Title 45

PART 150 SUBPART C

Subpart C - CMS Enforcement With Respect to Issuers and Non-Federal Governmental Plans - Civil Money Penalties

• Secs. 2701 through 2763, 2791, and 2792 of the PHS Act (42 U.S.C. 300gg through 300gg-63, 300gg-91, and 300gg-92).
• 64 FR 45795, Aug. 20, 1999, unless otherwise noted.

45:2.0.1.1.8.3.1.1	SECTION 150.301	150.301 General rule regarding the imposition of civil money penalties.
45:2.0.1.1.8.3.1.2	SECTION 150.303	150.303 Basis for initiating an investigation of a potential violation.
45:2.0.1.1.8.3.1.3	SECTION 150.305	150.305 Determination of entity liable for civil money penalty.
45:2.0.1.1.8.3.1.4	SECTION 150.307	150.307 Notice to responsible entities.
45:2.0.1.1.8.3.1.5	SECTION 150.309	150.309 Request for extension.
45:2.0.1.1.8.3.1.6	SECTION 150.311	150.311 Responses to allegations of noncompliance.
45:2.0.1.1.8.3.1.7	SECTION 150.313	150.313 Market conduct examinations.
45:2.0.1.1.8.3.1.8	SECTION 150.315	150.315 Amount of penalty - General.
45:2.0.1.1.8.3.1.9	SECTION 150.317	150.317 Factors CMS uses to determine the amount of penalty.
45:2.0.1.1.8.3.1.10	SECTION 150.319	150.319 Determining the amount of the penalty - mitigating circumstances.
45:2.0.1.1.8.3.1.11	SECTION 150.321	150.321 Determining the amount of penalty - aggravating circumstances.
45:2.0.1.1.8.3.1.12	SECTION 150.323	150.323 Determining the amount of penalty - other matters as justice may require.
45:2.0.1.1.8.3.1.13	SECTION 150.325	150.325 Settlement authority.
45:2.0.1.1.8.3.1.14	SECTION 150.341	150.341 Limitations on penalties.
45:2.0.1.1.8.3.1.15	SECTION 150.343	150.343 Notice of proposed penalty.
45:2.0.1.1.8.3.1.16	SECTION 150.345	150.345 Appeal of proposed penalty.
45:2.0.1.1.8.3.1.17	SECTION 150.347	150.347 Failure to request a hearing.

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