| 17:1.0.1.1.3.1.7.1 | SECTION 3.1
| 3.1 Definitions. | |
| 17:1.0.1.1.3.1.7.2 | SECTION 3.2
| 3.2 Registration processing by the National Futures Association; notification and duration of registration. | |
| 17:1.0.1.1.3.1.7.3 | SECTION 3.3
| 3.3 Chief compliance officer. | |
| 17:1.0.1.1.3.1.7.4 | SECTION 3.4
| 3.4 Registration in one capacity not included in registration in any other capacity. | |
| 17:1.0.1.1.3.1.7.5 | SECTION 3.5-3.9
| 3.5-3.9 [Reserved] | |
| 17:1.0.1.1.3.1.7.6 | SECTION 3.10
| 3.10 Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants. | |
| 17:1.0.1.1.3.1.7.7 | SECTION 3.11
| 3.11 Registration of floor brokers and floor traders. | |
| 17:1.0.1.1.3.1.7.8 | SECTION 3.12
| 3.12 Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants. | |
| 17:1.0.1.1.3.1.7.9 | SECTION 3.13-3.20
| 3.13-3.20 [Reserved] | |
| 17:1.0.1.1.3.1.7.10 | SECTION 3.21
| 3.21 Exemption from fingerprinting requirement in certain cases. | |
| 17:1.0.1.1.3.1.7.11 | SECTION 3.22
| 3.22 Supplemental filings. | |
| 17:1.0.1.1.3.1.7.12 | SECTION 3.23-3.29
| 3.23-3.29 [Reserved] | |
| 17:1.0.1.1.3.1.7.13 | SECTION 3.30
| 3.30 Current address for purpose of delivery of communications from the Commission or the National Futures Association. | |
| 17:1.0.1.1.3.1.7.14 | SECTION 3.31
| 3.31 Deficiencies, inaccuracies, and changes, to be reported. | |
| 17:1.0.1.1.3.1.7.15 | SECTION 3.33
| 3.33 Withdrawal from registration. | |