Daily eCFR

Disclosing Information—Lower Tier Participants

Disclosing Information—Lower Tier Participants

ContainsSections 105-68.355–105-68.365

CorpusDaily eCFR

Displayed edition2026-09-22

Last updated2026-09-22

Sections

105-68.355
§ 105-68.355 What information must I provide to a higher tier participant before entering into a covered transaction with that participant?
105-68.360
§ 105-68.360 What happens if I fail to disclose the information required under § 105-68.355?
105-68.365
§ 105-68.365 What must I do if I learn of information required under § 105-68.355 after entering into a covered transaction with a higher tier participant?