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Part 4401—Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission

Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission

  1. CFR
  2. ›
  3. Title 5
  4. ›
  5. Chapter XXXIV
  6. ›
  7. Part 4401
ContainsSections 4401.101–4401.103
CorpusDaily eCFR
Displayed edition2026-04-24
Last updated2026-04-24

PART 4401—SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR MEMBERS AND EMPLOYEES OF THE SECURITIES AND EXCHANGE COMMISSION

Sections

Authority5 U.S.C. 7301; 5 U.S.C. Ch 131; 15 U.S.C. 77s, 78w, 77sss, 80a-37, 80b-11; E.O. 12674, 54 FR 15159, 3 CFR 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 Comp., p. 306; 5 CFR 2634.103, 2634.201(f), 2634.905, 2635.105, 2635.403, and 2635.803.
Source75 FR 42273, July 20, 2010, unless otherwise noted.