Title 5

PART 4401

Part 4401 - Supplemental Standards Of Ethical Conduct For Members And Employees Of The Securities And Exchange Commission

PART 4401 - SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR MEMBERS AND EMPLOYEES OF THE SECURITIES AND EXCHANGE COMMISSION Authority:5 U.S.C. 7301; 5 U.S.C. App. (Ethics in Government Act of 1978); E.O. 12674, 54 FR 15159; 3 CFR 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547; 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403, 2635.803; 15 U.S.C. 77s, 78w, 77sss, 80a-37, 80b-11. Source:75 FR 42273, July 20, 2010, unless otherwise noted.

5:3.0.22.11.2.0.53.1SECTION 4401.101
   4401.101 General.
5:3.0.22.11.2.0.53.2SECTION 4401.102
   4401.102 Prohibited and restricted financial interests and transactions.
5:3.0.22.11.2.0.53.3SECTION 4401.103
   4401.103 Outside employment and activities.