Title 5

PART 4401

Part 4401 - Supplemental Standards Of Ethical Conduct For Members And Employees Of The Securities And Exchange Commission

Search OMB document control numbers and locate the latest OMB approved forms via OMB.report

PART 4401 - SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR MEMBERS AND EMPLOYEES OF THE SECURITIES AND EXCHANGE COMMISSION Authority:5 U.S.C. 7301; 5 U.S.C. App. (Ethics in Government Act of 1978); E.O. 12674, 54 FR 15159; 3 CFR 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547; 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403, 2635.803; 15 U.S.C. 77s, 78w, 77sss, 80a-37, 80b-11. Source:75 FR 42273, July 20, 2010, unless otherwise noted.

Authority: 5 U.S.C. 7301; 5 U.S.C. App. (Ethics in Government Act of 1978); E.O. 12674, 54 FR 15159; 3 CFR 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547; 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403, 2635.803; 15 U.S.C. 77s, 78w, 77sss, 80a-37, 80b-11.
Source: 75 FR 42273, July 20, 2010, unless otherwise noted.

5:3.0.22.11.2.0.53.1	SECTION 4401.101	4401.101 General.
5:3.0.22.11.2.0.53.2	SECTION 4401.102	4401.102 Prohibited and restricted financial interests and transactions.
5:3.0.22.11.2.0.53.3	SECTION 4401.103	4401.103 Outside employment and activities.