CFR›Title 12›Chapter I›Part 10 ContainsSections 10.1–10.2CorpusDaily eCFRDisplayed edition2026-04-24Last updated2026-04-24 PART 10—MUNICIPAL SECURITIES DEALERS Sections 10.1 § 10.1 Scope. 10.2 § 10.2 Filing requirements. Authority12 U.S.C. 93a, 481, 1462a, 1463, 1464(c), 1818, and 5412(b)(2)(B); 15 U.S.C. 78o-4(c)(5) and 78q-78w.Source63 FR 29094, May 28, 1998, unless otherwise noted. Previous 9 Part 9—Fiduciary Activities of National Banks Next 11 Part 11—Securities Exchange Act Disclosure Rules