Title 12

PART 237 SUBPART A

Subpart A - Margin and Capital Requirements for Covered Swap Entities (Regulation KK) Authority:7 U.S.C. 6s(e), 15 U.S.C. 78o-10(e), 12 U.S.C. 221 et seq., 12 U.S.C. 1818, 12 U.S.C. 1841 et seq., 12 U.S.C. 3101 et seq. and 12 U.S.C. 1461 et seq. Source:80 FR 74898, 74911, Nov. 30, 2015, unless otherwise noted. Editorial Note:Nomenclature changes to subpart A of part 237 appear at 80 FR 74898, 74910, Nov. 30, 2015.

• Authority: 7 U.S.C. 6s(e), 15 U.S.C. 78o-10(e), 15 U.S.C. 8305, 12 U.S.C. 221 et seq., 12 U.S.C. 343-350, 12 U.S.C. 1818, 12 U.S.C. 1841 et seq., 12 U.S.C. 3101 et seq., and 12 U.S.C. 1461 et seq.
• Source: 78 FR 34549, June 10, 2013, unless otherwise noted.

12:4.0.1.1.7.1.1.1	SECTION 237.1	237.1 Authority, purpose, scope, exemptions and compliance dates.
12:4.0.1.1.7.1.1.2	SECTION 237.2	237.2 Definitions.
12:4.0.1.1.7.1.1.3	SECTION 237.3	237.3 Initial margin.
12:4.0.1.1.7.1.1.4	SECTION 237.4	237.4 Variation margin.
12:4.0.1.1.7.1.1.5	SECTION 237.5	237.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements.
12:4.0.1.1.7.1.1.6	SECTION 237.6	237.6 Eligible collateral.
12:4.0.1.1.7.1.1.7	SECTION 237.7	237.7 Segregation of collateral.
12:4.0.1.1.7.1.1.8	SECTION 237.8	237.8 Initial margin models and standardized amounts.
12:4.0.1.1.7.1.1.9	SECTION 237.9	237.9 Cross-border application of margin requirements.
12:4.0.1.1.7.1.1.10	SECTION 237.10	237.10 Documentation of margin matters.
12:4.0.1.1.7.1.1.11	SECTION 237.11	237.11 Special rules for affiliates.
12:4.0.1.1.7.1.1.12	SECTION 237.12	237.12 Capital.
12:4.0.1.1.7.1.1.13.3	APPENDIX Appendix A	Appendix A to Subpart A to Part 237 - Standardized Minimum Initial Margin Requirements for Non-Cleared Swaps and Non - Cleared Security-Based Swaps
12:4.0.1.1.7.1.1.13.4	APPENDIX Appendix B	Appendix B to Subpart A to Part 237 - Margin Values for Eligible Noncash Margin Collateral

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