Title 5

PART 9701

Part 9701 - Department Of Homeland Security Human Resources Management System

PART 9701 - DEPARTMENT OF HOMELAND SECURITY HUMAN RESOURCES MANAGEMENT SYSTEM Authority:5 U.S.C. 9701. Source:70 FR 5318, Feb. 1, 2005, unless otherwise noted.

5:3.0.64.11.2.1SUBPART A
Subpart A - General Provisions
5:3.0.64.11.2.1.75.1SECTION 9701.101
   9701.101 Purpose.
5:3.0.64.11.2.1.75.2SECTION 9701.102
   9701.102 Eligibility and coverage.
5:3.0.64.11.2.1.75.3SECTION 9701.103
   9701.103 Definitions.
5:3.0.64.11.2.1.75.4SECTION 9701.104
   9701.104 Scope of authority.
5:3.0.64.11.2.1.75.5SECTION 9701.105
   9701.105 Continuing collaboration.
5:3.0.64.11.2.1.75.6SECTION 9701.106
   9701.106 Relationship to other provisions.
5:3.0.64.11.2.1.75.7SECTION 9701.107
   9701.107 Program evaluation.
5:3.0.64.11.2.2SUBPART B
Subpart B - Classification
5:3.0.64.11.2.2.75SUBJGRP 75
   General
5:3.0.64.11.2.2.75.1SECTION 9701.201
   9701.201 Purpose.
5:3.0.64.11.2.2.75.2SECTION 9701.202
   9701.202 Coverage.
5:3.0.64.11.2.2.75.3SECTION 9701.203
   9701.203 Waivers.
5:3.0.64.11.2.2.75.4SECTION 9701.204
   9701.204 Definitions.
5:3.0.64.11.2.2.75.5SECTION 9701.205
   9701.205 Bar on collective bargaining.
5:3.0.64.11.2.2.76SUBJGRP 76
   Classification Structure
5:3.0.64.11.2.2.76.6SECTION 9701.211
   9701.211 Occupational clusters.
5:3.0.64.11.2.2.76.7SECTION 9701.212
   9701.212 Bands.
5:3.0.64.11.2.2.77SUBJGRP 77
   Classification Process
5:3.0.64.11.2.2.77.8SECTION 9701.221
   9701.221 Classification requirements.
5:3.0.64.11.2.2.77.9SECTION 9701.222
   9701.222 Reconsideration of classification decisions.
5:3.0.64.11.2.2.78SUBJGRP 78
   Transitional Provisions
5:3.0.64.11.2.2.78.10SECTION 9701.231
   9701.231 Conversion of positions and employees to the DHS classification system.
5:3.0.64.11.2.2.78.11SECTION 9701.232
   9701.232 Special transition rules for Federal Air Marshal Service.
5:3.0.64.11.2.3SUBPART C
Subpart C - Pay and Pay Administration
5:3.0.64.11.2.3.79SUBJGRP 79
   General
5:3.0.64.11.2.3.79.1SECTION 9701.301
   9701.301 Purpose.
5:3.0.64.11.2.3.79.2SECTION 9701.302
   9701.302 Coverage.
5:3.0.64.11.2.3.79.3SECTION 9701.303
   9701.303 Waivers.
5:3.0.64.11.2.3.79.4SECTION 9701.304
   9701.304 Definitions.
5:3.0.64.11.2.3.79.5SECTION 9701.305
   9701.305 Bar on collective bargaining.
5:3.0.64.11.2.3.80SUBJGRP 80
   Overview of Pay System
5:3.0.64.11.2.3.80.6SECTION 9701.311
   9701.311 Major features.
5:3.0.64.11.2.3.80.7SECTION 9701.312
   9701.312 Maximum rates.
5:3.0.64.11.2.3.80.8SECTION 9701.313
   9701.313 Homeland Security Compensation Committee.
5:3.0.64.11.2.3.80.9SECTION 9701.314
   9701.314 DHS responsibilities.
5:3.0.64.11.2.3.81SUBJGRP 81
   Setting and Adjusting Rate Ranges
5:3.0.64.11.2.3.81.10SECTION 9701.321
   9701.321 Structure of bands.
5:3.0.64.11.2.3.81.11SECTION 9701.322
   9701.322 Setting and adjusting rate ranges.
5:3.0.64.11.2.3.81.12SECTION 9701.323
   9701.323 Eligibility for pay increase associated with a rate range adjustment.
5:3.0.64.11.2.3.81.13SECTION 9701.324
   9701.324 Treatment of employees whose rate of basic pay does not fall below the minimum rate of their band.
5:3.0.64.11.2.3.81.14SECTION 9701.325
   9701.325 Treatment of employees whose rate of basic pay falls below the minimum rate of their band.
5:3.0.64.11.2.3.82SUBJGRP 82
   Locality and Special Rate Supplements
5:3.0.64.11.2.3.82.15SECTION 9701.331
   9701.331 General.
5:3.0.64.11.2.3.82.16SECTION 9701.332
   9701.332 Locality rate supplements.
5:3.0.64.11.2.3.82.17SECTION 9701.333
   9701.333 Special rate supplements.
5:3.0.64.11.2.3.82.18SECTION 9701.334
   9701.334 Setting and adjusting locality and special rate supplements.
5:3.0.64.11.2.3.82.19SECTION 9701.335
   9701.335 Eligibility for pay increase associated with a supplement adjustment.
5:3.0.64.11.2.3.82.20SECTION 9701.336
   9701.336 Treatment of employees whose pay does not fall below the minimum adjusted rate of their band.
5:3.0.64.11.2.3.82.21SECTION 9701.337
   9701.337 Treatment of employees whose rate of pay falls below the minimum adjusted rate of their band.
5:3.0.64.11.2.3.83SUBJGRP 83
   Performance-Based Pay
5:3.0.64.11.2.3.83.22SECTION 9701.341
   9701.341 General.
5:3.0.64.11.2.3.83.23SECTION 9701.342
   9701.342 Performance pay increases.
5:3.0.64.11.2.3.83.24SECTION 9701.343
   9701.343 Within-band reductions.
5:3.0.64.11.2.3.83.25SECTION 9701.344
   9701.344 Special within-band increases.
5:3.0.64.11.2.3.83.26SECTION 9701.345
   9701.345 Developmental pay adjustments.
5:3.0.64.11.2.3.83.27SECTION 9701.346
   9701.346 Pay progression for new supervisors.
5:3.0.64.11.2.3.84SUBJGRP 84
   Pay Administration
5:3.0.64.11.2.3.84.28SECTION 9701.351
   9701.351 Setting an employee's starting pay.
5:3.0.64.11.2.3.84.29SECTION 9701.352
   9701.352 Use of highest previous rate.
5:3.0.64.11.2.3.84.30SECTION 9701.353
   9701.353 Setting pay upon promotion.
5:3.0.64.11.2.3.84.31SECTION 9701.354
   9701.354 Setting pay upon demotion.
5:3.0.64.11.2.3.84.32SECTION 9701.355
   9701.355 Setting pay upon movement to a different occupational cluster.
5:3.0.64.11.2.3.84.33SECTION 9701.356
   9701.356 Pay retention.
5:3.0.64.11.2.3.84.34SECTION 9701.357
   9701.357 Miscellaneous.
5:3.0.64.11.2.3.85SUBJGRP 85
   Special Payments
5:3.0.64.11.2.3.85.35SECTION 9701.361
   9701.361 Special skills payments.
5:3.0.64.11.2.3.85.36SECTION 9701.362
   9701.362 Special assignment payments.
5:3.0.64.11.2.3.85.37SECTION 9701.363
   9701.363 Special staffing payments.
5:3.0.64.11.2.3.86SUBJGRP 86
   Transitional Provisions
5:3.0.64.11.2.3.86.38SECTION 9701.371
   9701.371 General.
5:3.0.64.11.2.3.86.39SECTION 9701.372
   9701.372 Creating initial pay ranges.
5:3.0.64.11.2.3.86.40SECTION 9701.373
   9701.373 Conversion of employees to the DHS pay system.
5:3.0.64.11.2.3.86.41SECTION 9701.374
   9701.374 Special transition rules for Federal Air Marshal Service.
5:3.0.64.11.2.4SUBPART D
Subpart D - Performance Management
5:3.0.64.11.2.4.87.1SECTION 9701.401
   9701.401 Purpose.
5:3.0.64.11.2.4.87.2SECTION 9701.402
   9701.402 Coverage.
5:3.0.64.11.2.4.87.3SECTION 9701.403
   9701.403 Waivers.
5:3.0.64.11.2.4.87.4SECTION 9701.404
   9701.404 Definitions.
5:3.0.64.11.2.4.87.5SECTION 9701.405
   9701.405 Performance management system requirements.
5:3.0.64.11.2.4.87.6SECTION 9701.406
   9701.406 Setting and communicating performance expectations.
5:3.0.64.11.2.4.87.7SECTION 9701.407
   9701.407 Monitoring performance and providing feedback.
5:3.0.64.11.2.4.87.8SECTION 9701.408
   9701.408 Developing performance and addressing poor performance.
5:3.0.64.11.2.4.87.9SECTION 9701.409
   9701.409 Rating and rewarding performance.
5:3.0.64.11.2.4.87.10SECTION 9701.410
   9701.410 DHS responsibilities.
5:3.0.64.11.2.5SUBPART E
Subpart E - Labor-Management Relations
5:3.0.64.11.2.5.87.1SECTION 9701.501
   9701.501 Purpose.
5:3.0.64.11.2.5.87.2SECTION 9701.502
   9701.502 Rule of construction.
5:3.0.64.11.2.5.87.3SECTION 9701.503
   9701.503 Waivers.
5:3.0.64.11.2.5.87.4SECTION 9701.504
   9701.504 Definitions.
5:3.0.64.11.2.5.87.5SECTION 9701.505
   9701.505 Coverage.
5:3.0.64.11.2.5.87.6SECTION 9701.506
   9701.506 Impact on existing agreements.
5:3.0.64.11.2.5.87.7SECTION 9701.507
   9701.507 Employee rights.
5:3.0.64.11.2.5.87.8SECTION 9701.508
   9701.508 Homeland Security Labor Relations Board.
5:3.0.64.11.2.5.87.9SECTION 9701.509
   9701.509 Powers and duties of the HSLRB.
5:3.0.64.11.2.5.87.10SECTION 9701.510
   9701.510 Powers and duties of the Federal Labor Relations Authority.
5:3.0.64.11.2.5.87.11SECTION 9701.511
   9701.511 Management rights.
5:3.0.64.11.2.5.87.12SECTION 9701.512
   9701.512 Conferring on procedures for the exercise of management rights.
5:3.0.64.11.2.5.87.13SECTION 9701.513
   9701.513 Exclusive recognition of labor organizations.
5:3.0.64.11.2.5.87.14SECTION 9701.514
   9701.514 Determination of appropriate units for labor organization representation.
5:3.0.64.11.2.5.87.15SECTION 9701.515
   9701.515 Representation rights and duties.
5:3.0.64.11.2.5.87.16SECTION 9701.516
   9701.516 Allotments to representatives.
5:3.0.64.11.2.5.87.17SECTION 9701.517
   9701.517 Unfair labor practices.
5:3.0.64.11.2.5.87.18SECTION 9701.518
   9701.518 Duty to bargain, confer, and consult.
5:3.0.64.11.2.5.87.19SECTION 9701.519
   9701.519 Negotiation impasses.
5:3.0.64.11.2.5.87.20SECTION 9701.520
   9701.520 Standards of conduct for labor organizations.
5:3.0.64.11.2.5.87.21SECTION 9701.521
   9701.521 Grievance procedures.
5:3.0.64.11.2.5.87.22SECTION 9701.522
   9701.522 Exceptions to arbitration awards.
5:3.0.64.11.2.5.87.23SECTION 9701.523
   9701.523 Official time.
5:3.0.64.11.2.5.87.24SECTION 9701.524
   9701.524 Compilation and publication of data.
5:3.0.64.11.2.5.87.25SECTION 9701.525
   9701.525 Regulations of the HSLRB.
5:3.0.64.11.2.5.87.26SECTION 9701.526
   9701.526 Continuation of existing laws, recognitions, agreements, and procedures.
5:3.0.64.11.2.5.87.27SECTION 9701.527
   9701.527 Savings provision.
5:3.0.64.11.2.6SUBPART F
Subpart F - Adverse Actions
5:3.0.64.11.2.6.87SUBJGRP 87
   General
5:3.0.64.11.2.6.87.1SECTION 9701.601
   9701.601 Purpose.
5:3.0.64.11.2.6.87.2SECTION 9701.602
   9701.602 Waivers.
5:3.0.64.11.2.6.87.3SECTION 9701.603
   9701.603 Definitions.
5:3.0.64.11.2.6.87.4SECTION 9701.604
   9701.604 Coverage.
5:3.0.64.11.2.6.87.5SECTION 9701.605
   9701.605 Initial service period.
5:3.0.64.11.2.6.88SUBJGRP 88
   Requirements for Furlough of 30 Days or Less, Suspension, Demotion, Reduction in Pay, or Removal
5:3.0.64.11.2.6.88.6SECTION 9701.606
   9701.606 Standard for action.
5:3.0.64.11.2.6.88.7SECTION 9701.607
   9701.607 Mandatory removal offenses.
5:3.0.64.11.2.6.88.8SECTION 9701.608
   9701.608 Procedures.
5:3.0.64.11.2.6.88.9SECTION 9701.609
   9701.609 Proposal notice.
5:3.0.64.11.2.6.88.10SECTION 9701.610
   9701.610 Opportunity to reply.
5:3.0.64.11.2.6.88.11SECTION 9701.611
   9701.611 Decision notice.
5:3.0.64.11.2.6.88.12SECTION 9701.612
   9701.612 Departmental record.
5:3.0.64.11.2.6.89SUBJGRP 89
   National Security
5:3.0.64.11.2.6.89.13SECTION 9701.613
   9701.613 Suspension and removal.
5:3.0.64.11.2.6.90SUBJGRP 90
   Savings Provision
5:3.0.64.11.2.6.90.14SECTION 9701.614
   9701.614 Savings provision.
5:3.0.64.11.2.7SUBPART G
Subpart G - Appeals
5:3.0.64.11.2.7.91.1SECTION 9701.701
   9701.701 Purpose.
5:3.0.64.11.2.7.91.2SECTION 9701.702
   9701.702 Waivers.
5:3.0.64.11.2.7.91.3SECTION 9701.703
   9701.703 Definitions.
5:3.0.64.11.2.7.91.4SECTION 9701.704
   9701.704 Coverage.
5:3.0.64.11.2.7.91.5SECTION 9701.705
   9701.705 Alternative dispute resolution.
5:3.0.64.11.2.7.91.6SECTION 9701.706
   9701.706 MSPB appellate procedures.
5:3.0.64.11.2.7.91.7SECTION 9701.707
   9701.707 Appeals of mandatory removal actions.
5:3.0.64.11.2.7.91.8SECTION 9701.708
   9701.708 Mandatory Removal Panel.
5:3.0.64.11.2.7.91.9SECTION 9701.709
   9701.709 Actions involving discrimination.
5:3.0.64.11.2.7.91.10SECTION 9701.710
   9701.710 Savings provision.