Subpart C—CMS Enforcement With Respect to Issuers and Non-Federal Governmental Plans—Civil Money Penalties

1. CFR
2. ›
3. Title 45
4. ›
5. Subtitle A
6. ›
7. Part 150
8. ›
9. Subpart C

Sections

Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.

• 150.301
  § 150.301 General rule regarding the imposition of civil money penalties.
• 150.303
  § 150.303 Basis for initiating an investigation of a potential violation.
• 150.305
  § 150.305 Determination of entity liable for civil money penalty.
• 150.307
  § 150.307 Notice to responsible entities.
• 150.309
  § 150.309 Request for extension.
• 150.311
  § 150.311 Responses to allegations of noncompliance.
• 150.313
  § 150.313 Market conduct examinations.
• 150.315
  § 150.315 Amount of penalty—General.
• 150.317
  § 150.317 Factors CMS uses to determine the amount of penalty.
• 150.319
  § 150.319 Determining the amount of the penalty—mitigating circumstances.
• 150.321
  § 150.321 Determining the amount of penalty—aggravating circumstances.
• 150.323
  § 150.323 Determining the amount of penalty—other matters as justice may require.
• 150.325
  § 150.325 Settlement authority.
• 150.341
  § 150.341 Limitations on penalties.
• 150.343
  § 150.343 Notice of proposed penalty.
• 150.345
  § 150.345 Appeal of proposed penalty.
• 150.347
  § 150.347 Failure to request a hearing.