Title 12

PART 151 SUBPART D

Subpart D - Securities Trading Policies and Procedures

• 12 U.S.C. 1462a, 1463, 1464, 5412(b)(2)(B).
• 76 FR 49008, Aug. 9, 2011, unless otherwise noted.

12:1.0.1.1.66.4.50.1	SECTION 151.140	151.140 What policies and procedures must I maintain and follow for securities transactions
12:1.0.1.1.66.4.50.2	SECTION 151.150	151.150 How do my officers and employees file reports of personal securities trading transactions

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