Title 12

PART 263

Part 263 - Rules Of Practice For Hearings

PART 263 - RULES OF PRACTICE FOR HEARINGS Authority:5 U.S.C. 504, 554-557; 12 U.S.C. 248, 324, 334, 347a, 504, 505, 1464, 1467, 1467a, 1817(j), 1818, 1820(k), 1829, 1831o, 1831p-1, 1832(c), 1847(b), 1847(d), 1884, 1972(2)(F), 3105, 3108, 3110, 3349, 3907, 3909(d), 4717; 15 U.S.C. 21, 78l(i), 78o-4, 78o-5, 78u-2; 1639e(k); 28 U.S.C. 2461 note; 31 U.S.C. 5321; and 42 U.S.C. 4012a. Source:56 FR 38052, Aug. 9, 1991, unless otherwise noted.

12:4.0.1.1.25.1SUBPART A
Subpart A - Uniform Rules of Practice and Procedure
12:4.0.1.1.25.1.3.1SECTION 263.1
   263.1 Scope.
12:4.0.1.1.25.1.3.2SECTION 263.2
   263.2 Rules of construction.
12:4.0.1.1.25.1.3.3SECTION 263.3
   263.3 Definitions.
12:4.0.1.1.25.1.3.4SECTION 263.4
   263.4 Authority of the Board.
12:4.0.1.1.25.1.3.5SECTION 263.5
   263.5 Authority of the administrative law judge.
12:4.0.1.1.25.1.3.6SECTION 263.6
   263.6 Appearance and practice in adjudicatory proceedings.
12:4.0.1.1.25.1.3.7SECTION 263.7
   263.7 Good faith certification.
12:4.0.1.1.25.1.3.8SECTION 263.8
   263.8 Conflicts of interest.
12:4.0.1.1.25.1.3.9SECTION 263.9
   263.9 Ex parte communications.
12:4.0.1.1.25.1.3.10SECTION 263.10
   263.10 Filing of papers.
12:4.0.1.1.25.1.3.11SECTION 263.11
   263.11 Service of papers.
12:4.0.1.1.25.1.3.12SECTION 263.12
   263.12 Construction of time limits.
12:4.0.1.1.25.1.3.13SECTION 263.13
   263.13 Change of time limits.
12:4.0.1.1.25.1.3.14SECTION 263.14
   263.14 Witness fees and expenses.
12:4.0.1.1.25.1.3.15SECTION 263.15
   263.15 Opportunity for informal settlement.
12:4.0.1.1.25.1.3.16SECTION 263.16
   263.16 The Board's right to conduct examination.
12:4.0.1.1.25.1.3.17SECTION 263.17
   263.17 Collateral attacks on adjudicatory proceeding.
12:4.0.1.1.25.1.3.18SECTION 263.18
   263.18 Commencement of proceeding and contents of notice.
12:4.0.1.1.25.1.3.19SECTION 263.19
   263.19 Answer.
12:4.0.1.1.25.1.3.20SECTION 263.20
   263.20 Amended pleadings.
12:4.0.1.1.25.1.3.21SECTION 263.21
   263.21 Failure to appear.
12:4.0.1.1.25.1.3.22SECTION 263.22
   263.22 Consolidation and severance of actions.
12:4.0.1.1.25.1.3.23SECTION 263.23
   263.23 Motions.
12:4.0.1.1.25.1.3.24SECTION 263.24
   263.24 Scope of document discovery.
12:4.0.1.1.25.1.3.25SECTION 263.25
   263.25 Request for document discovery from parties.
12:4.0.1.1.25.1.3.26SECTION 263.26
   263.26 Document subpoenas to nonparties.
12:4.0.1.1.25.1.3.27SECTION 263.27
   263.27 Deposition of witness unavailable for hearing.
12:4.0.1.1.25.1.3.28SECTION 263.28
   263.28 Interlocutory review.
12:4.0.1.1.25.1.3.29SECTION 263.29
   263.29 Summary disposition.
12:4.0.1.1.25.1.3.30SECTION 263.30
   263.30 Partial summary disposition.
12:4.0.1.1.25.1.3.31SECTION 263.31
   263.31 Scheduling and prehearing conferences.
12:4.0.1.1.25.1.3.32SECTION 263.32
   263.32 Prehearing submissions.
12:4.0.1.1.25.1.3.33SECTION 263.33
   263.33 Public hearings.
12:4.0.1.1.25.1.3.34SECTION 263.34
   263.34 Hearing subpoenas.
12:4.0.1.1.25.1.3.35SECTION 263.35
   263.35 Conduct of hearings.
12:4.0.1.1.25.1.3.36SECTION 263.36
   263.36 Evidence.
12:4.0.1.1.25.1.3.37SECTION 263.37
   263.37 Post-hearing filings.
12:4.0.1.1.25.1.3.38SECTION 263.38
   263.38 Recommended decision and filing of record.
12:4.0.1.1.25.1.3.39SECTION 263.39
   263.39 Exceptions to recommended decision.
12:4.0.1.1.25.1.3.40SECTION 263.40
   263.40 Review by the Board.
12:4.0.1.1.25.1.3.41SECTION 263.41
   263.41 Stays pending judicial review.
12:4.0.1.1.25.2SUBPART B
Subpart B - Board Local Rules Supplementing the Uniform Rules
12:4.0.1.1.25.2.3.1SECTION 263.50
   263.50 Purpose and scope.
12:4.0.1.1.25.2.3.2SECTION 263.51
   263.51 Definitions.
12:4.0.1.1.25.2.3.3SECTION 263.52
   263.52 Address for filing.
12:4.0.1.1.25.2.3.4SECTION 263.53
   263.53 Discovery depositions.
12:4.0.1.1.25.2.3.5SECTION 263.54
   263.54 Delegation to the Office of Financial Institution Adjudication.
12:4.0.1.1.25.2.3.6SECTION 263.55
   263.55 Board as Presiding Officer.
12:4.0.1.1.25.2.3.7SECTION 263.56
   263.56 Initial licensing proceedings.
12:4.0.1.1.25.3SUBPART C
Subpart C - Rules and Procedures for Assessment and Collection of Civil Money Penalties
12:4.0.1.1.25.3.3.1SECTION 263.60
   263.60 Scope.
12:4.0.1.1.25.3.3.2SECTION 263.61
   263.61 Opportunity for informal proceeding.
12:4.0.1.1.25.3.3.3SECTION 263.62
   263.62 Relevant considerations for assessment of civil penalty.
12:4.0.1.1.25.3.3.4SECTION 263.63
   263.63 Assessment order.
12:4.0.1.1.25.3.3.5SECTION 263.64
   263.64 Payment of civil penalty.
12:4.0.1.1.25.3.3.6SECTION 263.65
   263.65 Civil money penalty inflation adjustments.
12:4.0.1.1.25.4SUBPART D
Subpart D - Rules and Procedures Applicable to Suspension or Removal of an Institution-Affiliated Party Where a Felony is Charged or Proven
12:4.0.1.1.25.4.3.1SECTION 263.70
   263.70 Purpose and scope.
12:4.0.1.1.25.4.3.2SECTION 263.71
   263.71 Notice or order of suspension, removal, or prohibition.
12:4.0.1.1.25.4.3.3SECTION 263.72
   263.72 Request for informal hearing.
12:4.0.1.1.25.4.3.4SECTION 263.73
   263.73 Order for informal hearing.
12:4.0.1.1.25.4.3.5SECTION 263.74
   263.74 Decision of the Board.
12:4.0.1.1.25.5SUBPART E
Subpart E - Procedures for Issuance and Enforcement of Directives To Maintain Adequate Capital
12:4.0.1.1.25.5.3.1SECTION 263.80
   263.80 Purpose and scope.
12:4.0.1.1.25.5.3.2SECTION 263.81
   263.81 Definitions.
12:4.0.1.1.25.5.3.3SECTION 263.82
   263.82 Establishment of minimum capital levels.
12:4.0.1.1.25.5.3.4SECTION 263.83
   263.83 Issuance of capital directives.
12:4.0.1.1.25.5.3.5SECTION 263.84
   263.84 Enforcement of directive.
12:4.0.1.1.25.5.3.6SECTION 263.85
   263.85 Establishment of increased capital level for specific institutions.
12:4.0.1.1.25.6SUBPART F
Subpart F - Practice Before the Board
12:4.0.1.1.25.6.3.1SECTION 263.90
   263.90 Scope.
12:4.0.1.1.25.6.3.2SECTION 263.91
   263.91 Censure, suspension or debarment.
12:4.0.1.1.25.6.3.3SECTION 263.92
   263.92 Definitions.
12:4.0.1.1.25.6.3.4SECTION 263.93
   263.93 Eligibility to practice.
12:4.0.1.1.25.6.3.5SECTION 263.94
   263.94 Conduct warranting sanctions.
12:4.0.1.1.25.6.3.6SECTION 263.95
   263.95 Initiation of disciplinary proceeding.
12:4.0.1.1.25.6.3.7SECTION 263.96
   263.96 Conferences.
12:4.0.1.1.25.6.3.8SECTION 263.97
   263.97 Proceedings under this subpart.
12:4.0.1.1.25.6.3.9SECTION 263.98
   263.98 Effect of suspension, debarment or censure.
12:4.0.1.1.25.6.3.10SECTION 263.99
   263.99 Petition for reinstatement.
12:4.0.1.1.25.7SUBPART G
Subpart G - Rules Regarding Claims Under the Equal Access to Justice Act
12:4.0.1.1.25.7.3.1SECTION 263.100
   263.100 Authority and scope.
12:4.0.1.1.25.7.3.2SECTION 263.101
   263.101 Standards for awards.
12:4.0.1.1.25.7.3.3SECTION 263.102
   263.102 Prevailing party.
12:4.0.1.1.25.7.3.4SECTION 263.103
   263.103 Eligibility of applicants.
12:4.0.1.1.25.7.3.5SECTION 263.104
   263.104 Application for awards.
12:4.0.1.1.25.7.3.6SECTION 263.105
   263.105 Statement of net worth.
12:4.0.1.1.25.7.3.7SECTION 263.106
   263.106 Measure of awards.
12:4.0.1.1.25.7.3.8SECTION 263.107
   263.107 Statement of fees and expenses.
12:4.0.1.1.25.7.3.9SECTION 263.108
   263.108 Responses to application.
12:4.0.1.1.25.7.3.10SECTION 263.109
   263.109 Further proceedings.
12:4.0.1.1.25.7.3.11SECTION 263.110
   263.110 Recommended decision.
12:4.0.1.1.25.7.3.12SECTION 263.111
   263.111 Action by the Board.
12:4.0.1.1.25.8SUBPART H
Subpart H - Issuance and Review of Orders Pursuant to Prompt Corrective Action Provisions of the Federal Deposit Insurance Act
12:4.0.1.1.25.8.3.1SECTION 263.201
   263.201 Scope.
12:4.0.1.1.25.8.3.2SECTION 263.202
   263.202 Directives to take prompt regulatory action.
12:4.0.1.1.25.8.3.3SECTION 263.203
   263.203 Procedures for reclassifying a state member bank based on criteria other than capital.
12:4.0.1.1.25.8.3.4SECTION 263.204
   263.204 Order to dismiss a director or senior executive officer.
12:4.0.1.1.25.8.3.5SECTION 263.205
   263.205 Enforcement of directives.
12:4.0.1.1.25.9SUBPART I
Subpart I - Submission and Review of Safety and Soundness Compliance Plans and Issuance of Orders To Correct Safety and Soundness Deficiencies
12:4.0.1.1.25.9.3.1SECTION 263.300
   263.300 Scope.
12:4.0.1.1.25.9.3.2SECTION 263.301
   263.301 Purpose.
12:4.0.1.1.25.9.3.3SECTION 263.302
   263.302 Determination and notification of failure to meet safety and soundness standard and request for compliance plan.
12:4.0.1.1.25.9.3.4SECTION 263.303
   263.303 Filing of safety and soundness compliance plan.
12:4.0.1.1.25.9.3.5SECTION 263.304
   263.304 Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
12:4.0.1.1.25.9.3.6SECTION 263.305
   263.305 Enforcement of orders.
12:4.0.1.1.25.10SUBPART J
Subpart J - Removal, Suspension, and Debarment of Accountants From Performing Audit Services
12:4.0.1.1.25.10.3.1SECTION 263.400
   263.400 Scope.
12:4.0.1.1.25.10.3.2SECTION 263.401
   263.401 Definitions.
12:4.0.1.1.25.10.3.3SECTION 263.402
   263.402 Removal, suspension, or debarment.
12:4.0.1.1.25.10.3.4SECTION 263.403
   263.403 Automatic removal, suspension, and debarment.
12:4.0.1.1.25.10.3.5SECTION 263.404
   263.404 Notice of removal, suspension, or debarment.
12:4.0.1.1.25.10.3.6SECTION 263.405
   263.405 Petition for reinstatement.