Subpart B—Content and Timing of Notice

1. CFR
2. ›
3. Title 12
4. ›
5. Chapter I
6. ›
7. Part 151
8. ›
9. Subpart B

Sections

Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.

• 151.70
  § 151.70 What type of notice must I provide when I effect a securities transaction for a customer?
• 151.80
  § 151.80 How do I provide a registered broker-dealer confirmation?
• 151.90
  § 151.90 How do I provide a written notice?
• 151.100
  § 151.100 What are the alternate notice requirements?
• 151.120
  § 151.120 May I charge a fee for a notice?