Title 12

PART 9

Part 9 - Fiduciary Activities Of National Banks

PART 9 - FIDUCIARY ACTIVITIES OF NATIONAL BANKS Authority:12 U.S.C. 24 (Seventh), 92a, and 93a; 15 U.S.C. 78q, 78q-1, and 78w. Source:61 FR 68554, Dec. 30, 1996, unless otherwise noted.

12:1.0.1.1.9.0.24SUBJGRP 24
   Regulations
12:1.0.1.1.9.0.24.1SECTION 9.1
   9.1 Authority, purpose, and scope.
12:1.0.1.1.9.0.24.2SECTION 9.2
   9.2 Definitions.
12:1.0.1.1.9.0.24.3SECTION 9.3
   9.3 Approval requirements.
12:1.0.1.1.9.0.24.4SECTION 9.4
   9.4 Administration of fiduciary powers.
12:1.0.1.1.9.0.24.5SECTION 9.5
   9.5 Policies and procedures.
12:1.0.1.1.9.0.24.6SECTION 9.6
   9.6 Review of fiduciary accounts.
12:1.0.1.1.9.0.24.7SECTION 9.7
   9.7 Multi-state fiduciary operations.
12:1.0.1.1.9.0.24.8SECTION 9.8
   9.8 Recordkeeping.
12:1.0.1.1.9.0.24.9SECTION 9.9
   9.9 Audit of fiduciary activities.
12:1.0.1.1.9.0.24.10SECTION 9.10
   9.10 Fiduciary funds awaiting investment or distribution.
12:1.0.1.1.9.0.24.11SECTION 9.11
   9.11 Investment of fiduciary funds.
12:1.0.1.1.9.0.24.12SECTION 9.12
   9.12 Self-dealing and conflicts of interest.
12:1.0.1.1.9.0.24.13SECTION 9.13
   9.13 Custody of fiduciary assets.
12:1.0.1.1.9.0.24.14SECTION 9.14
   9.14 Deposit of securities with state authorities.
12:1.0.1.1.9.0.24.15SECTION 9.15
   9.15 Fiduciary compensation.
12:1.0.1.1.9.0.24.16SECTION 9.16
   9.16 Receivership or voluntary liquidation of bank.
12:1.0.1.1.9.0.24.17SECTION 9.17
   9.17 Surrender or revocation of fiduciary powers.
12:1.0.1.1.9.0.24.18SECTION 9.18
   9.18 Collective investment funds.
12:1.0.1.1.9.0.24.19SECTION 9.20
   9.20 Transfer agents.
12:1.0.1.1.9.0.25SUBJGRP 25
   Interpretations
12:1.0.1.1.9.0.25.20SECTION 9.100
   9.100 Acting as indenture trustee and creditor.
12:1.0.1.1.9.0.25.21SECTION 9.101
   9.101 Providing investment advice for a fee.