12:4.0.1.1.18.0.2.27SECTION 250.411
     250.411 Interlocking relationships between member bank and variable annuity insurance company.
12:4.0.1.1.18.0.2.28SECTION 250.412
     250.412 Interlocking relationships between member bank and insurance company-mutual fund complex.
12:4.0.1.1.18.0.2.29SECTION 250.413
     250.413 “Bank-eligible” securities activities.
12:4.0.1.1.19PART 251
PART 251 - CONCENTRATION LIMIT (REGULATION XX)
12:4.0.1.1.19.0.3.1SECTION 251.1
     251.1 Authority, purpose, and other authorities.
12:4.0.1.1.19.0.3.2SECTION 251.2
     251.2 Definitions.
12:4.0.1.1.19.0.3.3SECTION 251.3
     251.3 Concentration limit.
12:4.0.1.1.19.0.3.4SECTION 251.4
     251.4 Exceptions to the concentration limit.
12:4.0.1.1.19.0.3.5SECTION 251.5
     251.5 No evasion.
12:4.0.1.1.19.0.3.6SECTION 251.6
     251.6 Reporting requirements.
12:4.0.1.1.20PART 252
PART 252 - ENHANCED PRUDENTIAL STANDARDS (REGULATION YY)
12:4.0.1.1.20.1SUBPART A
Subpart A - General Provisions
12:4.0.1.1.20.1.3.1SECTION 252.1
     252.1 Authority and purpose.
12:4.0.1.1.20.1.3.2SECTION 252.2
     252.2 Definitions.
12:4.0.1.1.20.1.3.3SECTION 252.3
     252.3 Reservation of authority.
12:4.0.1.1.20.1.3.4SECTION 252.4
     252.4 Nonbank financial companies supervised by the Board.
12:4.0.1.1.20.1.3.5SECTION 252.5
     252.5 Categorization of banking organizations.
12:4.0.1.1.20.2SUBPART B
Subpart B - Company-Run Stress Test Requirements for State Member Banks With Total Consolidated Assets Over $250 Billion
12:4.0.1.1.20.2.3.1SECTION 252.10
     252.10 [Reserved]
12:4.0.1.1.20.2.3.2SECTION 252.11
     252.11 Authority and purpose.
12:4.0.1.1.20.2.3.3SECTION 252.12
     252.12 Definitions.
12:4.0.1.1.20.2.3.4SECTION 252.13
     252.13 Applicability.
12:4.0.1.1.20.2.3.5SECTION 252.14
     252.14 Stress test.
12:4.0.1.1.20.2.3.6SECTION 252.15
     252.15 Methodologies and practices.
12:4.0.1.1.20.2.3.7SECTION 252.16
     252.16 Reports of stress test results.
12:4.0.1.1.20.2.3.8SECTION 252.17
     252.17 Disclosure of stress test results.
12:4.0.1.1.20.3SUBPART C
Subpart C - Risk Committee Requirement for Bank Holding Companies With Total Consolidated Assets of $50 Billion or More and Less Than $100 Billion
12:4.0.1.1.20.3.3.1SECTION 252.20
     252.20 [Reserved]
12:4.0.1.1.20.3.3.2SECTION 252.21
     252.21 Applicability.
12:4.0.1.1.20.3.3.3SECTION 252.22
     252.22 Risk committee requirement for bank holding companies with total consolidated assets of $50 billion or more.
12:4.0.1.1.20.4SUBPART D
Subpart D - Enhanced Prudential Standards for Bank Holding Companies With Total Consolidated Assets of $100 Billion or More
12:4.0.1.1.20.4.3.1SECTION 252.30
     252.30 Scope.
12:4.0.1.1.20.4.3.2SECTION 252.31
     252.31 Applicability.
12:4.0.1.1.20.4.3.3SECTION 252.32
     252.32 Risk-based and leverage capital and stress test requirements.
12:4.0.1.1.20.4.3.4SECTION 252.33
     252.33 Risk-management and risk committee requirements.
12:4.0.1.1.20.4.3.5SECTION 252.34
     252.34 Liquidity risk-management requirements.
12:4.0.1.1.20.4.3.6SECTION 252.35
     252.35 Liquidity stress testing and buffer requirements.
12:4.0.1.1.20.5SUBPART E
Subpart E - Supervisory Stress Test Requirements for Certain U.S. Banking Organizations With $100 Billion or More in Total Consolidated Assets and Nonbank Financial Companies Supervised by the Board
12:4.0.1.1.20.5.3.1SECTION 252.40
     252.40 [Reserved]
12:4.0.1.1.20.5.3.2SECTION 252.41
     252.41 Authority and purpose.
12:4.0.1.1.20.5.3.3SECTION 252.42
     252.42 Definitions
12:4.0.1.1.20.5.3.4SECTION 252.43
     252.43 Applicability.
12:4.0.1.1.20.5.3.5SECTION 252.44
     252.44 Analysis conducted by the Board.
12:4.0.1.1.20.5.3.6SECTION 252.45
     252.45 Data and information required to be submitted in support of the Board's analyses.
12:4.0.1.1.20.5.3.7SECTION 252.46
     252.46 Review of the Board's analysis; publication of summary results.
12:4.0.1.1.20.5.3.8SECTION 252.47
     252.47 Corporate use of stress test results.
12:4.0.1.1.20.6SUBPART F
Subpart F - Company-Run Stress Test Requirements for Certain U.S. Bank Holding Companies and Nonbank Financial Companies Supervised by the Board
12:4.0.1.1.20.6.3.1SECTION 252.50
     252.50 [Reserved]
12:4.0.1.1.20.6.3.2SECTION 252.51
     252.51 Authority and purpose.
12:4.0.1.1.20.6.3.3SECTION 252.52
     252.52 Definitions.
12:4.0.1.1.20.6.3.4SECTION 252.53
     252.53 Applicability.
12:4.0.1.1.20.6.3.5SECTION 252.54
     252.54 Stress test.
12:4.0.1.1.20.6.3.6SECTION 252.55
     252.55 [Reserved]
12:4.0.1.1.20.6.3.7SECTION 252.56
     252.56 Methodologies and practices.
12:4.0.1.1.20.6.3.8SECTION 252.57
     252.57 Reports of stress test results.
12:4.0.1.1.20.6.3.9SECTION 252.58
     252.58 Disclosure of stress test results.
12:4.0.1.1.20.7SUBPART G
Subpart G - External Long-term Debt Requirement, External Total Loss-absorbing Capacity Requirement and Buffer, and Restrictions on Corporate Practices for U.S. Global Systemically Important Banking Organizations
12:4.0.1.1.20.7.3.1SECTION 252.60
     252.60 Applicability.
12:4.0.1.1.20.7.3.2SECTION 252.61
     252.61 Definitions.
12:4.0.1.1.20.7.3.3SECTION 252.62
     252.62 External long-term debt requirement.
12:4.0.1.1.20.7.3.4SECTION 252.63
     252.63 External total loss-absorbing capacity requirement and buffer.
12:4.0.1.1.20.7.3.5SECTION 252.64
     252.64 Restrictions on corporate practices of U.S. global systemically important banking organizations.
12:4.0.1.1.20.7.3.6SECTION 252.65
     252.65 Disclosure requirements.
12:4.0.1.1.20.8SUBPART H
Subpart H - Single-Counterparty Credit Limits
12:4.0.1.1.20.8.3.1SECTION 252.70
     252.70 Applicability and general provisions.
12:4.0.1.1.20.8.3.2SECTION 252.71
     252.71 Definitions.
12:4.0.1.1.20.8.3.3SECTION 252.72
     252.72 Credit exposure limits.
12:4.0.1.1.20.8.3.4SECTION 252.73
     252.73 Gross credit exposure.
12:4.0.1.1.20.8.3.5SECTION 252.74
     252.74 Net credit exposure.
12:4.0.1.1.20.8.3.6SECTION 252.75
     252.75 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company.
12:4.0.1.1.20.8.3.7SECTION 252.76
     252.76 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
12:4.0.1.1.20.8.3.8SECTION 252.77
     252.77 Exemptions.
12:4.0.1.1.20.8.3.9SECTION 252.78
     252.78 Compliance.
12:4.0.1.1.20.9SUBPART I
Subpart I - Requirements for Qualified Financial Contracts of Global Systemically Important Banking Organizations
12:4.0.1.1.20.9.3.1SECTION 252.81
     252.81 Definitions.
12:4.0.1.1.20.9.3.2SECTION 252.82
     252.82 Applicability.
12:4.0.1.1.20.9.3.3SECTION 252.83
     252.83 U.S. Special Resolution Regimes.
12:4.0.1.1.20.9.3.4SECTION 252.84
     252.84 Insolvency proceedings.
12:4.0.1.1.20.9.3.5SECTION 252.85
     252.85 Approval of enhanced creditor protection conditions.
12:4.0.1.1.20.9.3.6SECTION 252.86
     252.86 Foreign bank multi-branch master agreements.
12:4.0.1.1.20.9.3.7SECTION 252.87
     252.87 Identification of global systemically important foreign banking organizations.
12:4.0.1.1.20.9.3.8SECTION 252.88
     252.88 Exclusion of certain QFCs.
12:4.0.1.1.20.10SUBPART J
Subparts J-L [Reserved]
12:4.0.1.1.20.11SUBPART M
Subpart M - Risk Committee Requirement for Foreign Banking Organizations With Total Consolidated Assets of at Least $50 Billion but Less Than $100 Billion
12:4.0.1.1.20.11.3.1SECTION 252.130
     252.130 [Reserved]
12:4.0.1.1.20.11.3.2SECTION 252.131
     252.131 Applicability.
12:4.0.1.1.20.11.3.3SECTION 252.132
     252.132 Risk-committee requirements for foreign banking organizations with total consolidated assets of $50 billion or more but less than $100 billion.
12:4.0.1.1.20.12SUBPART N
Subpart N - Enhanced Prudential Standards for Foreign Banking Organizations With Total Consolidated Assets of $100 Billion or More and Combined U.S. Assets of Less Than $100 Billion
12:4.0.1.1.20.12.3.1SECTION 252.140
     252.140 Scope.
12:4.0.1.1.20.12.3.2SECTION 252.142
     252.142 Applicability.
12:4.0.1.1.20.12.3.3SECTION 252.143
     252.143 Risk-based and leverage capital requirements for foreign banking organizations with total consolidated assets of $250 billion or more and combined U.S. assets of less than $100 billion.
12:4.0.1.1.20.12.3.4SECTION 252.144
     252.144 Risk-management and risk-committee requirements for foreign banking organizations with total consolidated assets of $100 billion or more but combined U.S. assets of less than $100 billion.
12:4.0.1.1.20.12.3.5SECTION 252.145
     252.145 Liquidity risk-management requirements for foreign banking organizations with total consolidated assets of $250 billion or more and combined U.S. assets of less than $100 billion.
12:4.0.1.1.20.12.3.6SECTION 252.146
     252.146 Capital stress testing requirements for foreign banking organizations with total consolidated assets of $100 billion or more and combined U.S. assets of less than $100 billion.
12:4.0.1.1.20.12.3.7SECTION 252.147
     252.147 U.S. intermediate holding company requirement for foreign banking organizations with combined U.S. assets of less than $100 billion and U.S. non-branch assets of $50 billion or more.
12:4.0.1.1.20.13SUBPART O
Subpart O - Enhanced Prudential Standards for Foreign Banking Organizations With Total Consolidated Assets of $100 Billion or More and Combined U.S. Assets of $100 Billion or More
12:4.0.1.1.20.13.3.1SECTION 252.150
     252.150 Scope.
12:4.0.1.1.20.13.3.2SECTION 252.151
     252.151 [Reserved]
12:4.0.1.1.20.13.3.3SECTION 252.152
     252.152 Applicability.
12:4.0.1.1.20.13.3.4SECTION 252.153
     252.153 U.S. intermediate holding company requirement for foreign banking organizations with combined U.S. assets of $100 billion or more and U.S. non-branch assets of $50 billion or more.
12:4.0.1.1.20.13.3.5SECTION 252.154
     252.154 Risk-based and leverage capital requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
12:4.0.1.1.20.13.3.6SECTION 252.155
     252.155 Risk-management and risk-committee requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
12:4.0.1.1.20.13.3.7SECTION 252.156
     252.156 Liquidity risk-management requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
12:4.0.1.1.20.13.3.8SECTION 252.157
     252.157 Liquidity stress testing and buffer requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
12:4.0.1.1.20.13.3.9SECTION 252.158
     252.158 Capital stress testing requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
12:4.0.1.1.20.14SUBPART P
Subpart P - Covered IHC Long-Term Debt Requirement, Covered IHC Total Loss absorbing Capacity Requirement and Buffer, and Restrictions on Corporate Practices for Intermediate Holding Companies of Global Systemically Important Foreign Banking Organizations
12:4.0.1.1.20.14.3.1SECTION 252.160
     252.160 Applicability.
12:4.0.1.1.20.14.3.2SECTION 252.161
     252.161 Definitions.
12:4.0.1.1.20.14.3.3SECTION 252.162
     252.162 Covered IHC long-term debt requirement.
12:4.0.1.1.20.14.3.4SECTION 252.163
     252.163 Internal debt conversion order.
12:4.0.1.1.20.14.3.5SECTION 252.164
     252.164 Identification as a resolution Covered IHC or a non-resolution Covered IHC.
12:4.0.1.1.20.14.3.6SECTION 252.165
     252.165 Covered IHC total loss-absorbing capacity requirement and buffer.
12:4.0.1.1.20.14.3.7SECTION 252.166
     252.166 Restrictions on corporate practices of intermediate holding companies of global systemically important foreign banking organizations.
12:4.0.1.1.20.14.3.8SECTION 252.167
     252.167 Disclosure requirements for resolution Covered IHCs.
12:4.0.1.1.20.15SUBPART Q
Subpart Q - Single-Counterparty Credit Limits
12:4.0.1.1.20.15.3.1SECTION 252.170
     252.170 Applicability and general provisions.
12:4.0.1.1.20.15.3.2SECTION 252.171
     252.171 Definitions.
12:4.0.1.1.20.15.3.3SECTION 252.172
     252.172 Credit exposure limits.
12:4.0.1.1.20.15.3.4SECTION 252.173
     252.173 Gross credit exposure.
12:4.0.1.1.20.15.3.5SECTION 252.174
     252.174 Net credit exposure.
12:4.0.1.1.20.15.3.6SECTION 252.175
     252.175 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not affiliates of the covered foreign entity.
12:4.0.1.1.20.15.3.7SECTION 252.176
     252.176 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
12:4.0.1.1.20.15.3.8SECTION 252.177
     252.177 Exemptions.
12:4.0.1.1.20.15.3.9SECTION 252.178
     252.178 Compliance.
12:4.0.1.1.20.16SUBPART R
Subparts R-T [Reserved]
12:4.0.1.1.20.17SUBPART U
Subpart U - Debt-to-Equity Limits for U.S. Bank Holding Companies and Foreign Banking Organizations
12:4.0.1.1.20.17.3.1SECTION 252.220
     252.220 Debt-to-equity limits for U.S. bank holding companies.
12:4.0.1.1.20.17.3.2SECTION 252.221
     252.221 Debt-to-equity limits for foreign banking organizations.
12:4.0.1.1.20.18SUBPART 0
12:4.0.1.1.20.19.3.1.12APPENDIX Appendix A
  Appendix A to Part 252 - Policy Statement on the Scenario Design Framework for Stress Testing
12:4.0.1.1.20.19.3.1.13APPENDIX Appendix B
  Appendix B to Part 252 - Stress Testing Policy Statement
12:4.0.1.1.21PART 261
PART 261 - RULES REGARDING AVAILABILITY OF INFORMATION
12:4.0.1.1.21.1SUBPART A
Subpart A - General Provisions
12:4.0.1.1.21.1.3.1SECTION 261.1
     261.1 Authority, purpose, and scope.
12:4.0.1.1.21.1.3.2SECTION 261.2
     261.2 Definitions.
12:4.0.1.1.21.1.3.3SECTION 261.3
     261.3 Custodian of records; certification; service; alternative authority.
12:4.0.1.1.21.2SUBPART B
Subpart B - Published Information and Records Available to Public; Procedures for Requests
12:4.0.1.1.21.2.3.1SECTION 261.10
     261.10 Published information.
12:4.0.1.1.21.2.3.2SECTION 261.11
     261.11 Records available for public inspection.
12:4.0.1.1.21.2.3.3SECTION 261.12
     261.12 Records available to public upon request.
12:4.0.1.1.21.2.3.4SECTION 261.13
     261.13 Processing requests.
12:4.0.1.1.21.2.3.5SECTION 261.14
     261.14 Exemptions from disclosure.
12:4.0.1.1.21.2.3.6SECTION 261.15
     261.15 Request for confidential treatment.
12:4.0.1.1.21.2.3.7SECTION 261.16
     261.16 Request for access to confidential commercial or financial information.
12:4.0.1.1.21.2.3.8SECTION 261.17
     261.17 Fee schedules; waiver of fees.
12:4.0.1.1.21.3SUBPART C
Subpart C - Confidential Information Made Available to Supervised Institutions, Financial Institution Supervisory Agencies, Law Enforcement Agencies, and Others in Certain Circumstances
12:4.0.1.1.21.3.3.1SECTION 261.20
     261.20 Confidential supervisory information made available to supervised financial institutions and financial institution supervisory agencies.
12:4.0.1.1.21.3.3.2SECTION 261.21
     261.21 Confidential information made available to law enforcement agencies and other nonfinancial institution supervisory agencies.
12:4.0.1.1.21.3.3.3SECTION 261.22
     261.22 Other disclosure of confidential supervisory information.
12:4.0.1.1.21.3.3.4SECTION 261.23
     261.23 Subpoenas, orders compelling production, and other process.
12:4.0.1.1.22PART 261a
PART 261a - RULES REGARDING ACCESS TO PERSONAL INFORMATION UNDER THE PRIVACY ACT 1974
12:4.0.1.1.22.1SUBPART A
Subpart A - General Provisions
12:4.0.1.1.22.1.3.1SECTION 261a.1
     261a.1 Authority, purpose and scope.
12:4.0.1.1.22.1.3.2SECTION 261a.2
     261a.2 Definitions.
12:4.0.1.1.22.1.3.3SECTION 261a.3
     261a.3 Custodian of records; delegations of authority.
12:4.0.1.1.22.1.3.4SECTION 261a.4
     261a.4 Fees.
12:4.0.1.1.22.2SUBPART B
Subpart B - Procedures for Requests by Individuals to Whom Record Pertains
12:4.0.1.1.22.2.3.1SECTION 261a.5
     261a.5 Request for access to records.
12:4.0.1.1.22.2.3.2SECTION 261a.6
     261a.6 Board procedures for responding to request for access.
12:4.0.1.1.22.2.3.3SECTION 261a.7
     261a.7 Special procedures for medical records.
12:4.0.1.1.22.2.3.4SECTION 261a.8
     261a.8 Request for amendment of record.
12:4.0.1.1.22.2.3.5SECTION 261a.9
     261a.9 Board review of request for amendment of record.
12:4.0.1.1.22.2.3.6SECTION 261a.10
     261a.10 Appeal of adverse determination of request for access or amendment.
12:4.0.1.1.22.3SUBPART C
Subpart C - Disclosure of Records
12:4.0.1.1.22.3.3.1SECTION 261a.11
     261a.11 Restrictions on disclosure.
12:4.0.1.1.22.3.3.2SECTION 261a.12
     261a.12 Exempt records.
12:4.0.1.1.23PART 261b
PART 261b - RULES REGARDING PUBLIC OBSERVATION OF MEETINGS
12:4.0.1.1.23.0.3.1SECTION 261b.1
     261b.1 Basis and scope.
12:4.0.1.1.23.0.3.2SECTION 261b.2
     261b.2 Definitions.
12:4.0.1.1.23.0.3.3SECTION 261b.3
     261b.3 Conduct of agency business.
12:4.0.1.1.23.0.3.4SECTION 261b.4
     261b.4 Meetings open to public observation.
12:4.0.1.1.23.0.3.5SECTION 261b.5
     261b.5 Exemptions.
12:4.0.1.1.23.0.3.6SECTION 261b.6
     261b.6 Public announcement of meetings.
12:4.0.1.1.23.0.3.7SECTION 261b.7
     261b.7 Meetings closed to public observation under expedited procedures.
12:4.0.1.1.23.0.3.8SECTION 261b.8
     261b.8 Meetings closed to public observation under regular procedures.
12:4.0.1.1.23.0.3.9SECTION 261b.9
     261b.9 Changes with respect to publicly announced meeting.
12:4.0.1.1.23.0.3.10SECTION 261b.10
     261b.10 Certification of General Counsel.
12:4.0.1.1.23.0.3.11SECTION 261b.11
     261b.11 Transcripts, recordings, and minutes.
12:4.0.1.1.23.0.3.12SECTION 261b.12
     261b.12 Procedures for inspection and obtaining copies of transcriptions and minutes.
12:4.0.1.1.23.0.3.13SECTION 261b.13
     261b.13 Fees.
12:4.0.1.1.24PART 262
PART 262 - RULES OF PROCEDURE
12:4.0.1.1.24.0.3.1SECTION 262.1
     262.1 Basis and scope.
12:4.0.1.1.24.0.3.2SECTION 262.2
     262.2 Procedure for regulations.
12:4.0.1.1.24.0.3.3SECTION 262.3
     262.3 Applications.
12:4.0.1.1.24.0.3.4SECTION 262.4
     262.4 Adjudication with formal hearing.
12:4.0.1.1.24.0.3.5SECTION 262.5
     262.5 Appearance and practice.
12:4.0.1.1.24.0.3.6SECTION 262.6
     262.6 Forms.
12:4.0.1.1.24.0.3.7SECTION 262.7-262.24
     262.7-262.24 [Reserved]
12:4.0.1.1.24.0.3.8SECTION 262.25
     262.25 Policy statement regarding notice of applications; timeliness of comments; informal meetings.
12:4.0.1.1.25PART 263
PART 263 - RULES OF PRACTICE FOR HEARINGS
12:4.0.1.1.25.1SUBPART A
Subpart A - Uniform Rules of Practice and Procedure
12:4.0.1.1.25.1.3.1SECTION 263.1
     263.1 Scope.
12:4.0.1.1.25.1.3.2SECTION 263.2
     263.2 Rules of construction.
12:4.0.1.1.25.1.3.3SECTION 263.3
     263.3 Definitions.
12:4.0.1.1.25.1.3.4SECTION 263.4
     263.4 Authority of the Board.
12:4.0.1.1.25.1.3.5SECTION 263.5
     263.5 Authority of the administrative law judge.
12:4.0.1.1.25.1.3.6SECTION 263.6
     263.6 Appearance and practice in adjudicatory proceedings.
12:4.0.1.1.25.1.3.7SECTION 263.7
     263.7 Good faith certification.
12:4.0.1.1.25.1.3.8SECTION 263.8
     263.8 Conflicts of interest.
12:4.0.1.1.25.1.3.9SECTION 263.9
     263.9 Ex parte communications.
12:4.0.1.1.25.1.3.10SECTION 263.10
     263.10 Filing of papers.
12:4.0.1.1.25.1.3.11SECTION 263.11
     263.11 Service of papers.
12:4.0.1.1.25.1.3.12SECTION 263.12
     263.12 Construction of time limits.
12:4.0.1.1.25.1.3.13SECTION 263.13
     263.13 Change of time limits.
12:4.0.1.1.25.1.3.14SECTION 263.14
     263.14 Witness fees and expenses.
12:4.0.1.1.25.1.3.15SECTION 263.15
     263.15 Opportunity for informal settlement.
12:4.0.1.1.25.1.3.16SECTION 263.16
     263.16 The Board's right to conduct examination.
12:4.0.1.1.25.1.3.17SECTION 263.17
     263.17 Collateral attacks on adjudicatory proceeding.
12:4.0.1.1.25.1.3.18SECTION 263.18
     263.18 Commencement of proceeding and contents of notice.
12:4.0.1.1.25.1.3.19SECTION 263.19
     263.19 Answer.
12:4.0.1.1.25.1.3.20SECTION 263.20
     263.20 Amended pleadings.
12:4.0.1.1.25.1.3.21SECTION 263.21
     263.21 Failure to appear.
12:4.0.1.1.25.1.3.22SECTION 263.22
     263.22 Consolidation and severance of actions.
12:4.0.1.1.25.1.3.23SECTION 263.23
     263.23 Motions.
12:4.0.1.1.25.1.3.24SECTION 263.24
     263.24 Scope of document discovery.
12:4.0.1.1.25.1.3.25SECTION 263.25
     263.25 Request for document discovery from parties.
12:4.0.1.1.25.1.3.26SECTION 263.26
     263.26 Document subpoenas to nonparties.
12:4.0.1.1.25.1.3.27SECTION 263.27
     263.27 Deposition of witness unavailable for hearing.
12:4.0.1.1.25.1.3.28SECTION 263.28
     263.28 Interlocutory review.
12:4.0.1.1.25.1.3.29SECTION 263.29
     263.29 Summary disposition.
12:4.0.1.1.25.1.3.30SECTION 263.30
     263.30 Partial summary disposition.
12:4.0.1.1.25.1.3.31SECTION 263.31
     263.31 Scheduling and prehearing conferences.
12:4.0.1.1.25.1.3.32SECTION 263.32
     263.32 Prehearing submissions.
12:4.0.1.1.25.1.3.33SECTION 263.33
     263.33 Public hearings.
12:4.0.1.1.25.1.3.34SECTION 263.34
     263.34 Hearing subpoenas.
12:4.0.1.1.25.1.3.35SECTION 263.35
     263.35 Conduct of hearings.
12:4.0.1.1.25.1.3.36SECTION 263.36
     263.36 Evidence.
12:4.0.1.1.25.1.3.37SECTION 263.37
     263.37 Post-hearing filings.
12:4.0.1.1.25.1.3.38SECTION 263.38
     263.38 Recommended decision and filing of record.
12:4.0.1.1.25.1.3.39SECTION 263.39
     263.39 Exceptions to recommended decision.
12:4.0.1.1.25.1.3.40SECTION 263.40
     263.40 Review by the Board.
12:4.0.1.1.25.1.3.41SECTION 263.41
     263.41 Stays pending judicial review.
12:4.0.1.1.25.2SUBPART B
Subpart B - Board Local Rules Supplementing the Uniform Rules
12:4.0.1.1.25.2.3.1SECTION 263.50
     263.50 Purpose and scope.
12:4.0.1.1.25.2.3.2SECTION 263.51
     263.51 Definitions.
12:4.0.1.1.25.2.3.3SECTION 263.52
     263.52 Address for filing.
12:4.0.1.1.25.2.3.4SECTION 263.53
     263.53 Discovery depositions.
12:4.0.1.1.25.2.3.5SECTION 263.54
     263.54 Delegation to the Office of Financial Institution Adjudication.
12:4.0.1.1.25.2.3.6SECTION 263.55
     263.55 Board as Presiding Officer.
12:4.0.1.1.25.2.3.7SECTION 263.56
     263.56 Initial licensing proceedings.
12:4.0.1.1.25.3SUBPART C
Subpart C - Rules and Procedures for Assessment and Collection of Civil Money Penalties
12:4.0.1.1.25.3.3.1SECTION 263.60
     263.60 Scope.
12:4.0.1.1.25.3.3.2SECTION 263.61
     263.61 Opportunity for informal proceeding.
12:4.0.1.1.25.3.3.3SECTION 263.62
     263.62 Relevant considerations for assessment of civil penalty.
12:4.0.1.1.25.3.3.4SECTION 263.63
     263.63 Assessment order.
12:4.0.1.1.25.3.3.5SECTION 263.64
     263.64 Payment of civil penalty.
12:4.0.1.1.25.3.3.6SECTION 263.65
     263.65 Civil money penalty inflation adjustments.
12:4.0.1.1.25.4SUBPART D
Subpart D - Rules and Procedures Applicable to Suspension or Removal of an Institution-Affiliated Party Where a Felony is Charged or Proven
12:4.0.1.1.25.4.3.1SECTION 263.70
     263.70 Purpose and scope.
12:4.0.1.1.25.4.3.2SECTION 263.71
     263.71 Notice or order of suspension, removal, or prohibition.
12:4.0.1.1.25.4.3.3SECTION 263.72
     263.72 Request for informal hearing.
12:4.0.1.1.25.4.3.4SECTION 263.73
     263.73 Order for informal hearing.
12:4.0.1.1.25.4.3.5SECTION 263.74
     263.74 Decision of the Board.
12:4.0.1.1.25.5SUBPART E
Subpart E - Procedures for Issuance and Enforcement of Directives To Maintain Adequate Capital
12:4.0.1.1.25.5.3.1SECTION 263.80
     263.80 Purpose and scope.
12:4.0.1.1.25.5.3.2SECTION 263.81
     263.81 Definitions.
12:4.0.1.1.25.5.3.3SECTION 263.82
     263.82 Establishment of minimum capital levels.
12:4.0.1.1.25.5.3.4SECTION 263.83
     263.83 Issuance of capital directives.
12:4.0.1.1.25.5.3.5SECTION 263.84
     263.84 Enforcement of directive.
12:4.0.1.1.25.5.3.6SECTION 263.85
     263.85 Establishment of increased capital level for specific institutions.
12:4.0.1.1.25.6SUBPART F
Subpart F - Practice Before the Board
12:4.0.1.1.25.6.3.1SECTION 263.90
     263.90 Scope.
12:4.0.1.1.25.6.3.2SECTION 263.91
     263.91 Censure, suspension or debarment.
12:4.0.1.1.25.6.3.3SECTION 263.92
     263.92 Definitions.
12:4.0.1.1.25.6.3.4SECTION 263.93
     263.93 Eligibility to practice.
12:4.0.1.1.25.6.3.5SECTION 263.94
     263.94 Conduct warranting sanctions.
12:4.0.1.1.25.6.3.6SECTION 263.95
     263.95 Initiation of disciplinary proceeding.
12:4.0.1.1.25.6.3.7SECTION 263.96
     263.96 Conferences.
12:4.0.1.1.25.6.3.8SECTION 263.97
     263.97 Proceedings under this subpart.
12:4.0.1.1.25.6.3.9SECTION 263.98
     263.98 Effect of suspension, debarment or censure.
12:4.0.1.1.25.6.3.10SECTION 263.99
     263.99 Petition for reinstatement.
12:4.0.1.1.25.7SUBPART G
Subpart G - Rules Regarding Claims Under the Equal Access to Justice Act
12:4.0.1.1.25.7.3.1SECTION 263.100
     263.100 Authority and scope.
12:4.0.1.1.25.7.3.2SECTION 263.101
     263.101 Standards for awards.
12:4.0.1.1.25.7.3.3SECTION 263.102
     263.102 Prevailing party.
12:4.0.1.1.25.7.3.4SECTION 263.103
     263.103 Eligibility of applicants.
12:4.0.1.1.25.7.3.5SECTION 263.104
     263.104 Application for awards.
12:4.0.1.1.25.7.3.6SECTION 263.105
     263.105 Statement of net worth.
12:4.0.1.1.25.7.3.7SECTION 263.106
     263.106 Measure of awards.
12:4.0.1.1.25.7.3.8SECTION 263.107
     263.107 Statement of fees and expenses.
12:4.0.1.1.25.7.3.9SECTION 263.108
     263.108 Responses to application.
12:4.0.1.1.25.7.3.10SECTION 263.109
     263.109 Further proceedings.
12:4.0.1.1.25.7.3.11SECTION 263.110
     263.110 Recommended decision.
12:4.0.1.1.25.7.3.12SECTION 263.111
     263.111 Action by the Board.
12:4.0.1.1.25.8SUBPART H
Subpart H - Issuance and Review of Orders Pursuant to Prompt Corrective Action Provisions of the Federal Deposit Insurance Act
12:4.0.1.1.25.8.3.1SECTION 263.201
     263.201 Scope.
12:4.0.1.1.25.8.3.2SECTION 263.202
     263.202 Directives to take prompt regulatory action.
12:4.0.1.1.25.8.3.3SECTION 263.203
     263.203 Procedures for reclassifying a state member bank based on criteria other than capital.
12:4.0.1.1.25.8.3.4SECTION 263.204
     263.204 Order to dismiss a director or senior executive officer.
12:4.0.1.1.25.8.3.5SECTION 263.205
     263.205 Enforcement of directives.
12:4.0.1.1.25.9SUBPART I
Subpart I - Submission and Review of Safety and Soundness Compliance Plans and Issuance of Orders To Correct Safety and Soundness Deficiencies
12:4.0.1.1.25.9.3.1SECTION 263.300
     263.300 Scope.
12:4.0.1.1.25.9.3.2SECTION 263.301
     263.301 Purpose.
12:4.0.1.1.25.9.3.3SECTION 263.302
     263.302 Determination and notification of failure to meet safety and soundness standard and request for compliance plan.
12:4.0.1.1.25.9.3.4SECTION 263.303
     263.303 Filing of safety and soundness compliance plan.
12:4.0.1.1.25.9.3.5SECTION 263.304
     263.304 Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
12:4.0.1.1.25.9.3.6SECTION 263.305
     263.305 Enforcement of orders.
12:4.0.1.1.25.10SUBPART J
Subpart J - Removal, Suspension, and Debarment of Accountants From Performing Audit Services
12:4.0.1.1.25.10.3.1SECTION 263.400
     263.400 Scope.
12:4.0.1.1.25.10.3.2SECTION 263.401
     263.401 Definitions.
12:4.0.1.1.25.10.3.3SECTION 263.402
     263.402 Removal, suspension, or debarment.
12:4.0.1.1.25.10.3.4SECTION 263.403
     263.403 Automatic removal, suspension, and debarment.
12:4.0.1.1.25.10.3.5SECTION 263.404
     263.404 Notice of removal, suspension, or debarment.
12:4.0.1.1.25.10.3.6SECTION 263.405
     263.405 Petition for reinstatement.
12:4.0.1.1.26PART 264
PART 264 - EMPLOYEE RESPONSIBILITIES AND CONDUCT
12:4.0.1.1.26.0.3.1SECTION 264.101
     264.101 Cross-reference to employees' ethical conduct standards and financial disclosure regulations.
12:4.0.1.1.27PART 264a
PART 264a - POST-EMPLOYMENT RESTRICTIONS FOR SENIOR EXAMINERS
12:4.0.1.1.27.0.3.1SECTION 264a.1
     264a.1 What is the purpose and scope of this part
12:4.0.1.1.27.0.3.2SECTION 264a.2
     264a.2 Who is considered a senior examiner of the Federal Reserve
12:4.0.1.1.27.0.3.3SECTION 264a.3
     264a.3 What special post-employment restrictions apply to senior examiners
12:4.0.1.1.27.0.3.4SECTION 264a.4
     264a.4 When do these special restrictions become effective and may they be waived
12:4.0.1.1.27.0.3.5SECTION 264a.5
     264a.5 What are the penalties for violating these special post-employment restrictions
12:4.0.1.1.27.0.3.6SECTION 264a.6
     264a.6 What other definitions and rules of construction apply for purposes of this part
12:4.0.1.1.28PART 264b
PART 264b - RULES REGARDING FOREIGN GIFTS AND DECORATIONS
12:4.0.1.1.28.0.3.1SECTION 264b.1
     264b.1 Purpose and scope.
12:4.0.1.1.28.0.3.2SECTION 264b.2
     264b.2 Definitions.
12:4.0.1.1.28.0.3.3SECTION 264b.3
     264b.3 Restrictions on acceptance of gifts and decorations.
12:4.0.1.1.28.0.3.4SECTION 264b.4
     264b.4 Gifts of minimal value.
12:4.0.1.1.28.0.3.5SECTION 264b.5
     264b.5 Gifts of more than minimal value.
12:4.0.1.1.28.0.3.6SECTION 264b.6
     264b.6 Requirements for gifts of more than minimal value.
12:4.0.1.1.28.0.3.7SECTION 264b.7
     264b.7 Decorations.
12:4.0.1.1.28.0.3.8SECTION 264b.8
     264b.8 Disposition or retention of gifts and decorations deposited with the Office of the Secretary.
12:4.0.1.1.28.0.3.9SECTION 264b.9
     264b.9 Enforcement.
12:4.0.1.1.28.0.3.10SECTION 264b.10
     264b.10 Certain grants excluded.
12:4.0.1.1.29PART 265
PART 265 - RULES REGARDING DELEGATION OF AUTHORITY
12:4.0.1.1.29.0.3.1SECTION 265.1
     265.1 Authority, purpose, and scope.
12:4.0.1.1.29.0.3.2SECTION 265.2
     265.2 Delegation of functions generally.
12:4.0.1.1.29.0.3.3SECTION 265.3
     265.3 Board review of delegated actions.
12:4.0.1.1.29.0.3.4SECTION 265.4
     265.4 Functions delegated to Board members.
12:4.0.1.1.29.0.3.5SECTION 265.5
     265.5 Functions delegated to Secretary of the Board.
12:4.0.1.1.29.0.3.6SECTION 265.6
     265.6 Functions delegated to General Counsel.
12:4.0.1.1.29.0.3.7SECTION 265.7
     265.7 Functions delegated to Director of Division of Supervision and Regulation.
12:4.0.1.1.29.0.3.8SECTION 265.8
     265.8 Functions delegated to the Staff Director of the Division of International Finance.
12:4.0.1.1.29.0.3.9SECTION 265.9
     265.9 Functions delegated to the Director of Division of Consumer and Community Affairs.
12:4.0.1.1.29.0.3.10SECTION 265.10
     265.10 Functions delegated to Secretary of Federal Open Market Committee.
12:4.0.1.1.29.0.3.11SECTION 265.11
     265.11 Functions delegated to Federal Reserve Banks.
12:4.0.1.1.30PART 266
PART 266 - LIMITATIONS ON ACTIVITIES OF FORMER MEMBERS AND EMPLOYEES OF THE BOARD
12:4.0.1.1.30.0.3.1SECTION 266.1
     266.1 Basis and scope.
12:4.0.1.1.30.0.3.2SECTION 266.2
     266.2 Definitions.
12:4.0.1.1.30.0.3.3SECTION 266.3
     266.3 Limitations.
12:4.0.1.1.30.0.3.4SECTION 266.4
     266.4 Suspension of appearance privilege.
12:4.0.1.1.30.0.3.5SECTION 266.5
     266.5 Criminal penalties.
12:4.0.1.1.31PART 267
PART 267 - PROCEDURES FOR DEBT COLLECTION
12:4.0.1.1.31.0.3.1SECTION 267.1
     267.1 Purpose and scope.
12:4.0.1.1.31.0.3.2SECTION 267.2
     267.2 Definitions.
12:4.0.1.1.31.0.3.3SECTION 267.3
     267.3 Referral of debts for collection action, including offset.
12:4.0.1.1.31.0.3.4SECTION 267.4
     267.4 Administrative wage garnishment.
12:4.0.1.1.31.0.3.5SECTION 267.5
     267.5 Salary offset.
12:4.0.1.1.31.0.3.6SECTION 267.6
     267.6 Interest, penalties, and administrative costs.
12:4.0.1.1.32PART 268
PART 268 - RULES REGARDING EQUAL OPPORTUNITY
12:4.0.1.1.32.1SUBPART A
Subpart A - General Provisions and Administration
12:4.0.1.1.32.1.3.1SECTION 268.1
     268.1 Authority, purpose and scope.
12:4.0.1.1.32.1.3.2SECTION 268.2
     268.2 Definitions.
12:4.0.1.1.32.2SUBPART B
Subpart B - Board Program To Promote Equal Opportunity
12:4.0.1.1.32.2.3.1SECTION 268.101
     268.101 General policy for equal opportunity.
12:4.0.1.1.32.2.3.2SECTION 268.102
     268.102 Board program for equal employment opportunity.
12:4.0.1.1.32.2.3.3SECTION 268.103
     268.103 Complaints of discrimination covered by this part.
12:4.0.1.1.32.2.3.4SECTION 268.104
     268.104 Pre-complaint processing.
12:4.0.1.1.32.2.3.5SECTION 268.105
     268.105 Individual complaints.
12:4.0.1.1.32.2.3.6SECTION 268.106
     268.106 Dismissals of complaints.
12:4.0.1.1.32.2.3.7SECTION 268.107
     268.107 Investigation of complaints.
12:4.0.1.1.32.2.3.8SECTION 268.108
     268.108 Hearings.
12:4.0.1.1.32.2.3.9SECTION 268.109
     268.109 Final action by the Board.
12:4.0.1.1.32.3SUBPART C
Subpart C - Provisions Applicable to Particular Complaints
12:4.0.1.1.32.3.3.1SECTION 268.201
     268.201 Age Discrimination in Employment Act.
12:4.0.1.1.32.3.3.2SECTION 268.202
     268.202 Equal Pay Act.
12:4.0.1.1.32.3.3.3SECTION 268.203
     268.203 Rehabilitation Act.
12:4.0.1.1.32.3.3.4SECTION 268.204
     268.204 Class complaints.
12:4.0.1.1.32.3.3.5SECTION 268.205
     268.205 [Reserved]
12:4.0.1.1.32.4SUBPART D
Subpart D - Related Processes
12:4.0.1.1.32.4.3.1SECTION 268.301
     268.301 Negotiated grievance procedure.
12:4.0.1.1.32.4.3.2SECTION 268.302
     268.302 [Reserved]
12:4.0.1.1.32.5SUBPART E
Subpart E - Appeals to the Equal Employment Opportunity Commission
12:4.0.1.1.32.5.3.1SECTION 268.401
     268.401 Appeals to the Equal Employment Opportunity Commission.
12:4.0.1.1.32.5.3.2SECTION 268.402
     268.402 Time for appeals to the Equal Employment Opportunity Commission.
12:4.0.1.1.32.5.3.3SECTION 268.403
     268.403 How to appeal.
12:4.0.1.1.32.5.3.4SECTION 268.404
     268.404 Appellate Procedure.
12:4.0.1.1.32.5.3.5SECTION 268.405
     268.405 Decisions on appeals.
12:4.0.1.1.32.5.3.6SECTION 268.406
     268.406 Civil action: title VII, Age Discrimination in Employment Act and Rehabilitation Act.
12:4.0.1.1.32.5.3.7SECTION 268.407
     268.407 Civil action: Equal Pay Act.
12:4.0.1.1.32.5.3.8SECTION 268.408
     268.408 Effect of filing a civil action.
12:4.0.1.1.32.6SUBPART F
Subpart F - Remedies and Enforcement
12:4.0.1.1.32.6.3.1SECTION 268.501
     268.501 Remedies and relief.
12:4.0.1.1.32.6.3.2SECTION 268.502
     268.502 Compliance with final Commission decisions.
12:4.0.1.1.32.6.3.3SECTION 268.503
     268.503 Enforcement of final EEOC decisions.
12:4.0.1.1.32.6.3.4SECTION 268.504
     268.504 Compliance with settlement agreements and final actions.
12:4.0.1.1.32.6.3.5SECTION 268.505
     268.505 Interim relief.
12:4.0.1.1.32.7SUBPART G
Subpart G - Matters of General Applicability
12:4.0.1.1.32.7.3.1SECTION 268.601
     268.601 EEO group statistics.
12:4.0.1.1.32.7.3.2SECTION 268.602
     268.602 Reports to the Commission.
12:4.0.1.1.32.7.3.3SECTION 268.603
     268.603 Voluntary settlement attempts.
12:4.0.1.1.32.7.3.4SECTION 268.604
     268.604 Filing and computation of time.
12:4.0.1.1.32.7.3.5SECTION 268.605
     268.605 Representation and official time.
12:4.0.1.1.32.7.3.6SECTION 268.606
     268.606 Joint processing and consolidation of complaints.
12:4.0.1.1.32.7.3.7SECTION 268.607
     268.607 Delegation of authority.
12:4.0.1.1.32.8SUBPART H
Subpart H - Prohibition Against Discrimination in Board Programs and Activities Because of Physical or Mental Disability
12:4.0.1.1.32.8.3.1SECTION 268.701
     268.701 Purpose and application.
12:4.0.1.1.32.8.3.2SECTION 268.702
     268.702 Definitions.
12:4.0.1.1.32.8.3.3SECTION 268.703
     268.703 Notice.
12:4.0.1.1.32.8.3.4SECTION 268.704
     268.704 General prohibitions against discrimination.
12:4.0.1.1.32.8.3.5SECTION 268.705
     268.705 Employment.
12:4.0.1.1.32.8.3.6SECTION 268.706
     268.706 Program accessibility: Discrimination prohibited.
12:4.0.1.1.32.8.3.7SECTION 268.707
     268.707 Program accessibility: Existing facilities.
12:4.0.1.1.32.8.3.8SECTION 268.708
     268.708 Program accessibility: New construction and alterations.
12:4.0.1.1.32.8.3.9SECTION 268.709
     268.709 Communications.
12:4.0.1.1.32.8.3.10SECTION 268.710
     268.710 Compliance procedures.
12:4.0.1.1.33PART 269
PART 269 - POLICY ON LABOR RELATIONS FOR THE FEDERAL RESERVE BANKS
12:4.0.1.1.33.0.3.1SECTION 269.1
     269.1 Definition of a labor organization.
12:4.0.1.1.33.0.3.2SECTION 269.2
     269.2 Membership in a labor organization.
12:4.0.1.1.33.0.3.3SECTION 269.3
     269.3 Recognition of a labor organization and its relationship to a Federal Reserve Bank.
12:4.0.1.1.33.0.3.4SECTION 269.4
     269.4 Determination of appropriate bargaining unit.
12:4.0.1.1.33.0.3.5SECTION 269.5
     269.5 Elections.
12:4.0.1.1.33.0.3.6SECTION 269.6
     269.6 Unfair labor practices.
12:4.0.1.1.33.0.3.7SECTION 269.7
     269.7 Approval of agreement and required contents.
12:4.0.1.1.33.0.3.8SECTION 269.8
     269.8 Grievance procedures.
12:4.0.1.1.33.0.3.9SECTION 269.9
     269.9 Mediation of negotiation impasses.
12:4.0.1.1.33.0.3.10SECTION 269.10
     269.10 Time for internal labor organization business, consultations and negotiations.
12:4.0.1.1.33.0.3.11SECTION 269.11
     269.11 Federal Reserve System Labor Relations Panel.
12:4.0.1.1.33.0.3.12SECTION 269.12
     269.12 Amendment.
12:4.0.1.1.34PART 269a
PART 269a - DEFINITIONS
12:4.0.1.1.34.0.3.1SECTION 269a.1
     269a.1 Party.
12:4.0.1.1.34.0.3.2SECTION 269a.2
     269a.2 Party in interest.
12:4.0.1.1.34.0.3.3SECTION 269a.3
     269a.3 Intervenor.
12:4.0.1.1.34.0.3.4SECTION 269a.4
     269a.4 Investigator.
12:4.0.1.1.34.0.3.5SECTION 269a.5
     269a.5 Hearing officer.
12:4.0.1.1.35PART 269b
PART 269b - CHARGES OF UNFAIR LABOR PRACTICES
12:4.0.1.1.35.0.3SUBJGRP 3
  Charges of Violations of § 269.6 (of the Policy)
12:4.0.1.1.35.0.3.1SECTION 269b.110
     269b.110 Charges.
12:4.0.1.1.35.0.3.2SECTION 269b.111
     269b.111 Filing of charges.
12:4.0.1.1.35.0.3.3SECTION 269b.112
     269b.112 Contents of the charge.
12:4.0.1.1.35.0.3.4SECTION 269b.113
     269b.113 Withdrawal or settlement.
12:4.0.1.1.35.0.3.5SECTION 269b.120
     269b.120 Answer to a charge.
12:4.0.1.1.35.0.3.6SECTION 269b.121
     269b.121 Contents of answer.
12:4.0.1.1.35.0.4SUBJGRP 4
  Preliminary Investigation
12:4.0.1.1.35.0.4.7SECTION 269b.210
     269b.210 Referral to National Center for Dispute Settlement.
12:4.0.1.1.35.0.4.8SECTION 269b.220
     269b.220 Priority; acceleration of proceedings.
12:4.0.1.1.35.0.4.9SECTION 269b.230
     269b.230 Assessment of costs; posting of bond.
12:4.0.1.1.35.0.4.10SECTION 269b.240
     269b.240 The investigation.
12:4.0.1.1.35.0.5SUBJGRP 5
  Appeal From the Center's Determination
12:4.0.1.1.35.0.5.11SECTION 269b.310
     269b.310 Appeal rights.
12:4.0.1.1.35.0.5.12SECTION 269b.320
     269b.320 Proceedings before the panel.
12:4.0.1.1.35.0.6SUBJGRP 6
  Formal Proceedings
12:4.0.1.1.35.0.6.13SECTION 269b.410
     269b.410 Notice of hearing.
12:4.0.1.1.35.0.6.14SECTION 269b.420
     269b.420 Designation of hearing officer.
12:4.0.1.1.35.0.6.15SECTION 269b.430
     269b.430 Contents of notice of hearing.
12:4.0.1.1.35.0.6.16SECTION 269b.440
     269b.440 Conduct of hearing.
12:4.0.1.1.35.0.6.17SECTION 269b.441
     269b.441 Rights of parties.
12:4.0.1.1.35.0.6.18SECTION 269b.442
     269b.442 Duties and powers of the hearing officer.
12:4.0.1.1.35.0.6.19SECTION 269b.443
     269b.443 Motions before or after a hearing.
12:4.0.1.1.35.0.6.20SECTION 269b.444
     269b.444 Objection to conduct of hearing; other motions during hearing.
12:4.0.1.1.35.0.6.21SECTION 269b.450
     269b.450 Submission of hearing officer's report to the panel.
12:4.0.1.1.35.0.7SUBJGRP 7
  Panel Review of Hearing Officer's Report and Recommended Decision
12:4.0.1.1.35.0.7.22SECTION 269b.510
     269b.510 Review by panel.
12:4.0.1.1.35.0.7.23SECTION 269b.520
     269b.520 Exceptions to hearing officer's report.
12:4.0.1.1.35.0.7.24SECTION 269b.530
     269b.530 Briefs in support of the hearing officer's report.
12:4.0.1.1.35.0.7.25SECTION 269b.540
     269b.540 Action by the panel.
12:4.0.1.1.35.0.8SUBJGRP 8
  Compliance
12:4.0.1.1.35.0.8.26SECTION 269b.610
     269b.610 Procedures.
12:4.0.1.1.35.0.8.27SECTION 269b.620
     269b.620 Action by panel.
12:4.0.1.1.35.0.9SUBJGRP 9
  General Rules
12:4.0.1.1.35.0.9.28SECTION 269b.710
     269b.710 Rules to be liberally construed.
12:4.0.1.1.35.0.9.29SECTION 269b.720
     269b.720 Computation of time for filing papers.
12:4.0.1.1.35.0.9.30SECTION 269b.730
     269b.730 Number of copies; form.
12:4.0.1.1.35.0.9.31SECTION 269b.731
     269b.731 Signature.
12:4.0.1.1.35.0.9.32SECTION 269b.740
     269b.740 Service of pleading and other paper; statement of service.
12:4.0.1.1.35.0.9.33SECTION 269b.750
     269b.750 Requests for appearance of witnesses and production of documents.